Last 12 months
Inside the activity.
1 purchase rows · 55 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 18 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 29 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 19, 2018 Filed Jun 21, 2018 23:23 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
GS Direct, L.L.C.10% owner
|
SaleCommon Stock | 5,583,375 | $17.06 | $95,224,460.63 |
DisclosureSEC source: 0000769993-18-000399 · ownershipdoc06202018093112.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner GS Direct, L.L.C. · CIK 0001415176 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 649,296 F2 · shares: Pursuant to an underwriting agreement, dated June 14, 2018 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of common stock, par value $0.25 per share (the "Common Stock"), of Griffon Corporation (the "Company"), pursuant to the final prospectus supplement dated June 14, 2018, which offering was consummated on June 19, 2018 (the "Registered Public Offering"), the underwriters purchased shares of Common Stock from the selling shareholder, GS Direct. GS Direct sold an aggregate of 4,855,109 shares of Common Stock. Goldman Sachs was one of the underwriters under the Underwriting Agreement. F3 · shares: Pursuant to the Underwriting Agreement and in connection with the Registered Public Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling shareholder, GS Direct. On June 19, 2018, the Over-Allotment Option was consummated and in connection with such sale to the underwriters, GS Direct sold an additional 728,266 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs") and GS Direct, L.L.C. ("GS Direct", and together with GS Group and Goldman Sachs, the "Reporting Persons"). The Reporting Persons each disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Following the sale of shares by GS Direct, Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 649,296 shares of Common Stock and Goldman Sachs also had open short positions of 558,825 shares of Common Stock, reflecting changes due to exempt transactions. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 20:15 UTC |
TURNBULL CHERYL LDirector
|
PurchaseCommon Stock | 10,625 | $18.00 | $191,250.00 |
DisclosureSEC source: 0000050725-18-000047 · wf-form4_152952569220624.xml · nonDerivative · entry 1 TURNBULL CHERYL L · CIK 0001041952 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,148 Read SEC document |
| May 02, 2018 Filed May 4, 2018 19:59 UTC |
TURNBULL CHERYL LDirector
|
GrantCommon Stock | 4,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000041 · wf-form4_152546398586056.xml · nonDerivative · entry 1 TURNBULL CHERYL L · CIK 0001041952 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,523 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on May 2,2019. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 21:44 UTC |
Grabowsky Louis J.Director
|
PurchaseCommon Stock | 2,500 | $18.33 | $45,825.00 |
DisclosureSEC source: 0000050725-18-000028 · wf-form4_151786704452504.xml · nonDerivative · entry 1 Grabowsky Louis J. · CIK 0001640225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,594 Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:01 UTC |
Grabowsky Louis J.Director
|
GrantCommon Stock | 4,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000026 · wf-form4_151760528534710.xml · nonDerivative · entry 1 Grabowsky Louis J. · CIK 0001640225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,094 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2019. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:49 UTC |
Renuart Victor EugeneDirector
|
GrantCommon Stock | 4,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000025 · wf-form4_151760455222543.xml · nonDerivative · entry 1 Renuart Victor Eugene · CIK 0001597532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,922 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2019. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:49 UTC |
WALDORF WILLIAMDirector
|
GrantCommon Stock | 4,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000024 · wf-form4_151760453380947.xml · nonDerivative · entry 1 WALDORF WILLIAM · CIK 0001208673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,202 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2019. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:48 UTC |
Kutyna Donald JDirector
|
GrantCommon Stock | 4,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000023 · wf-form4_151760451643255.xml · nonDerivative · entry 1 Kutyna Donald J · CIK 0001334376 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,874 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2019. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:48 UTC |
ALPERT HENRY ADirector
|
GrantCommon Stock | 4,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000022 · wf-form4_151760449862735.xml · nonDerivative · entry 1 ALPERT HENRY A · CIK 0001208677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,741 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2019. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:48 UTC |
BROSIG THOMASDirector
|
GrantCommon Stock | 4,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000021 · wf-form4_151760447845343.xml · nonDerivative · entry 1 BROSIG THOMAS · CIK 0001247390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,589 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2019. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:47 UTC |
HARRISON ROBERT GDirector
|
GrantCommon Stock | 4,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000020 · wf-form4_151760446103311.xml · nonDerivative · entry 1 HARRISON ROBERT G · CIK 0001279448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,609 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2019. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:47 UTC |
Sullivan Kevin FDirector
|
GrantCommon Stock | 4,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000019 · wf-form4_151760444179365.xml · nonDerivative · entry 1 Sullivan Kevin F · CIK 0001568057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,255 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2019. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 20:47 UTC |
Fogg Blaine VDirector
|
GrantCommon Stock | 4,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000018 · wf-form4_151760441820115.xml · nonDerivative · entry 1 Fogg Blaine V · CIK 0001326649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,102 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2019. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:45 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
GS Direct, L.L.C.10% owner
|
GrantCommon Stock | 4,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-18-000157 · ownershipdoc01292018065120.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner GS Direct, L.L.C. · CIK 0001415176 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,591,565 F2 · shares: On January 31, 2018, 4,489 shares of common stock, par value $0.25 per share (the "Common Stock"), of Griffon Corporation (the "Company") were granted to Bradley J. Gross, a managing director of Goldman Sachs, in his capacity as a director of the Company pursuant to the Company's 2016 Equity Incentive Plan (the "Plan"). The grant of 4,489 shares vests one third on each of the next three anniversaries of the grant date, which was January 31, 2018. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC("Goldman Sachs") and GS Direct, L.L.C. ("GS Direct", and together with GS Group and Goldman Sachs, the "Reporting Persons"). F3 · ownership.nature: GS Group beneficially owns directly 6,877 shares of Common Stock. GS Group may be deemed to beneficially own 29,132 shares of Common Stock granted to Mr. Bradley J. Gross, a managing director of Goldman Sachs, in his capacity as a director of the Company, consisting of 11,889 shares of Common Stock granted to Mr. Gross pursuant to the Plan, 15,366 shares of Common Stock granted to Mr. Gross pursuant to the Company's 2011 Equity Incentive Plan, and 1,877 shares of Common Stock granted to Mr. Gross pursuant to the Company's Outside Director Stock Award Plan. Mr. Gross has an understanding with GS Group pursuant to which he holds such securities for the benefit of GS Group. F4 · ownership.nature: GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 5,555,556 shares of the Company's Common Stock, beneficially owned directly by GS Direct. Goldman Sachs and GS Direct are subsidiaries of GS Group. Goldman Sachs is the manager of GS Direct. The Reporting Persons each disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any. Goldman Sachs has net open short positions of 299,436 shares of Common Stock. Read SEC document |
| December 28, 2017 Filed Nov 9, 2018 21:08 UTC |
MEHMEL ROBERT FDirector · President and COO
|
GiftCommon Stock | 14,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000063 · wf-form5_154179766418068.xml · nonDerivative · entry 1 MEHMEL ROBERT F · CIK 0001201289 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,722 Read SEC document |
| December 12, 2017 Filed Nov 9, 2018 21:07 UTC |
BLAU HARVEY RDirector · Chairman of the Board and CEO
|
GiftCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000062 · wf-form5_154179763606676.xml · nonDerivative · entry 1 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,260,936 Read SEC document |
| December 12, 2017 Filed Nov 20, 2018 00:19 UTC Amendment |
KRAMER RONALD JDirector · Chairman of the Board and CEO
|
GiftCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000078 · wf-form5a_154267313183579.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,260,936 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:01 UTC |
MEHMEL ROBERT FPresident and COO
|
Tax withholdingCommon Stock | 50,409 | $23.35 | $1,177,050.15 |
DisclosureSEC source: 0000050725-17-000064 · wf-form4_151216207286745.xml · nonDerivative · entry 1 MEHMEL ROBERT F · CIK 0001201289 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,872 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 21:53 UTC |
Grabowsky Louis J.Director
|
PurchaseCommon Stock | 11,000 | $23.30 | $256,300.00 |
DisclosureSEC source: 0000050725-17-000062 · wf-form4_151130118938581.xml · nonDerivative · entry 1 Grabowsky Louis J. · CIK 0001640225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,605 Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 21:00 UTC |
MEHMEL ROBERT FPresident and COO
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000058 · wf-form4_151086603998488.xml · nonDerivative · entry 1 MEHMEL ROBERT F · CIK 0001201289 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,281 F1 · shares: Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 14, 2017, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2017. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 00:29 UTC |
Kaplan Seth L.Sr VP, Gen. Counsel and Secy
|
Tax withholdingCommon Stock | 23,021 | $20.75 | $477,685.75 |
DisclosureSEC source: 0000050725-17-000054 · wf-form4_151079212484339.xml · nonDerivative · entry 1 Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,139 F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 00:26 UTC |
Harris Brian GSVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 10,048 | $20.75 | $208,496.00 |
DisclosureSEC source: 0000050725-17-000052 · wf-form4_151079199694215.xml · nonDerivative · entry 1 Harris Brian G · CIK 0001470077 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,581 F1 · shares: Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. Read SEC document |
| July 05, 2017 Filed Nov 13, 2017 22:22 UTC |
BLAU HARVEY RDirector · Chairman of the Board
|
GiftCommon Stock | 2,255 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000050 · wf-form5_151061170650979.xml · nonDerivative · entry 2 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260,413 Read SEC document |
| February 28, 2017 Filed Nov 13, 2017 22:22 UTC |
BLAU HARVEY RDirector · Chairman of the Board
|
GiftCommon Stock | 9,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000050 · wf-form5_151061170650979.xml · nonDerivative · entry 1 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,262,668 Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:11 UTC |
WALDORF WILLIAMDirector
|
GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000027 · wf-form4_148598346239523.xml · nonDerivative · entry 1 WALDORF WILLIAM · CIK 0001208673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,713 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2018. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:10 UTC |
Renuart Victor EugeneDirector
|
GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000026 · wf-form4_148598342851875.xml · nonDerivative · entry 1 Renuart Victor Eugene · CIK 0001597532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,433 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2018. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:10 UTC |
ALPERT HENRY ADirector
|
GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000025 · wf-form4_148598336902148.xml · nonDerivative · entry 1 ALPERT HENRY A · CIK 0001208677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,252 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2018. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:08 UTC |
Fogg Blaine VDirector
|
GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000023 · wf-form4_148598330302851.xml · nonDerivative · entry 1 Fogg Blaine V · CIK 0001326649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,613 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2018. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:09 UTC |
BROSIG THOMASDirector
|
GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000024 · wf-form4_148598333791784.xml · nonDerivative · entry 1 BROSIG THOMAS · CIK 0001247390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,100 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2018. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:08 UTC |
Sullivan Kevin FDirector
|
GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000022 · wf-form4_148598328495042.xml · nonDerivative · entry 1 Sullivan Kevin F · CIK 0001568057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,766 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2018. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:08 UTC |
Grabowsky Louis J.Director
|
GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000021 · wf-form4_148598326741626.xml · nonDerivative · entry 1 Grabowsky Louis J. · CIK 0001640225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,605 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2018. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:07 UTC |
Kutyna Donald JDirector
|
GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000020 · wf-form4_148598324455724.xml · nonDerivative · entry 1 Kutyna Donald J · CIK 0001334376 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,385 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2018. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:07 UTC |
HARRISON ROBERT GDirector
|
GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000019 · wf-form4_148598322603840.xml · nonDerivative · entry 1 HARRISON ROBERT G · CIK 0001279448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,120 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2018. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:12 UTC |
BLAU HARVEY RDirector · Chairman of the Board
|
GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000031 · wf-form4_148606994512986.xml · nonDerivative · entry 2 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272,472 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2018. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:29 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
GS Direct, L.L.C.10% owner
|
GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-17-000233 · ownershipdoc01302017102706.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS Direct, L.L.C. · CIK 0001415176 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,587,076 F2 · shares: On January 31, 2017, 3,700 shares of common stock, par value $0.25 per share (the "Common Stock"), of Griffon Corporation (the "Company") were granted to Bradley J. Gross, a managing director of Goldman Sachs, in his capacity as a director of the Company pursuant to the Company's 2016 Equity Incentive Plan (the "Plan"). The grant of 3,700 shares vests one third on each of the next three anniversaries of the grant date, which was January 31, 2017. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs") and GS Direct, L.L.C. ("GS Direct", and together with GS Group and Goldman Sachs, the "Reporting Persons"). F3 · ownership.nature: GS Group beneficially owns directly 6,877 shares of Common Stock. GS Group may be deemed to beneficially own 24,643 shares of Common Stock granted to Mr. Bradley J. Gross, a managing director of Goldman Sachs, in his capacity as a director of the Company, consisting of 7,400 shares of Common Stock granted to Mr. Gross pursuant to the Plan, 15,366 shares of Common Stock granted to Mr. Gross pursuant to the Company's 2011 Equity Incentive Plan, and 1,877 shares of Common Stock granted to Mr. Gross pursuant to the Company's Outside Director Stock Award Plan. Mr. Gross has an understanding with GS Group pursuant to which he holds such securities for the benefit of GS Group. F4 · ownership.nature: GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 5,555,556 shares of the Company's Common Stock, beneficially owned directly by GS Direct. Goldman Sachs and GS Direct are subsidiaries of GS Group. Goldman Sachs is the manager of GS Direct. The Reporting Persons each disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any. Goldman Sachs has net open short positions of 555,720 shares of Common Stock. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:11 UTC |
KRAMER RONALD JDirector · CEO
|
GrantCommon Stock | 298,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000029 · wf-form4_148598350160238.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,284,936 F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on January 30, 2017, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on January 29, 2020. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:11 UTC |
MEHMEL ROBERT FPresident and COO
|
GrantCommon Stock | 112,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000028 · wf-form4_148598348347251.xml · nonDerivative · entry 1 MEHMEL ROBERT F · CIK 0001201289 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,281 F1 · shares: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on January 30, 2017, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on January 29, 2020. Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 21:02 UTC |
MEHMEL ROBERT FPresident and COO
|
Tax withholdingCommon Stock | 77,355 | $25.05 | $1,937,742.75 |
DisclosureSEC source: 0000050725-16-000178 · wf-form4_148157655090501.xml · nonDerivative · entry 1 MEHMEL ROBERT F · CIK 0001201289 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,281 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. Read SEC document |
| December 09, 2016 Filed Dec 9, 2016 22:05 UTC |
BLAU HARVEY RDirector · Chairman of the Board
|
SaleCommon Stock | 102,557 | $25.04 | $2,568,027.28 |
DisclosureSEC source: 0000050725-16-000176 · wf-form4_148132114152629.xml · nonDerivative · entry 3 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 440,253 F3 · price: The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $24.95 to $25.35, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:05 UTC |
BLAU HARVEY RDirector · Chairman of the Board
|
SaleCommon Stock | 151,376 | $25.22 | $3,817,702.72 |
DisclosureSEC source: 0000050725-16-000176 · wf-form4_148132114152629.xml · nonDerivative · entry 2 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 542,810 F2 · price: The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $25.05 to $25.45, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:05 UTC |
BLAU HARVEY RDirector · Chairman of the Board
|
SaleCommon Stock | 106,067 | $25.26 | $2,679,252.42 |
DisclosureSEC source: 0000050725-16-000176 · wf-form4_148132114152629.xml · nonDerivative · entry 1 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 694,186 F1 · price: The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $25.20 to $25.375, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:16 UTC |
ALPERT HENRY ADirector
|
SaleCommon Stock | 14,980 | $23.55 | $352,779.00 |
DisclosureSEC source: 0000050725-16-000174 · wf-form4_148105896867792.xml · nonDerivative · entry 1 ALPERT HENRY A · CIK 0001208677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,552 F1 · price: The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $23.40 to $23.675, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:07 UTC |
KRAMER RONALD JDirector · CEO
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-16-000172 · wf-form4_148071283435159.xml · nonDerivative · entry 2 KRAMER RONALD J · CIK 0001195908 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986,269 Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:07 UTC |
KRAMER RONALD JDirector · CEO
|
Tax withholdingCommon Stock | 271,438 | $23.90 | $6,487,368.20 |
DisclosureSEC source: 0000050725-16-000172 · wf-form4_148071283435159.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006,269 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:06 UTC |
MEHMEL ROBERT FPresident and COO
|
Tax withholdingCommon Stock | 37,948 | $23.90 | $906,957.20 |
DisclosureSEC source: 0000050725-16-000171 · wf-form4_148071280645343.xml · nonDerivative · entry 1 MEHMEL ROBERT F · CIK 0001201289 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,636 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. Read SEC document |
| November 17, 2016 Filed Feb 2, 2017 21:12 UTC |
BLAU HARVEY RDirector · Chairman of the Board
|
GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000031 · wf-form4_148606994512986.xml · nonDerivative · entry 1 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 432,253 Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 22:04 UTC |
Kaplan Seth L.Sr VP, Gen. Counsel and Secy
|
GrantCommon Stock | 44,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-16-000158 · wf-form4_147924745104837.xml · nonDerivative · entry 2 Kaplan Seth L. · CIK 0001491551 · Sr VP, Gen. Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,160 F2 · shares: Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2016, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 11, 2017. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 22:04 UTC |
Harris Brian GSVP, Chief Financial Officer
|
GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-16-000157 · wf-form4_147924743332807.xml · nonDerivative · entry 2 Harris Brian G · CIK 0001470077 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,629 F2 · shares: Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2016, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 11, 2017. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:20 UTC |
MEHMEL ROBERT FPresident and COO
|
GrantCommon Stock | 73,584 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-16-000165 · wf-form4_147941761210479.xml · nonDerivative · entry 1 MEHMEL ROBERT F · CIK 0001201289 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,584 F1 · shares: Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2016, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2016. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:20 UTC |
KRAMER RONALD JDirector · CEO
|
GrantCommon Stock | 494,334 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-16-000164 · wf-form4_147941759712429.xml · nonDerivative · entry 1 KRAMER RONALD J · CIK 0001195908 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,277,707 F1 · shares: Restricted shares granted under the Company's 2011 Equity Incentive Plan in two transactions exempt under Rule 16b. Vesting of all restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2016, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.