Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRIFFON CORPGFF · Entity 3998 | Director · Chairman of the Board and CEO | September 30, 2018 | November 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRIFFON CORP
Report date September 30, 2018 · Filed November 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,260,936 |
Reported balance
After 2017-12-12 transaction · row 1
1 source rowRow 1 · 2017-12-12 · Gift · Disposed 24,000 · Balance 2,260,936 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 1,884 |
Reported balance
Holding disclosure · report date 2018-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,884 F1: Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse and children | 40,298 |
Reported balance
Holding disclosure · report date 2018-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 40,298 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2017 Filed Nov 9, 2018 21:07 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-18-000062 · wf-form5_154179763606676.xml · nonDerivative · entry 1 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,260,936 Read SEC document |
| July 05, 2017 Filed Nov 13, 2017 22:22 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 2,255 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000050 · wf-form5_151061170650979.xml · nonDerivative · entry 2 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260,413 Read SEC document |
| February 28, 2017 Filed Nov 13, 2017 22:22 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 9,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000050 · wf-form5_151061170650979.xml · nonDerivative · entry 1 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,262,668 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:12 UTC | GRIFFON CORP GFF · Entity 3998 | GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000031 · wf-form4_148606994512986.xml · nonDerivative · entry 2 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272,472 F1 · price: Restricted stock grant under Company's 2016 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 31, 2018. Read SEC document |
| December 09, 2016 Filed Dec 9, 2016 22:05 UTC | GRIFFON CORP GFF · Entity 3998 | SaleCommon Stock | 102,557 | $25.04 | $2,568,027.28 |
DisclosureSEC source: 0000050725-16-000176 · wf-form4_148132114152629.xml · nonDerivative · entry 3 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 440,253 F3 · price: The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $24.95 to $25.35, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:05 UTC | GRIFFON CORP GFF · Entity 3998 | SaleCommon Stock | 151,376 | $25.22 | $3,817,702.72 |
DisclosureSEC source: 0000050725-16-000176 · wf-form4_148132114152629.xml · nonDerivative · entry 2 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 542,810 F2 · price: The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $25.05 to $25.45, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:05 UTC | GRIFFON CORP GFF · Entity 3998 | SaleCommon Stock | 106,067 | $25.26 | $2,679,252.42 |
DisclosureSEC source: 0000050725-16-000176 · wf-form4_148132114152629.xml · nonDerivative · entry 1 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 694,186 F1 · price: The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $25.20 to $25.375, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote. Read SEC document |
| November 17, 2016 Filed Feb 2, 2017 21:12 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-17-000031 · wf-form4_148606994512986.xml · nonDerivative · entry 1 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 432,253 Read SEC document |
| April 27, 2016 Filed Nov 4, 2016 20:04 UTC | GRIFFON CORP GFF · Entity 3998 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000050725-16-000154 · wf-form5_147828985597953.xml · nonDerivative · entry 1 BLAU HARVEY R · CIK 0001053470 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,268,772 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.