GEN

SEC source: 0000921895-21-001429 · form406297244a_05192021.xml · nonDerivative · entry 3

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Value and Opportunity Master Fund Ltd

Disclosed balance after: 8,275,430

F1 · security: Due to the Securities and Exchange Commission's electronic filing system limitation of thirty line items on Table I, this Form 4 filing is part one of two reporting transactions that were executed on May 17, 2021 and May 18, 2021.

F2 · ownership.nature: Securities owned directly by Starboard Value and Opportunity Master Fund Ltd ("Starboard V&O Fund"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP LLC ("Starboard Value GP"), the general partner of the investment manager of Starboard V&O Fund, and as a member of the Management Committee of Starboard Principal Co GP LLC ("Principal GP"), the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard V&O Fund for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-21-001429 · form406297244a_05192021.xml · nonDerivative · entry 2

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Value and Opportunity Master Fund Ltd

Disclosed balance after: 8,573,653

F1 · security: Due to the Securities and Exchange Commission's electronic filing system limitation of thirty line items on Table I, this Form 4 filing is part one of two reporting transactions that were executed on May 17, 2021 and May 18, 2021.

F2 · ownership.nature: Securities owned directly by Starboard Value and Opportunity Master Fund Ltd ("Starboard V&O Fund"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP LLC ("Starboard Value GP"), the general partner of the investment manager of Starboard V&O Fund, and as a member of the Management Committee of Starboard Principal Co GP LLC ("Principal GP"), the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard V&O Fund for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-21-001429 · form406297244a_05192021.xml · nonDerivative · entry 1

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Value and Opportunity Master Fund Ltd

Disclosed balance after: 10,070,060

F1 · security: Due to the Securities and Exchange Commission's electronic filing system limitation of thirty line items on Table I, this Form 4 filing is part one of two reporting transactions that were executed on May 17, 2021 and May 18, 2021.

F2 · ownership.nature: Securities owned directly by Starboard Value and Opportunity Master Fund Ltd ("Starboard V&O Fund"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP LLC ("Starboard Value GP"), the general partner of the investment manager of Starboard V&O Fund, and as a member of the Management Committee of Starboard Principal Co GP LLC ("Principal GP"), the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard V&O Fund for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-21-001337 · form406297244_05142021.xml · nonDerivative · entry 2

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,226

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

SEC source: 0000921895-21-001337 · form406297244_05142021.xml · nonDerivative · entry 1

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,256

F1 · shares: In connection with the Reporting Person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such Reporting Person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

SEC source: 0001209191-21-032760 · doc4.xml · nonDerivative · entry 2

Smith Sherrese M · CIK 0001815129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

SEC source: 0001209191-21-032760 · doc4.xml · nonDerivative · entry 1

Smith Sherrese M · CIK 0001815129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,280

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

SEC source: 0001209191-21-032754 · doc4.xml · nonDerivative · entry 2

HEATH EMILY · CIK 0001841170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,761

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

SEC source: 0001209191-21-032754 · doc4.xml · nonDerivative · entry 1

HEATH EMILY · CIK 0001841170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,791

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

SEC source: 0001209191-21-032749 · doc4.xml · nonDerivative · entry 1

Denzel Nora · CIK 0001418351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,148

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

SEC source: 0001209191-21-032745 · doc4.xml · nonDerivative · entry 2

Dangeard Frank E · CIK 0001387504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,477

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

SEC source: 0001209191-21-032745 · doc4.xml · nonDerivative · entry 1

Dangeard Frank E · CIK 0001387504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,507

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

SEC source: 0001209191-21-032741 · doc4.xml · nonDerivative · entry 2

BRANDT ERIC · CIK 0001190639 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Brandt Family Trust

Disclosed balance after: 29,326

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

SEC source: 0001209191-21-032741 · doc4.xml · nonDerivative · entry 1

BRANDT ERIC · CIK 0001190639 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Brandt Family Trust

Disclosed balance after: 27,356

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy,such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

SEC source: 0001209191-21-032735 · doc4.xml · nonDerivative · entry 2

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · S Barsamian & W Romans TTEE Romans - Barsamian Revocable Trust

Disclosed balance after: 47,444

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

SEC source: 0001209191-21-032735 · doc4.xml · nonDerivative · entry 1

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · S Barsamian & W Romans TTEE Romans - Barsamian Revocable Trust

Disclosed balance after: 45,474

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

SEC source: 0000899243-21-019646 · doc4.xml · derivative · entry 5

Silver Lake (Offshore) AIV GP IV, Ltd. · CIK 0001607376 · Director

Silver Lake Technology Associates IV Cayman, L.P. · CIK 0001607377 · Director

SLP IV Seal GP, L.L.C. · CIK 0001668319 · Director

SLP IV Seal II GP, L.L.C. · CIK 0001790691 · Director

SLP IV Seal Holdings, L.P. · CIK 0001668204 · Director

SLP IV Seal II Holdings, L.P. · CIK 0001790690 · Director

Hao Kenneth · CIK 0001415357 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP IV Seal II Holdings, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 7,454,262 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents the approximate conversion price of the 2.500% Convertible Notes, based on the conversion rate calculated pursuant to the Indenture, dated as of February 4, 2020, by and between the Issuer and Wells Fargo Bank, National Association, as trustee.

F5 · kind: On May 13, 2021, SLP IV Seal Holdings, L.P. ("Seal"), SLP IV Seal II Holdings, L.P. ("Seal II") and NortonLifeLock Inc. (the "Issuer") entered into a Convertible Notes Purchase Agreement pursuant to which the Issuer purchased an aggregate of $250,000,000 principal amount of 2.500% Convertible Senior Notes due 2022 (the "2.500% Convertible Notes") from Seal and Seal II for aggregate cash consideration of $365,444,853.04, which consideration includes accrued and unpaid interest through the date of settlement..

F5 · price: On May 13, 2021, SLP IV Seal Holdings, L.P. ("Seal"), SLP IV Seal II Holdings, L.P. ("Seal II") and NortonLifeLock Inc. (the "Issuer") entered into a Convertible Notes Purchase Agreement pursuant to which the Issuer purchased an aggregate of $250,000,000 principal amount of 2.500% Convertible Senior Notes due 2022 (the "2.500% Convertible Notes") from Seal and Seal II for aggregate cash consideration of $365,444,853.04, which consideration includes accrued and unpaid interest through the date of settlement..

F7 · derivative.exercise_date: Pursuant to the Investment Agreement, dated as of February 3, 2016, as amended, Seal and Seal II were restricted, subject to certain exceptions, from converting the 2.500% Convertible Notes prior to October 1, 2021.

F8 · derivative.expiration_date: The 2.500% Convertible Notes were scheduled to mature on April 1, 2022, subject to earlier repurchase or conversion in accordance with their terms.

F9 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the 2.500% Convertible Notes if the Issuer were to elect to settle its conversion obligation solely through the delivery of a number of shares of Common Stock and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of 2.500% Convertible Notes, based on the current conversion rate of 59.6341 shares of Common Stock per $1,000 principal amount of 2.500% Convertible Notes. The conversion rate was subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of the indenture governing the 2.500% Convertible Notes.

F11 · ownership.nature: These securities are held by Seal II. SLP IV Seal II GP, L.L.C. ("Seal II GP") is the general partner of Seal II.

F12 · ownership.nature: Silver Lake Technology Associates IV Cayman, L.P. ("SLTA") is the sole member of each of Seal GP and Seal II GP. Silver Lake (Offshore) AIV GP IV, Ltd. ("AIV GP") is the general partner of SLTA. Mr. Hao serves as a member of the board of directors of the Issuer and is a director of AIV GP. Each of Seal, Seal II, Seal GP, Seal II GP, SLTA and AIV GP may be deemed to be a director by deputization of the Issuer.

SEC source: 0000899243-21-019646 · doc4.xml · derivative · entry 4

Silver Lake (Offshore) AIV GP IV, Ltd. · CIK 0001607376 · Director

Silver Lake Technology Associates IV Cayman, L.P. · CIK 0001607377 · Director

SLP IV Seal GP, L.L.C. · CIK 0001668319 · Director

SLP IV Seal II GP, L.L.C. · CIK 0001790691 · Director

SLP IV Seal Holdings, L.P. · CIK 0001668204 · Director

SLP IV Seal II Holdings, L.P. · CIK 0001790690 · Director

Hao Kenneth · CIK 0001415357 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP IV Seal Holdings, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 7,454,262 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents the approximate conversion price of the 2.500% Convertible Notes, based on the conversion rate calculated pursuant to the Indenture, dated as of February 4, 2020, by and between the Issuer and Wells Fargo Bank, National Association, as trustee.

F5 · kind: On May 13, 2021, SLP IV Seal Holdings, L.P. ("Seal"), SLP IV Seal II Holdings, L.P. ("Seal II") and NortonLifeLock Inc. (the "Issuer") entered into a Convertible Notes Purchase Agreement pursuant to which the Issuer purchased an aggregate of $250,000,000 principal amount of 2.500% Convertible Senior Notes due 2022 (the "2.500% Convertible Notes") from Seal and Seal II for aggregate cash consideration of $365,444,853.04, which consideration includes accrued and unpaid interest through the date of settlement..

F5 · price: On May 13, 2021, SLP IV Seal Holdings, L.P. ("Seal"), SLP IV Seal II Holdings, L.P. ("Seal II") and NortonLifeLock Inc. (the "Issuer") entered into a Convertible Notes Purchase Agreement pursuant to which the Issuer purchased an aggregate of $250,000,000 principal amount of 2.500% Convertible Senior Notes due 2022 (the "2.500% Convertible Notes") from Seal and Seal II for aggregate cash consideration of $365,444,853.04, which consideration includes accrued and unpaid interest through the date of settlement..

F7 · derivative.exercise_date: Pursuant to the Investment Agreement, dated as of February 3, 2016, as amended, Seal and Seal II were restricted, subject to certain exceptions, from converting the 2.500% Convertible Notes prior to October 1, 2021.

F8 · derivative.expiration_date: The 2.500% Convertible Notes were scheduled to mature on April 1, 2022, subject to earlier repurchase or conversion in accordance with their terms.

F9 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the 2.500% Convertible Notes if the Issuer were to elect to settle its conversion obligation solely through the delivery of a number of shares of Common Stock and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of 2.500% Convertible Notes, based on the current conversion rate of 59.6341 shares of Common Stock per $1,000 principal amount of 2.500% Convertible Notes. The conversion rate was subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of the indenture governing the 2.500% Convertible Notes.

F10 · ownership.nature: These securities are held by Seal. SLP IV Seal GP, L.L.C. ("Seal GP") is the general partner of Seal.

F12 · ownership.nature: Silver Lake Technology Associates IV Cayman, L.P. ("SLTA") is the sole member of each of Seal GP and Seal II GP. Silver Lake (Offshore) AIV GP IV, Ltd. ("AIV GP") is the general partner of SLTA. Mr. Hao serves as a member of the board of directors of the Issuer and is a director of AIV GP. Each of Seal, Seal II, Seal GP, Seal II GP, SLTA and AIV GP may be deemed to be a director by deputization of the Issuer.

SEC source: 0000899243-21-019646 · doc4.xml · nonDerivative · entry 2

Silver Lake (Offshore) AIV GP IV, Ltd. · CIK 0001607376 · Director

Silver Lake Technology Associates IV Cayman, L.P. · CIK 0001607377 · Director

SLP IV Seal GP, L.L.C. · CIK 0001668319 · Director

SLP IV Seal II GP, L.L.C. · CIK 0001790691 · Director

SLP IV Seal Holdings, L.P. · CIK 0001668204 · Director

SLP IV Seal II Holdings, L.P. · CIK 0001790690 · Director

Hao Kenneth · CIK 0001415357 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 88,132

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

F3 · ownership.nature: These securities are held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates and certain of the funds they manage ("Silver Lake"). Mr. Hao serves as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities.

SEC source: 0000899243-21-019646 · doc4.xml · nonDerivative · entry 1

Silver Lake (Offshore) AIV GP IV, Ltd. · CIK 0001607376 · Director

Silver Lake Technology Associates IV Cayman, L.P. · CIK 0001607377 · Director

SLP IV Seal GP, L.L.C. · CIK 0001668319 · Director

SLP IV Seal II GP, L.L.C. · CIK 0001790691 · Director

SLP IV Seal Holdings, L.P. · CIK 0001668204 · Director

SLP IV Seal II Holdings, L.P. · CIK 0001790690 · Director

Hao Kenneth · CIK 0001415357 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 86,162

F1 · shares: In connection with the Reporting Person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such Reporting Person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

F3 · ownership.nature: These securities are held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates and certain of the funds they manage ("Silver Lake"). Mr. Hao serves as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities.

SEC source: 0001209191-21-031695 · doc4.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,460

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 33% vests on May 1, 2022, 33% vests on May 1, 2023, and 34% vests on May 1, 2024.

SEC source: 0001209191-21-031690 · doc4.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,683

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 33% vests on May 1, 2022, 33% vests on May 1, 2023, and 34% vests on May 1, 2024.

F2 · balance_after: Includes 810 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 12, 2021.

SEC source: 0001209191-21-031684 · doc4.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,646

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 33% vests on May 1, 2022, 33% vests on May 1, 2023, and 34% vests on May 1, 2024.

SEC source: 0001209191-21-011269 · doc4.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,912

F1 · shares: Reflects the sale of shares acquired through NortonLifeLock's 2008 Employee Stock Purchase Plan and sold through quick sale program.

SEC source: 0000921895-21-000499 · form406297244_02182021.xml · derivative · entry 10

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Accounts of Starboard Value LP

Disclosed balance after: 0

Underlying: Common Stock, $0.01 Par Value · 274,186 shares

Expires 2021-02-16

F9 · kind: The forward purchase contract previously reported by the Reporting Persons on August 14, 2019 automatically settled in shares of common stock pursuant to its terms on February 16, 2021, in a transaction exempt from Section 16, pursuant to Rule 16b-6(b) or otherwise.

F9 · derivative.exercise_date: The forward purchase contract previously reported by the Reporting Persons on August 14, 2019 automatically settled in shares of common stock pursuant to its terms on February 16, 2021, in a transaction exempt from Section 16, pursuant to Rule 16b-6(b) or otherwise.

F2 · ownership.nature: Securities held in certain accounts managed by Starboard Value LP (the "Starboard Value LP Accounts"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of Starboard Value LP, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities held in the Starboard Value LP Accounts for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-21-000499 · form406297244_02182021.xml · nonDerivative · entry 1

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Accounts of Starboard Value LP

Disclosed balance after: 3,508,523

F9 · kind: The forward purchase contract previously reported by the Reporting Persons on August 14, 2019 automatically settled in shares of common stock pursuant to its terms on February 16, 2021, in a transaction exempt from Section 16, pursuant to Rule 16b-6(b) or otherwise.

F2 · ownership.nature: Securities held in certain accounts managed by Starboard Value LP (the "Starboard Value LP Accounts"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of Starboard Value LP, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities held in the Starboard Value LP Accounts for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-004325 · doc4.xml · nonDerivative · entry 2

Smith Sherrese M · CIK 0001815129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,032

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

SEC source: 0001209191-21-004325 · doc4.xml · nonDerivative · entry 1

Smith Sherrese M · CIK 0001815129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,543

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

SEC source: 0001209191-21-004319 · doc4.xml · nonDerivative · entry 1

HEATH EMILY · CIK 0001841170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,543

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

SEC source: 0000921895-20-003254 · form406297244_12152020.xml · derivative · entry 17

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Value X Master Fund Ltd

Disclosed balance after: 0

Underlying: Common Stock, $0.01 Par Value · 1,438,409 shares

Expires 2020-12-11

F11 · kind: These put options expired worthless pursuant to their terms on December 11, 2020.

F12 · derivative.underlying_shares: Starboard V&O Fund transferred 1,438,409 put options held by it to Starboard X Master in certain transactions exempt from Section 16, pursuant to Rule 16a-13 or otherwise.

F7 · ownership.nature: Securities beneficially owned by Starboard Value X Master Fund Ltd ("Starboard X Master"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard X Master, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard X Master for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-20-003254 · form406297244_12152020.xml · derivative · entry 16

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Leaders Tango LLC

Disclosed balance after: 0

Underlying: Common Stock, $0.01 Par Value · 1,213,847 shares

Expires 2020-12-11

F11 · kind: These put options expired worthless pursuant to their terms on December 11, 2020.

F4 · ownership.nature: Securities owned directly by Starboard Leaders Tango LLC ("Starboard Tango LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Tango LLC, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Tango LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-20-003254 · form406297244_12152020.xml · derivative · entry 15

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Value and Opportunity Master Fund Ltd

Disclosed balance after: 0

Underlying: Common Stock, $0.01 Par Value · 14,006,263 shares

Expires 2020-12-11

F11 · kind: These put options expired worthless pursuant to their terms on December 11, 2020.

F1 · ownership.nature: Securities owned directly by Starboard Value and Opportunity Master Fund Ltd ("Starboard V&O Fund"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP LLC ("Starboard Value GP"), the general partner of the investment manager of Starboard V&O Fund, and as a member and member of the Management Committee of Starboard Principal Co GP LLC ("Principal GP"), the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard V&O Fund for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-20-003254 · form406297244_12152020.xml · derivative · entry 14

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Leaders Tango LLC

Disclosed balance after: 0

Underlying: Common Stock, $0.01 Par Value · 607,814 shares

Expires 2020-12-11

F10 · kind: Following the expiration of these in-the-money call options, the Reporting Person's beneficial ownership reported herein has not changed since the filing of the prior Form 4, filed June 9, 2020.

F4 · ownership.nature: Securities owned directly by Starboard Leaders Tango LLC ("Starboard Tango LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Tango LLC, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Tango LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-20-003254 · form406297244_12152020.xml · derivative · entry 13

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Value and Opportunity Master Fund Ltd

Disclosed balance after: 0

Underlying: Common Stock, $0.01 Par Value · 7,733,667 shares

Expires 2020-12-11

F10 · kind: Following the expiration of these in-the-money call options, the Reporting Person's beneficial ownership reported herein has not changed since the filing of the prior Form 4, filed June 9, 2020.

F1 · ownership.nature: Securities owned directly by Starboard Value and Opportunity Master Fund Ltd ("Starboard V&O Fund"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP LLC ("Starboard Value GP"), the general partner of the investment manager of Starboard V&O Fund, and as a member and member of the Management Committee of Starboard Principal Co GP LLC ("Principal GP"), the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard V&O Fund for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-20-003254 · form406297244_12152020.xml · nonDerivative · entry 6

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Leaders Tango LLC

Disclosed balance after: 910,386

F10 · kind: Following the expiration of these in-the-money call options, the Reporting Person's beneficial ownership reported herein has not changed since the filing of the prior Form 4, filed June 9, 2020.

F4 · ownership.nature: Securities owned directly by Starboard Leaders Tango LLC ("Starboard Tango LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Tango LLC, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Tango LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-20-003254 · form406297244_12152020.xml · nonDerivative · entry 5

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Value and Opportunity Master Fund Ltd

Disclosed balance after: 10,505,380

F10 · kind: Following the expiration of these in-the-money call options, the Reporting Person's beneficial ownership reported herein has not changed since the filing of the prior Form 4, filed June 9, 2020.

F1 · ownership.nature: Securities owned directly by Starboard Value and Opportunity Master Fund Ltd ("Starboard V&O Fund"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP LLC ("Starboard Value GP"), the general partner of the investment manager of Starboard V&O Fund, and as a member and member of the Management Committee of Starboard Principal Co GP LLC ("Principal GP"), the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard V&O Fund for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-062940 · doc4.xml · derivative · entry 5

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,530

Underlying: Common Stock · 515,530 shares

Expires not disclosed

F2 · derivative.exercise_price: On August 21, 2019, the Company's Board of Directors approved an enhanced severance and retention agreement (the "Broadcom Retention Plan") for the Reporting Person which amended the conditions of certain of his then outstanding equity grants. Under the Broadcom Retention Plan, 343,685 shares (the "Target Shares") became subject to performance-based vesting, which were subject to vest following a transition period no later than December 31, 2020, as set forth therein. Under the Broadcom Retention Plan, 0% to 150% of the Target Shares were eligible to be earned once the performance criteria has been met. The Board of Directors certified that the criteria was fully satisfied at 150%.

F2 · derivative.exercise_date: On August 21, 2019, the Company's Board of Directors approved an enhanced severance and retention agreement (the "Broadcom Retention Plan") for the Reporting Person which amended the conditions of certain of his then outstanding equity grants. Under the Broadcom Retention Plan, 343,685 shares (the "Target Shares") became subject to performance-based vesting, which were subject to vest following a transition period no later than December 31, 2020, as set forth therein. Under the Broadcom Retention Plan, 0% to 150% of the Target Shares were eligible to be earned once the performance criteria has been met. The Board of Directors certified that the criteria was fully satisfied at 150%.

F2 · derivative.expiration_date: On August 21, 2019, the Company's Board of Directors approved an enhanced severance and retention agreement (the "Broadcom Retention Plan") for the Reporting Person which amended the conditions of certain of his then outstanding equity grants. Under the Broadcom Retention Plan, 343,685 shares (the "Target Shares") became subject to performance-based vesting, which were subject to vest following a transition period no later than December 31, 2020, as set forth therein. Under the Broadcom Retention Plan, 0% to 150% of the Target Shares were eligible to be earned once the performance criteria has been met. The Board of Directors certified that the criteria was fully satisfied at 150%.

F2 · balance_after: On August 21, 2019, the Company's Board of Directors approved an enhanced severance and retention agreement (the "Broadcom Retention Plan") for the Reporting Person which amended the conditions of certain of his then outstanding equity grants. Under the Broadcom Retention Plan, 343,685 shares (the "Target Shares") became subject to performance-based vesting, which were subject to vest following a transition period no later than December 31, 2020, as set forth therein. Under the Broadcom Retention Plan, 0% to 150% of the Target Shares were eligible to be earned once the performance criteria has been met. The Board of Directors certified that the criteria was fully satisfied at 150%.

SEC source: 0001209191-20-062940 · doc4.xml · derivative · entry 4

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 515,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On August 21, 2019, the Company's Board of Directors approved an enhanced severance and retention agreement (the "Broadcom Retention Plan") for the Reporting Person which amended the conditions of certain of his then outstanding equity grants. Under the Broadcom Retention Plan, 343,685 shares (the "Target Shares") became subject to performance-based vesting, which were subject to vest following a transition period no later than December 31, 2020, as set forth therein. Under the Broadcom Retention Plan, 0% to 150% of the Target Shares were eligible to be earned once the performance criteria has been met. The Board of Directors certified that the criteria was fully satisfied at 150%.

F2 · derivative.exercise_date: On August 21, 2019, the Company's Board of Directors approved an enhanced severance and retention agreement (the "Broadcom Retention Plan") for the Reporting Person which amended the conditions of certain of his then outstanding equity grants. Under the Broadcom Retention Plan, 343,685 shares (the "Target Shares") became subject to performance-based vesting, which were subject to vest following a transition period no later than December 31, 2020, as set forth therein. Under the Broadcom Retention Plan, 0% to 150% of the Target Shares were eligible to be earned once the performance criteria has been met. The Board of Directors certified that the criteria was fully satisfied at 150%.

F2 · derivative.expiration_date: On August 21, 2019, the Company's Board of Directors approved an enhanced severance and retention agreement (the "Broadcom Retention Plan") for the Reporting Person which amended the conditions of certain of his then outstanding equity grants. Under the Broadcom Retention Plan, 343,685 shares (the "Target Shares") became subject to performance-based vesting, which were subject to vest following a transition period no later than December 31, 2020, as set forth therein. Under the Broadcom Retention Plan, 0% to 150% of the Target Shares were eligible to be earned once the performance criteria has been met. The Board of Directors certified that the criteria was fully satisfied at 150%.

F2 · balance_after: On August 21, 2019, the Company's Board of Directors approved an enhanced severance and retention agreement (the "Broadcom Retention Plan") for the Reporting Person which amended the conditions of certain of his then outstanding equity grants. Under the Broadcom Retention Plan, 343,685 shares (the "Target Shares") became subject to performance-based vesting, which were subject to vest following a transition period no later than December 31, 2020, as set forth therein. Under the Broadcom Retention Plan, 0% to 150% of the Target Shares were eligible to be earned once the performance criteria has been met. The Board of Directors certified that the criteria was fully satisfied at 150%.

SEC source: 0001209191-20-062940 · doc4.xml · nonDerivative · entry 2

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,575

F1 · shares: Shares withheld by NortonLifeLock Inc. to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs) and restricted stock units (RSUs). No shares were sold.

SEC source: 0001209191-20-062940 · doc4.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,273,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-061173 · doc4.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,139

F1 · shares: Shares withheld by NortonLifeLock to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes 1,103 shares that were acquired through the 2008 Employee Stock Purchase Plan on August 14, 2020.

SEC source: 0000921895-20-003254 · form406297244_12152020.xml · nonDerivative · entry 4

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Value X Master Fund Ltd

Disclosed balance after: 1,078,874

F7 · ownership.nature: Securities beneficially owned by Starboard Value X Master Fund Ltd ("Starboard X Master"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard X Master, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard X Master for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000921895-20-003254 · form406297244_12152020.xml · nonDerivative · entry 3

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Value and Opportunity Master Fund Ltd

Disclosed balance after: 2,771,713

F1 · ownership.nature: Securities owned directly by Starboard Value and Opportunity Master Fund Ltd ("Starboard V&O Fund"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP LLC ("Starboard Value GP"), the general partner of the investment manager of Starboard V&O Fund, and as a member and member of the Management Committee of Starboard Principal Co GP LLC ("Principal GP"), the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard V&O Fund for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-024866 · doc4.xml · derivative · entry 1

Silver Lake (Offshore) AIV GP IV, Ltd. · CIK 0001607376 · Director

Silver Lake Technology Associates IV Cayman, L.P. · CIK 0001607377 · Director

SLP IV Star GP, L.L.C. · CIK 0001680644 · Director

SLP IV Star Holdings, L.P. · CIK 0001680643 · Director

Hao Kenneth · CIK 0001415357 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP IV Star Holdings, L.P.

Disclosed balance after: Not disclosed

Underlying: Common Stock · 12,246,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the approximate conversion price of the 2.00% Convertible Notes, based on the conversion rate calculated pursuant to the Indenture, dated as of February 4, 2020, by and between the Issuer and Wells Fargo Bank, National Association, as trustee, as amended.

F1 · kind: On September 10, 2020, SLP IV Star Holdings, L.P. ("Star") sold $250,000,000 principal amount of 2.00% Convertible Senior Notes due 2022 (the "2.00% Convertible Notes") for cash consideration of $299,516,944.43, which consideration includes accrued and unpaid interest through the date of settlement. The sale is expected to close on or about September 17, 2020.

F1 · price: On September 10, 2020, SLP IV Star Holdings, L.P. ("Star") sold $250,000,000 principal amount of 2.00% Convertible Senior Notes due 2022 (the "2.00% Convertible Notes") for cash consideration of $299,516,944.43, which consideration includes accrued and unpaid interest through the date of settlement. The sale is expected to close on or about September 17, 2020.

F3 · derivative.exercise_date: Pursuant to the Investment Agreement, dated as of June 12, 2016, as amended, Star was restricted, subject to certain exceptions, from converting the 2.00% Convertible Notes prior to February 15, 2022.

F4 · derivative.expiration_date: The 2.00% Convertible Notes are scheduled to mature on August 15, 2022, subject to earlier repurchase or conversion in accordance with their terms.

F5 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the 2.00% Convertible Notes if the Issuer were to elect to settle its conversion obligation solely through the delivery of a number of shares of Common Stock and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of 2.00% Convertible Notes, based on the current conversion rate of 48.9860 shares of Common Stock per $1,000 principal amount of 2.00% Convertible Notes. The conversion rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of the indenture governing the 2.00% Convertible Notes.

F6 · ownership.nature: These securities were held by Star. SLP IV Star GP, L.L.C. ("Star GP") is the general partner of Star. Silver Lake Technology Associates IV Cayman, L.P. ("SLTA") is the sole member of Star GP. Silver Lake (Offshore) AIV GP IV, Ltd. ("AIV GP") is the general partner of SLTA. Mr. Kenneth Hao serves as a member of the board of directors of the Issuer and is a director of AIV GP. Each of Star, Star GP, SLTA and AIV GP may be deemed to be a director by deputization of the Issuer.

F7 · ownership.nature: Not included on this Form 4 are an additional aggregate amount of $250,000,000 principal amount of 2.500% Convertible Senior Notes due 2022 with an approximate conversion price of $16.77 held by SLP IV Seal Holdings, L.P. and SLP IV Seal II Holdings, L.P., which convertible notes continue to be held by such holders following the reported transaction.

SEC source: 0000899243-20-024868 · doc4.xml · derivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 17,988,442 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents the approximate conversion price of the 2.00% Convertible Notes, based on the conversion rate calculated pursuant to the Indenture, dated as of February 4, 2020, by and between the Issuer and Wells Fargo Bank, National Association, as trustee, as amended.

F1 · kind: On September 10, 2020, BC Bearcat SPV, LP, FF Bearcat Holdings, LP, BCIP Associates IV (US), L.P., BCIP Associates IV-B (US), L.P., BCIP T Associates IV (US), L.P., and BCIP T Associates IV-B (US), L.P. (collectively, the "Bain Capital Entities") sold $367,216,000 principal amount of 2.00% Convertible Senior Notes due 2022 (the "2.00% Convertible Notes") for cash consideration of $439,950,473.12, which consideration includes accrued and unpaid interest through the date of settlement.

F5 · derivative.exercise_date: Pursuant to the Investment Agreement, dated as of June 12, 2016, as amended, the Bain Capital Entities were restricted, subject to certain exceptions, from converting the 2.00% Convertible Notes prior to February 15, 2022.

F6 · derivative.expiration_date: The 2.00% Convertible Notes mature on August 15, 2022, subject to earlier repurchase or conversion in accordance with their terms.

F7 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the 2.00% Convertible Notes if the Issuer were to elect to settle its conversion obligation solely through the delivery of a number of shares of Common Stock and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of 2.00% Convertible Notes, based on the current conversion rate of 48.9860 shares of Common Stock per $1,000 principal amount of 2.00% Convertible Notes. The conversion rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of the indenture governing the 2.00% Convertible Notes.

F3 · ownership.nature: Represents $367,216,000 aggregate principal amount of the 2.00% Convertible Notes of the Issuer held directly by the Bain Capital Entities.

F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Bain Capital Entities is directed by Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-047203 · doc4.xml · nonDerivative · entry 1

Brown Matthew Charles · CIK 0001766979 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,675

F1 · shares: Reflects the sale of shares acquired through NortonLifeLock's 2008 Employee Stock Purchase Plan and sold through quick sale program.

SEC source: 0001209191-20-046373 · doc4.xml · nonDerivative · entry 1

Brown Matthew Charles · CIK 0001766979 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,077

F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $22.61 to $22.655 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-20-046129 · doc4.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,912

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 50% vests on June 1, 2021, 25% vests on June 1, 2022, and 25% vests on June 1, 2023.

SEC source: 0001209191-20-042265 · doc4.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,589

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 33% vests on June 1, 2021, 33% vests on June 1, 2022, and 34% vests on June 1, 2023.

SEC source: 0001209191-20-042260 · doc4.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · EVP, General Counsel and Secre

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,095

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 33% vests on June 1, 2021, 33% vests on June 1, 2022, and 34% vests on June 1, 2023.