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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
Parsed reports
2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 5, 2024 22:29 UTC
Timko Thomas SVice President
Tax withholdingCommon Stock 1,529 $158.10 $241,734.90
Disclosure

SEC source: 0000040545-24-000054 · wk-form4_1709677783.xml · nonDerivative · entry 6

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,309

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:29 UTC
Timko Thomas SVice President
Exercise / conversionCommon Stock 3,353 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000054 · wk-form4_1709677783.xml · nonDerivative · entry 5

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:29 UTC
Timko Thomas SVice President
Tax withholdingCommon Stock 4,325 $158.10 $683,782.50
Disclosure

SEC source: 0000040545-24-000054 · wk-form4_1709677783.xml · nonDerivative · entry 4

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,485

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:29 UTC
Timko Thomas SVice President
GrantCommon Stock 9,298 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000054 · wk-form4_1709677783.xml · nonDerivative · entry 3

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,810

F1 · security: Settlement of performance rights granted on March 1, 2021.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:29 UTC
Timko Thomas SVice President
Tax withholdingCommon Stock 1,590 $158.10 $251,379.00
Disclosure

SEC source: 0000040545-24-000054 · wk-form4_1709677783.xml · nonDerivative · entry 2

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,512

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:29 UTC
Timko Thomas SVice President
Exercise / conversionCommon Stock 3,417 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000054 · wk-form4_1709677783.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:28 UTC
Cox L KevinSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,222 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000036 · wk-form4_1709069265.xml · derivative · entry 9

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,222 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

F2 · derivative.exercise_date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

F2 · derivative.expiration_date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:28 UTC
Cox L KevinSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,154 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000036 · wk-form4_1709069265.xml · derivative · entry 8

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,154 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

F2 · derivative.exercise_date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

F2 · derivative.expiration_date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:28 UTC
Cox L KevinSenior Vice President
Tax withholdingCommon Stock 3,024 $152.86 $462,248.64
Disclosure

SEC source: 0000040545-24-000036 · wk-form4_1709069265.xml · nonDerivative · entry 4

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,226

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:28 UTC
Cox L KevinSenior Vice President
Exercise / conversionCommon Stock 7,222 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000036 · wk-form4_1709069265.xml · nonDerivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:28 UTC
Cox L KevinSenior Vice President
Tax withholdingCommon Stock 1,363 $152.86 $208,348.18
Disclosure

SEC source: 0000040545-24-000036 · wk-form4_1709069265.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,028

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:28 UTC
Cox L KevinSenior Vice President
Exercise / conversionCommon Stock 3,154 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000036 · wk-form4_1709069265.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:04 UTC
Holston Michael JSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $75.42 $0.00
Disclosure

SEC source: 0000040545-24-000034 · wk-form4_1708121048.xml · derivative · entry 3

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,733

Underlying: Common Stock · 30,000 shares

Expires 2032-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Option became exercisable in accordance with the retirement eligibility provision of the grant agreement.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:04 UTC
Holston Michael JSenior Vice President
SaleCommon Stock 22,055 $144.87 $3,195,107.85
Disclosure

SEC source: 0000040545-24-000034 · wk-form4_1708121048.xml · nonDerivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,284

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $144.83 to $145.01, inclusive, in order to cover the option exercise price and relevant taxes. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:04 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 30,000 $75.42 $2,262,600.00
Disclosure

SEC source: 0000040545-24-000034 · wk-form4_1708121048.xml · nonDerivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 22:32 UTC
Holston Michael JSenior Vice President
SaleCommon Stock 13,601 $135.55 $1,843,615.55
Disclosure

SEC source: 0000040545-24-000029 · wk-form4_1707172319.xml · nonDerivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,339

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $135.48 to $135.64, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:42 UTC GrantDeferred Fee Phantom Stock Units · Derivative 607 $123.54 $74,988.78
Disclosure

SEC source: 0000040545-24-000002 · wk-form4_1704318128.xml · derivative · entry 1

ANGEL STEPHEN F · CIK 0001190775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,953

Underlying: Common Stock · 607 shares

Expires not disclosed

F1 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:44 UTC GrantDeferred Fee Phantom Stock Units · Derivative 627 $123.54 $77,459.58
Disclosure

SEC source: 0000040545-24-000004 · wk-form4_1704318238.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,254

Underlying: Common Stock · 627 shares

Expires not disclosed

F1 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:47 UTC GrantDeferred Fee Phantom Stock Units · Derivative 113 $123.54 $13,960.02
Disclosure

SEC source: 0000040545-24-000006 · wk-form4_1704318392.xml · derivative · entry 1

Billson Margaret S · CIK 0001378185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 113 $123.54 $13,960.02
Disclosure

SEC source: 0000040545-24-000008 · wk-form4_1704318561.xml · derivative · entry 1

Enders Thomas · CIK 0001757262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:54 UTC GrantDeferred Fee Phantom Stock Units · Derivative 407 $123.54 $50,280.78
Disclosure

SEC source: 0000040545-24-000012 · wk-form4_1704318809.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,065

Underlying: Common Stock · 407 shares

Expires not disclosed

F1 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:51 UTC GrantDeferred Fee Phantom Stock Units · Derivative 376 $123.54 $46,451.04
Disclosure

SEC source: 0000040545-24-000010 · wk-form4_1704318681.xml · derivative · entry 1

Goren Isabella D · CIK 0001497483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,721

Underlying: Common Stock · 376 shares

Expires not disclosed

F1 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:56 UTC GrantDeferred Fee Phantom Stock Units · Derivative 389 $123.54 $48,057.06
Disclosure

SEC source: 0000040545-24-000014 · wk-form4_1704318959.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,401

Underlying: Common Stock · 389 shares

Expires not disclosed

F1 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:58 UTC GrantDeferred Fee Phantom Stock Units · Derivative 346 $123.54 $42,744.84
Disclosure

SEC source: 0000040545-24-000016 · wk-form4_1704319094.xml · derivative · entry 1

McDew Darren W · CIK 0001787479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,139

Underlying: Common Stock · 346 shares

Expires not disclosed

F1 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 22:01 UTC GrantDeferred Fee Phantom Stock Units · Derivative 389 $123.54 $48,057.06
Disclosure

SEC source: 0000040545-24-000018 · wk-form4_1704319264.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,585

Underlying: Common Stock · 389 shares

Expires not disclosed

F1 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 22:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 376 $123.54 $46,451.04
Disclosure

SEC source: 0000040545-24-000020 · wk-form4_1704319394.xml · derivative · entry 1

UHL JESSICA R. · CIK 0001860611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,073

Underlying: Common Stock · 376 shares

Expires not disclosed

F1 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:46 UTC GrantDeferred Fee Phantom Stock Units · Derivative 364 $123.54 $44,968.56
Disclosure

SEC source: 0001209191-24-000422 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,799

Underlying: Common Stock · 364 shares

Expires not disclosed

F2 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F4 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F4 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:07 UTC
Holston Michael JSenior Vice President
SaleCommon Stock 15,000 $119.79 $1,796,850.00
Disclosure

SEC source: 0000040545-23-000247 · wk-form4_1700600853.xml · nonDerivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,940

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $119.76 to $119.89, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:35 UTC GrantDeferred Fee Phantom Stock Units · Derivative 662 $113.23 $74,958.26
Disclosure

SEC source: 0000040545-23-000221 · wk-form4_1696365303.xml · derivative · entry 1

ANGEL STEPHEN F · CIK 0001190775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,342

Underlying: Common Stock · 662 shares

Expires not disclosed

F1 · security: Acquired at a price of $113.23 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:36 UTC GrantDeferred Fee Phantom Stock Units · Derivative 684 $113.23 $77,449.32
Disclosure

SEC source: 0000040545-23-000223 · wk-form4_1696365385.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,609

Underlying: Common Stock · 684 shares

Expires not disclosed

F1 · security: Acquired at a price of $113.23 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:38 UTC GrantDeferred Fee Phantom Stock Units · Derivative 411 $113.23 $46,537.53
Disclosure

SEC source: 0000040545-23-000225 · wk-form4_1696365488.xml · derivative · entry 1

Goren Isabella D · CIK 0001497483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,343

Underlying: Common Stock · 411 shares

Expires not disclosed

F1 · security: Acquired at a price of $113.23 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:40 UTC GrantDeferred Fee Phantom Stock Units · Derivative 444 $113.23 $50,274.12
Disclosure

SEC source: 0000040545-23-000227 · wk-form4_1696365579.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,648

Underlying: Common Stock · 444 shares

Expires not disclosed

F1 · security: Acquired at a price of $113.23 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:41 UTC GrantDeferred Fee Phantom Stock Units · Derivative 424 $113.23 $48,009.52
Disclosure

SEC source: 0000040545-23-000229 · wk-form4_1696365686.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,005

Underlying: Common Stock · 424 shares

Expires not disclosed

F1 · security: Acquired at a price of $113.23 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:42 UTC GrantDeferred Fee Phantom Stock Units · Derivative 378 $113.23 $42,800.94
Disclosure

SEC source: 0000040545-23-000231 · wk-form4_1696365757.xml · derivative · entry 1

McDew Darren W · CIK 0001787479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793

Underlying: Common Stock · 378 shares

Expires not disclosed

F1 · security: Acquired at a price of $113.23 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:43 UTC GrantDeferred Fee Phantom Stock Units · Derivative 424 $113.23 $48,009.52
Disclosure

SEC source: 0000040545-23-000233 · wk-form4_1696365823.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,188

Underlying: Common Stock · 424 shares

Expires not disclosed

F1 · security: Acquired at a price of $113.23 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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September 29, 2023 Filed Oct 3, 2023 20:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 411 $113.23 $46,537.53
Disclosure

SEC source: 0000040545-23-000235 · wk-form4_1696365891.xml · derivative · entry 1

UHL JESSICA R. · CIK 0001860611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696

Underlying: Common Stock · 411 shares

Expires not disclosed

F1 · security: Acquired at a price of $113.23 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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September 29, 2023 Filed Oct 3, 2023 20:52 UTC GrantDeferred Fee Phantom Stock Units · Derivative 397 $113.23 $44,952.31
Disclosure

SEC source: 0001209191-23-051550 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,426

Underlying: Common Stock · 397 shares

Expires not disclosed

F2 · security: Acquired at a price of $113.23 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F4 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F4 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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September 03, 2023 Filed Sep 6, 2023 20:17 UTC
Cox L KevinSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 48,226 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000209 · wk-form4_1694031412.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,225

Underlying: Common Stock · 48,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date.

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:17 UTC
Cox L KevinSenior Vice President
Tax withholdingCommon Stock 21,865 $114.50 $2,503,542.50
Disclosure

SEC source: 0000040545-23-000209 · wk-form4_1694031412.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,237

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:17 UTC
Cox L KevinSenior Vice President
Exercise / conversionCommon Stock 48,226 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000209 · wk-form4_1694031412.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:19 UTC
Holston Michael JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 36,169 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000211 · wk-form4_1694031534.xml · derivative · entry 3

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vests in two equal installments of 50% each, on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vests in two equal installments of 50% each, on the second and third anniversary of the grant date.

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:19 UTC
Holston Michael JSenior Vice President
Tax withholdingCommon Stock 17,152 $114.50 $1,963,904.00
Disclosure

SEC source: 0000040545-23-000211 · wk-form4_1694031534.xml · nonDerivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,940

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:19 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 36,169 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000211 · wk-form4_1694031534.xml · nonDerivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:21 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 59,043 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000213 · wk-form4_1694031652.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,044

Underlying: Common Stock · 59,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date.

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:21 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 26,681 $114.50 $3,054,974.50
Disclosure

SEC source: 0000040545-23-000213 · wk-form4_1694031652.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,663

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:21 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 59,043 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000213 · wk-form4_1694031652.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:22 UTC
Strazik ScottSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 59,043 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000215 · wk-form4_1694031730.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,044

Underlying: Common Stock · 59,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date.

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:22 UTC
Strazik ScottSenior Vice President
Tax withholdingCommon Stock 28,742 $114.50 $3,290,959.00
Disclosure

SEC source: 0000040545-23-000215 · wk-form4_1694031730.xml · nonDerivative · entry 2

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,350

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:22 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 59,043 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000215 · wk-form4_1694031730.xml · nonDerivative · entry 1

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:23 UTC
Timko Thomas SVice President
Exercise / conversionRestricted Stock Units · Derivative 7,234 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000217 · wk-form4_1694031814.xml · derivative · entry 4

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,234

Underlying: Common Stock · 7,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.