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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
Parsed reports
2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2009 Filed Jul 2, 2009 20:01 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,971 $12.62 $37,494.02
Disclosure

SEC source: 0001231205-09-000085 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,975

Underlying: Common Stock · 2,971 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 20:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,971 $12.62 $37,494.02
Disclosure

SEC source: 0001231205-09-000086 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,733

Underlying: Common Stock · 2,971 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 20:09 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 3,268 $12.62 $41,242.16
Disclosure

SEC source: 0001231205-09-000087 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,202

Underlying: Common Stock · 3,268 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 20:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,951 $12.62 $62,481.62
Disclosure

SEC source: 0001231205-09-000088 · edgar.xml · derivative · entry 3

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,533

Underlying: Common Stock · 4,951 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 20:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,942 $12.62 $74,988.04
Disclosure

SEC source: 0001231205-09-000089 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,668

Underlying: Common Stock · 5,942 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 20:19 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,447 $12.62 $68,741.14
Disclosure

SEC source: 0001231205-09-000090 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,720

Underlying: Common Stock · 5,447 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 20:25 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,951 $12.62 $62,481.62
Disclosure

SEC source: 0001231205-09-000091 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,923

Underlying: Common Stock · 4,951 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 20:31 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,447 $12.62 $68,741.14
Disclosure

SEC source: 0001231205-09-000092 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,114

Underlying: Common Stock · 5,447 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 20:32 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,447 $12.62 $68,741.14
Disclosure

SEC source: 0001231205-09-000093 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,853

Underlying: Common Stock · 5,447 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 20:33 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,951 $12.62 $62,481.62
Disclosure

SEC source: 0001231205-09-000094 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,913

Underlying: Common Stock · 4,951 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 20:34 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,575 $12.62 $57,736.50
Disclosure

SEC source: 0001231205-09-000095 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,065

Underlying: Common Stock · 4,575 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 20:35 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,565 $12.62 $44,990.30
Disclosure

SEC source: 0001231205-09-000096 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,991

Underlying: Common Stock · 3,565 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 10, 2009 Filed Jun 11, 2009 21:21 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000070 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,417

Underlying: Common Stock · 6,250 shares

Expires 2009-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 10, 2009 Filed Jun 11, 2009 21:21 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 2,591 $13.45 $34,848.95
Disclosure

SEC source: 0001231205-09-000070 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,702

Read SEC document
June 10, 2009 Filed Jun 11, 2009 21:21 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000070 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:55 UTC
Daley PamelaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000066 · edgar.xml · derivative · entry 5

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 4,000 shares

Expires 2009-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:55 UTC
Daley PamelaSenior Vice President
Tax withholdingCommon Stock 1,259 $13.75 $17,311.25
Disclosure

SEC source: 0001231205-09-000066 · edgar.xml · nonDerivative · entry 2

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,596

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:55 UTC
Daley PamelaSenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000066 · edgar.xml · nonDerivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:54 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000065 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 4,000 shares

Expires 2009-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:54 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,658 $13.75 $22,797.50
Disclosure

SEC source: 0001231205-09-000065 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,043

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:54 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000065 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:56 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000067 · edgar.xml · derivative · entry 4

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2009-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:56 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 2,108 $13.75 $28,985.00
Disclosure

SEC source: 0001231205-09-000067 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,659

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:56 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000067 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:56 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000068 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 4,000 shares

Expires 2009-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:56 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,250 $13.75 $17,187.50
Disclosure

SEC source: 0001231205-09-000068 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,906

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:56 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000068 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:57 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000069 · edgar.xml · derivative · entry 6

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2009-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:57 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 6,293 $13.75 $86,528.75
Disclosure

SEC source: 0001231205-09-000069 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,455

Read SEC document
June 05, 2009 Filed Jun 8, 2009 21:57 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000069 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2009 Filed Sep 23, 2009 19:33 UTC Amendment
Daley PamelaSenior Vice President
Tax withholdingCommon Stock 1,678 $13.75 $23,072.50
Disclosure

SEC source: 0001231205-09-000135 · edgar.xml · nonDerivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,177

F1 · shares: Table 1 item 4. Aggregate shares disposed increased to reflect additional tax liability.

F2 · balance_after: Disposal of shares from an additional tax liability decreased the number of securities beneficially owned.

Read SEC document
June 05, 2009 Filed Sep 23, 2009 19:34 UTC Amendment
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 4,215 $13.75 $57,956.25
Disclosure

SEC source: 0001231205-09-000136 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,552

F1 · shares: Table 1 item 4. Aggregate shares disposed increased to reflect additional tax liability.

F2 · balance_after: Disposal of shares from an additional tax liability decreased the number of securities beneficially owned.

Read SEC document
June 05, 2009 Filed Sep 23, 2009 19:35 UTC Amendment
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,666 $13.75 $22,907.50
Disclosure

SEC source: 0001231205-09-000137 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,490

F1 · shares: Table 1 item 4. Aggregate shares disposed increased to reflect additional tax liability.

F2 · balance_after: Disposal of shares from an additional tax liability decreased the number of securities beneficially owned.

Read SEC document
June 05, 2009 Filed Sep 23, 2009 19:36 UTC Amendment
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 8,390 $13.75 $115,362.50
Disclosure

SEC source: 0001231205-09-000138 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,358

F1 · shares: Table 1 item 4. Aggregate shares disposed increased to reflect additional tax liability.

F2 · balance_after: Disposal of shares from an additional tax liability decreased the number of securities beneficially owned.

Read SEC document
May 19, 2009 Filed Jul 2, 2009 20:11 UTC GiftCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000088 · edgar.xml · nonDerivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,145

Read SEC document
April 30, 2009 Filed Apr 30, 2009 19:21 UTC
Daley PamelaSenior Vice President
SaleCommon Stock 2,900 $12.71 $36,859.00
Disclosure

SEC source: 0001231205-09-000064 · edgar.xml · nonDerivative · entry 10

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,838

Read SEC document
April 30, 2009 Filed Apr 30, 2009 19:21 UTC
Daley PamelaSenior Vice President
SaleCommon Stock 2,100 $12.70 $26,670.00
Disclosure

SEC source: 0001231205-09-000064 · edgar.xml · nonDerivative · entry 9

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,738

Read SEC document
April 30, 2009 Filed Apr 30, 2009 19:21 UTC
Daley PamelaSenior Vice President
SaleCommon Stock 4,000 $12.69 $50,760.00
Disclosure

SEC source: 0001231205-09-000064 · edgar.xml · nonDerivative · entry 8

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,838

Read SEC document
April 30, 2009 Filed Apr 30, 2009 19:21 UTC
Daley PamelaSenior Vice President
SaleCommon Stock 1,100 $12.68 $13,948.00
Disclosure

SEC source: 0001231205-09-000064 · edgar.xml · nonDerivative · entry 7

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,838

Read SEC document
April 30, 2009 Filed Apr 30, 2009 19:21 UTC
Daley PamelaSenior Vice President
SaleCommon Stock 13,199 $12.67 $167,231.33
Disclosure

SEC source: 0001231205-09-000064 · edgar.xml · nonDerivative · entry 6

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,938

Read SEC document
April 30, 2009 Filed Apr 30, 2009 19:21 UTC
Daley PamelaSenior Vice President
SaleCommon Stock 998 $12.66 $12,634.68
Disclosure

SEC source: 0001231205-09-000064 · edgar.xml · nonDerivative · entry 5

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,137

Read SEC document
April 30, 2009 Filed Apr 30, 2009 19:21 UTC
Daley PamelaSenior Vice President
SaleCommon Stock 29,600 $12.65 $374,440.00
Disclosure

SEC source: 0001231205-09-000064 · edgar.xml · nonDerivative · entry 4

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,135

Read SEC document
April 30, 2009 Filed Apr 30, 2009 19:21 UTC
Daley PamelaSenior Vice President
SaleCommon Stock 11,101 $12.64 $140,316.64
Disclosure

SEC source: 0001231205-09-000064 · edgar.xml · nonDerivative · entry 3

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,735

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April 30, 2009 Filed Apr 30, 2009 19:21 UTC
Daley PamelaSenior Vice President
SaleCommon Stock 25,900 $12.63 $327,117.00
Disclosure

SEC source: 0001231205-09-000064 · edgar.xml · nonDerivative · entry 2

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,836

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April 30, 2009 Filed Apr 30, 2009 19:21 UTC
Daley PamelaSenior Vice President
SaleCommon Stock 5,900 $12.62 $74,458.00
Disclosure

SEC source: 0001231205-09-000064 · edgar.xml · nonDerivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,736

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April 22, 2009 Filed Apr 23, 2009 18:36 UTC
Miller Jamie SVice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000063 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2009-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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April 22, 2009 Filed Apr 23, 2009 18:36 UTC
Miller Jamie SVice President
Tax withholdingCommon Stock 3,145 $12.00 $37,740.00
Disclosure

SEC source: 0001231205-09-000063 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,373

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April 22, 2009 Filed Apr 23, 2009 18:36 UTC
Miller Jamie SVice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000063 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2009 Filed Apr 2, 2009 19:38 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,411 $9.35 $41,242.85
Disclosure

SEC source: 0001231205-09-000048 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,190

Underlying: Common Stock · 4,411 shares

Expires not disclosed

F1 · security: Acquired at a price of $9.35 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 01, 2009 Filed Apr 2, 2009 19:38 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,010 $9.35 $37,493.50
Disclosure

SEC source: 0001231205-09-000049 · edgar.xml · derivative · entry 1

CASTELL SIR WILLIAM MARTIN · CIK 0001287304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,053

Underlying: Common Stock · 4,010 shares

Expires not disclosed

F1 · security: Acquired at a price of $9.35 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.