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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
Parsed reports
2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2009 Filed Feb 12, 2010 20:58 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000017 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By family.

Disclosed balance after: 580

Read SEC document
December 11, 2009 Filed Feb 12, 2010 20:58 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 420 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000017 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,573

Read SEC document
December 04, 2009 Filed Feb 12, 2010 21:00 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 5,800 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000018 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by family

Disclosed balance after: 19,193

Read SEC document
December 04, 2009 Filed Feb 12, 2010 21:00 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 9,800 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000018 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,302

Read SEC document
October 22, 2009 Filed Oct 26, 2009 19:48 UTC GiftCommon Stock 12,700 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000154 · edgar.xml · nonDerivative · entry 2

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,448

Read SEC document
October 22, 2009 Filed Oct 26, 2009 19:48 UTC PurchaseCommon Stock 13,000 $15.32 $199,160.00
Disclosure

SEC source: 0001231205-09-000154 · edgar.xml · nonDerivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,148

Read SEC document
October 01, 2009 Filed Oct 5, 2009 20:54 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,372 $15.72 $68,727.84
Disclosure

SEC source: 0001231205-09-000139 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,858

Underlying: Common Stock · 4,372 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 20:54 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,862 $15.72 $44,990.64
Disclosure

SEC source: 0001231205-09-000140 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,106

Underlying: Common Stock · 2,862 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 20:55 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,385 $15.72 $37,492.20
Disclosure

SEC source: 0001231205-09-000141 · edgar.xml · derivative · entry 1

CASTELL SIR WILLIAM MARTIN · CIK 0001287304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,919

Underlying: Common Stock · 2,385 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 20:55 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,385 $15.72 $37,492.20
Disclosure

SEC source: 0001231205-09-000142 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,912

Underlying: Common Stock · 2,385 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 20:56 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,385 $15.72 $37,492.20
Disclosure

SEC source: 0001231205-09-000143 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,238

Underlying: Common Stock · 2,385 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 20:56 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,623 $15.72 $41,233.56
Disclosure

SEC source: 0001231205-09-000144 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,279

Underlying: Common Stock · 2,623 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 20:57 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,975 $15.72 $62,487.00
Disclosure

SEC source: 0001231205-09-000145 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,040

Underlying: Common Stock · 3,975 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 20:57 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,770 $15.72 $74,984.40
Disclosure

SEC source: 0001231205-09-000146 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,776

Underlying: Common Stock · 4,770 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 20:58 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,975 $15.72 $62,487.00
Disclosure

SEC source: 0001231205-09-000147 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,522

Underlying: Common Stock · 3,975 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 20:59 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,372 $15.72 $68,727.84
Disclosure

SEC source: 0001231205-09-000148 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,598

Underlying: Common Stock · 4,372 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 20:59 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,372 $15.72 $68,727.84
Disclosure

SEC source: 0001231205-09-000149 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,073

Underlying: Common Stock · 4,372 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 21:00 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,975 $15.72 $62,487.00
Disclosure

SEC source: 0001231205-09-000150 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,910

Underlying: Common Stock · 3,975 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 21:00 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,673 $15.72 $57,739.56
Disclosure

SEC source: 0001231205-09-000151 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,237

Underlying: Common Stock · 3,673 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 21:01 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,862 $15.72 $44,990.64
Disclosure

SEC source: 0001231205-09-000152 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,279

Underlying: Common Stock · 2,862 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 21:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,372 $15.72 $68,727.84
Disclosure

SEC source: 0001231205-09-000153 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,671

Underlying: Common Stock · 4,372 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:24 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000127 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires 2009-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:24 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,382 $16.94 $23,411.08
Disclosure

SEC source: 0001231205-09-000127 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,653

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:24 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000127 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:25 UTC
Daley PamelaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000128 · edgar.xml · derivative · entry 5

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,667 shares

Expires 2009-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:25 UTC
Daley PamelaSenior Vice President
Tax withholdingCommon Stock 2,849 $16.94 $48,262.06
Disclosure

SEC source: 0001231205-09-000128 · edgar.xml · nonDerivative · entry 2

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,352

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:25 UTC
Daley PamelaSenior Vice President
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000128 · edgar.xml · nonDerivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:25 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 8,132 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000129 · edgar.xml · derivative · entry 4

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,132 shares

Expires 2009-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:25 UTC
Denniston Brackett B IIISenior Vice President
Tax withholdingCommon Stock 3,353 $16.94 $56,799.82
Disclosure

SEC source: 0001231205-09-000129 · edgar.xml · nonDerivative · entry 2

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,408

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:25 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionCommon Stock 8,132 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000129 · edgar.xml · nonDerivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:26 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 13,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000130 · edgar.xml · derivative · entry 4

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,334 shares

Expires 2009-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:26 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 5,687 $16.94 $96,337.78
Disclosure

SEC source: 0001231205-09-000130 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,862

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:26 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 13,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000130 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:27 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000131 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2009-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:27 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,658 $16.94 $28,086.52
Disclosure

SEC source: 0001231205-09-000131 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,220

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:27 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000131 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:28 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 23,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000132 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,334 shares

Expires 2009-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:28 UTC
NEAL MICHAEL AVice Chairman
Tax withholdingCommon Stock 9,672 $16.94 $163,843.68
Disclosure

SEC source: 0001231205-09-000132 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,842

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:28 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionCommon Stock 23,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000132 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:29 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000133 · edgar.xml · derivative · entry 5

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2009-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:29 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 12,825 $16.94 $217,255.50
Disclosure

SEC source: 0001231205-09-000133 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,993

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:29 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000133 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:29 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000134 · edgar.xml · derivative · entry 6

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2009-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:29 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 12,615 $16.94 $213,698.10
Disclosure

SEC source: 0001231205-09-000134 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,199

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:29 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000134 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:16 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000118 · edgar.xml · derivative · entry 9

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 3,333 shares

Expires 2009-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:16 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,382 $14.82 $20,481.24
Disclosure

SEC source: 0001231205-09-000118 · edgar.xml · nonDerivative · entry 4

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,701

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:16 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000118 · edgar.xml · nonDerivative · entry 3

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:17 UTC
Daley PamelaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000119 · edgar.xml · derivative · entry 8

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,334

Underlying: Common Stock · 5,833 shares

Expires 2009-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:17 UTC
Daley PamelaSenior Vice President
Tax withholdingCommon Stock 2,453 $14.82 $36,353.46
Disclosure

SEC source: 0001231205-09-000119 · edgar.xml · nonDerivative · entry 4

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,534

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.