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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 07, 2010 Filed Sep 9, 2010 21:50 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 2,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000090 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2010 Filed Sep 8, 2010 22:12 UTC
Miller Jamie SVice President
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000082 · edgar.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Vesting schedule: 20% on 1st anniversary; 20% on 2nd anniversary; 20% 3rd anniversary; 20% on 4th anniversary; 20% on 5th anniversary.

F2 · derivative.expiration_date: Vesting schedule: 20% on 1st anniversary; 20% on 2nd anniversary; 20% 3rd anniversary; 20% on 4th anniversary; 20% on 5th anniversary.

Read SEC document
July 28, 2010 Filed Jul 29, 2010 20:29 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000081 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,250 shares

Expires 2010-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 28, 2010 Filed Jul 29, 2010 20:29 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 2,591 $16.06 $41,611.46
Disclosure

SEC source: 0001231205-10-000081 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,772

Read SEC document
July 28, 2010 Filed Jul 29, 2010 20:29 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000081 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2010 Filed Jul 27, 2010 20:58 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,902 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000078 · edgar.xml · derivative · entry 4

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,806

Underlying: Common Stock · 3,902 shares

Expires 2010-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 26, 2010 Filed Jul 27, 2010 20:58 UTC
Denniston Brackett B IIISenior Vice President
Tax withholdingCommon Stock 1,640 $15.93 $26,125.20
Disclosure

SEC source: 0001231205-10-000078 · edgar.xml · nonDerivative · entry 2

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,906

Read SEC document
July 26, 2010 Filed Jul 27, 2010 20:58 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionCommon Stock 3,902 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000078 · edgar.xml · nonDerivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2010 Filed Jul 27, 2010 20:59 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000079 · edgar.xml · derivative · entry 5

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2010-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
July 26, 2010 Filed Jul 27, 2010 20:59 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 4,298 $15.93 $68,467.14
Disclosure

SEC source: 0001231205-10-000079 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,404

Read SEC document
July 26, 2010 Filed Jul 27, 2010 20:59 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000079 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:00 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000080 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2010-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:00 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,734 $15.93 $27,622.62
Disclosure

SEC source: 0001231205-10-000080 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,113

Read SEC document
July 26, 2010 Filed Jul 27, 2010 21:00 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000080 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:53 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,907 $15.48 $45,000.36
Disclosure

SEC source: 0001231205-10-000060 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,687

Underlying: Common Stock · 2,907 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:54 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,730 $15.48 $57,740.40
Disclosure

SEC source: 0001231205-10-000061 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,206

Underlying: Common Stock · 3,730 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:54 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,037 $15.48 $62,492.76
Disclosure

SEC source: 0001231205-10-000062 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,946

Underlying: Common Stock · 4,037 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:54 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,440 $15.48 $68,731.20
Disclosure

SEC source: 0001231205-10-000063 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,890

Underlying: Common Stock · 4,440 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:55 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,440 $15.48 $68,731.20
Disclosure

SEC source: 0001231205-10-000064 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,703

Underlying: Common Stock · 4,440 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:55 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,907 $15.48 $45,000.36
Disclosure

SEC source: 0001231205-10-000065 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,439

Underlying: Common Stock · 2,907 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:56 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,422 $15.48 $37,492.56
Disclosure

SEC source: 0001231205-10-000066 · edgar.xml · derivative · entry 1

CASTELL SIR WILLIAM MARTIN · CIK 0001287304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,299

Underlying: Common Stock · 2,422 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:56 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,422 $15.48 $37,492.56
Disclosure

SEC source: 0001231205-10-000067 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,195

Underlying: Common Stock · 2,422 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:56 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,422 $15.48 $37,492.56
Disclosure

SEC source: 0001231205-10-000068 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,552

Underlying: Common Stock · 2,422 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:57 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,440 $15.48 $68,731.20
Disclosure

SEC source: 0001231205-10-000069 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,763

Underlying: Common Stock · 4,440 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:57 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,037 $15.48 $62,492.76
Disclosure

SEC source: 0001231205-10-000070 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,666

Underlying: Common Stock · 4,037 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:58 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,440 $15.48 $68,731.20
Disclosure

SEC source: 0001231205-10-000071 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,885

Underlying: Common Stock · 4,440 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:58 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,907 $15.48 $45,000.36
Disclosure

SEC source: 0001231205-10-000072 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,689

Underlying: Common Stock · 2,907 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:59 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,664 $15.48 $41,238.72
Disclosure

SEC source: 0001231205-10-000074 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,048

Underlying: Common Stock · 2,664 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 18:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,422 $15.48 $37,492.56
Disclosure

SEC source: 0001231205-10-000075 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,361

Underlying: Common Stock · 2,422 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 18:09 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000076 · edgar.xml · derivative · entry 6

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires 2010-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 01, 2010 Filed Jul 2, 2010 18:09 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 21,575 $14.15 $305,286.25
Disclosure

SEC source: 0001231205-10-000076 · edgar.xml · nonDerivative · entry 3

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,968

Read SEC document
July 01, 2010 Filed Jul 2, 2010 18:09 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000076 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 18:10 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000077 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires 2010-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 01, 2010 Filed Jul 2, 2010 18:10 UTC
NEAL MICHAEL AVice Chairman
Tax withholdingCommon Stock 21,475 $14.15 $303,871.25
Disclosure

SEC source: 0001231205-10-000077 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,367

Read SEC document
July 01, 2010 Filed Jul 2, 2010 18:10 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000077 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2010 Filed Jun 15, 2010 00:13 UTC
CASSIDY KATHRYN ASenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $15.68 $0.00
Disclosure

SEC source: 0001231205-10-000049 · edgar.xml · derivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2020-06-10

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
June 10, 2010 Filed Jun 15, 2010 00:14 UTC
Daley PamelaSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 400,000 $0.00 Strike: $15.68 $0.00
Disclosure

SEC source: 0001231205-10-000050 · edgar.xml · derivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2020-06-10

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
June 10, 2010 Filed Jun 15, 2010 00:16 UTC
Denniston Brackett B IIISenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 750,000 $0.00 Strike: $15.68 $0.00
Disclosure

SEC source: 0001231205-10-000051 · edgar.xml · derivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2020-06-10

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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June 10, 2010 Filed Jun 15, 2010 00:17 UTC
KRENICKI JOHNVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $15.68 $0.00
Disclosure

SEC source: 0001231205-10-000052 · edgar.xml · derivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2020-06-10

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
June 10, 2010 Filed Jun 15, 2010 00:17 UTC
Lynch John FSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 400,000 $0.00 Strike: $15.68 $0.00
Disclosure

SEC source: 0001231205-10-000053 · edgar.xml · derivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2020-06-10

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
June 10, 2010 Filed Jun 15, 2010 00:18 UTC
Miller Jamie SVice President
GrantEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $15.68 $0.00
Disclosure

SEC source: 0001231205-10-000054 · edgar.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2020-06-10

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
June 10, 2010 Filed Jun 15, 2010 00:19 UTC
NEAL MICHAEL AVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $15.68 $0.00
Disclosure

SEC source: 0001231205-10-000055 · edgar.xml · derivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2020-06-10

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
June 10, 2010 Filed Jun 15, 2010 00:20 UTC
RICE JOHN GVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $15.68 $0.00
Disclosure

SEC source: 0001231205-10-000056 · edgar.xml · derivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2020-06-10

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
June 10, 2010 Filed Jun 15, 2010 00:21 UTC
SHERIN KEITH SVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $15.68 $0.00
Disclosure

SEC source: 0001231205-10-000057 · edgar.xml · derivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2020-06-10

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
June 06, 2010 Filed Feb 1, 2011 01:52 UTC GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000018 · edgar.xml · nonDerivative · entry 2

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,416

Read SEC document
June 06, 2010 Filed Feb 15, 2011 00:15 UTC Amendment GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000022 · edgar.xml · nonDerivative · entry 2

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,066

F1 · balance_after: Total holdings in the reporting person's Form 4 filed on 1/31/2011 and a Form 4 filed on 10/26/2009 were inadvertantly over reported in the amount of 350 shares.

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June 05, 2010 Filed Jun 8, 2010 21:53 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000044 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2010-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2010 Filed Jun 8, 2010 21:53 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,718 $15.68 $26,938.24
Disclosure

SEC source: 0001231205-10-000044 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,688

Read SEC document
June 05, 2010 Filed Jun 8, 2010 21:53 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000044 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2010 Filed Jun 8, 2010 21:54 UTC
Daley PamelaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000045 · edgar.xml · derivative · entry 5

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2010-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.