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GENERAL ELECTRIC CO

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2813
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0000040545
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0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2011 Filed Jan 4, 2011 23:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,535 $17.68 $62,498.80
Disclosure

SEC source: 0001231205-11-000010 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,416

Underlying: Common Stock · 3,535 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,888 $17.68 $68,739.84
Disclosure

SEC source: 0001231205-11-000011 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,389

Underlying: Common Stock · 3,888 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,888 $17.68 $68,739.84
Disclosure

SEC source: 0001231205-11-000012 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,794

Underlying: Common Stock · 3,888 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,535 $17.68 $62,498.80
Disclosure

SEC source: 0001231205-11-000013 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,386

Underlying: Common Stock · 3,535 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,266 $17.68 $57,742.88
Disclosure

SEC source: 0001231205-11-000014 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,156

Underlying: Common Stock · 3,266 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,121 $17.68 $37,499.28
Disclosure

SEC source: 0001231205-11-000015 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,445

Underlying: Common Stock · 2,121 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,545 $17.68 $44,995.60
Disclosure

SEC source: 0001231205-11-000016 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,945

Underlying: Common Stock · 2,545 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 15, 2010 Filed Feb 14, 2011 17:35 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000021 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by family

Disclosed balance after: 23,693

Read SEC document
December 15, 2010 Filed Feb 14, 2011 17:35 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 11,650 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000021 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,799

Read SEC document
November 29, 2010 Filed Feb 14, 2011 17:33 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000020 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By family.

Disclosed balance after: 780

Read SEC document
November 29, 2010 Filed Feb 14, 2011 17:33 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 530 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000020 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,087

Read SEC document
November 15, 2010 Filed Feb 14, 2011 17:31 UTC
KRENICKI JOHNVice Chairman
GiftCommon Stock 49,230 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000019 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,700

Read SEC document
October 15, 2010 Filed Oct 19, 2010 21:35 UTC
NEAL MICHAEL AVice Chairman
PurchaseCommon Stock 20,553 $16.23 $333,575.19
Disclosure

SEC source: 0001231205-10-000134 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,001

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:16 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,261 $16.13 $68,729.93
Disclosure

SEC source: 0001231205-10-000117 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,052

Underlying: Common Stock · 4,261 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:17 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,789 $16.13 $44,986.57
Disclosure

SEC source: 0001231205-10-000118 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,609

Underlying: Common Stock · 2,789 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:17 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,324 $16.13 $37,486.12
Disclosure

SEC source: 0001231205-10-000119 · edgar.xml · derivative · entry 1

CASTELL SIR WILLIAM MARTIN · CIK 0001287304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,803

Underlying: Common Stock · 2,324 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:18 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,324 $16.13 $37,486.12
Disclosure

SEC source: 0001231205-10-000120 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,014

Underlying: Common Stock · 2,324 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:19 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,324 $16.13 $37,486.12
Disclosure

SEC source: 0001231205-10-000121 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,032

Underlying: Common Stock · 2,324 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:20 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,557 $16.13 $41,244.41
Disclosure

SEC source: 0001231205-10-000122 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,028

Underlying: Common Stock · 2,557 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:21 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,789 $16.13 $44,986.57
Disclosure

SEC source: 0001231205-10-000124 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,867

Underlying: Common Stock · 2,789 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:22 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,261 $16.13 $68,729.93
Disclosure

SEC source: 0001231205-10-000125 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,713

Underlying: Common Stock · 4,261 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:23 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,874 $16.13 $62,487.62
Disclosure

SEC source: 0001231205-10-000126 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,132

Underlying: Common Stock · 3,874 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:23 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,261 $16.13 $68,729.93
Disclosure

SEC source: 0001231205-10-000127 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,224

Underlying: Common Stock · 4,261 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:24 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,261 $16.13 $68,729.93
Disclosure

SEC source: 0001231205-10-000128 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,929

Underlying: Common Stock · 4,261 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:24 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,874 $16.13 $62,487.62
Disclosure

SEC source: 0001231205-10-000129 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,724

Underlying: Common Stock · 3,874 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:24 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,579 $16.13 $57,729.27
Disclosure

SEC source: 0001231205-10-000130 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,272

Underlying: Common Stock · 3,579 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:25 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,324 $16.13 $37,486.12
Disclosure

SEC source: 0001231205-10-000131 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324

Underlying: Common Stock · 2,324 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:25 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,789 $16.13 $44,986.57
Disclosure

SEC source: 0001231205-10-000132 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,884

Underlying: Common Stock · 2,789 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:31 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,324 $16.13 $37,486.12
Disclosure

SEC source: 0001231205-10-000133 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,205

Underlying: Common Stock · 2,324 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:02 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000109 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,667 shares

Expires 2010-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:02 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,146 $16.21 $18,576.66
Disclosure

SEC source: 0001231205-10-000109 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,440

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:02 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 2,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000109 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:03 UTC
Daley PamelaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000110 · edgar.xml · derivative · entry 5

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,334 shares

Expires 2010-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:03 UTC
Daley PamelaSenior Vice President
Tax withholdingCommon Stock 3,194 $16.21 $51,774.74
Disclosure

SEC source: 0001231205-10-000110 · edgar.xml · nonDerivative · entry 2

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,477

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:03 UTC
Daley PamelaSenior Vice President
Exercise / conversionCommon Stock 7,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000110 · edgar.xml · nonDerivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:04 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 11,385 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000111 · edgar.xml · derivative · entry 4

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,385 shares

Expires 2010-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:04 UTC
Denniston Brackett B IIISenior Vice President
Tax withholdingCommon Stock 4,784 $16.21 $77,548.64
Disclosure

SEC source: 0001231205-10-000111 · edgar.xml · nonDerivative · entry 2

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,164

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:04 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionCommon Stock 11,385 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000111 · edgar.xml · nonDerivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:05 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000112 · edgar.xml · derivative · entry 5

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires 2010-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:05 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 7,149 $16.21 $115,885.29
Disclosure

SEC source: 0001231205-10-000112 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,080

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:05 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000112 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:06 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000113 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,667 shares

Expires 2010-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:06 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 2,020 $16.21 $32,744.20
Disclosure

SEC source: 0001231205-10-000113 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,084

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:06 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 4,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000113 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:07 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 26,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000114 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,667 shares

Expires 2010-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:07 UTC
NEAL MICHAEL AVice Chairman
Tax withholdingCommon Stock 11,454 $16.21 $185,669.34
Disclosure

SEC source: 0001231205-10-000114 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979,448

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:07 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionCommon Stock 26,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000114 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:09 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000115 · edgar.xml · derivative · entry 5

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires 2010-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:09 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 14,427 $16.21 $233,861.67
Disclosure

SEC source: 0001231205-10-000115 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,617

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:09 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 33,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000115 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.