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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 07, 2011 Filed Sep 9, 2011 19:18 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 18,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000088 · edgar.xml · derivative · entry 6

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,334

Underlying: Common Stock · 18,334 shares

Expires 2011-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 07, 2011 Filed Sep 9, 2011 19:18 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 7,912 $15.65 $123,822.80
Disclosure

SEC source: 0001231205-11-000088 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,457

Read SEC document
September 07, 2011 Filed Sep 9, 2011 19:18 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 18,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000088 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2011 Filed Sep 9, 2011 19:27 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 9,757 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000089 · edgar.xml · derivative · entry 5

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,757

Underlying: Common Stock · 9,757 shares

Expires 2011-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2011 Filed Sep 9, 2011 19:27 UTC
Denniston Brackett B IIISenior Vice President
Tax withholdingCommon Stock 4,069 $15.65 $63,679.85
Disclosure

SEC source: 0001231205-11-000089 · edgar.xml · nonDerivative · entry 3

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,444

Read SEC document
September 07, 2011 Filed Sep 9, 2011 19:27 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionCommon Stock 9,757 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000089 · edgar.xml · nonDerivative · entry 2

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2011 Filed Sep 7, 2011 20:52 UTC
Miller Jamie SVice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000080 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2011-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
September 03, 2011 Filed Sep 7, 2011 20:52 UTC
Miller Jamie SVice President
Tax withholdingCommon Stock 4,315 $15.44 $66,623.60
Disclosure

SEC source: 0001231205-11-000080 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,456

F1 · price: The price was calculated using the market price on September 2, 2011 and September 6, 2011.

Read SEC document
September 03, 2011 Filed Sep 7, 2011 20:52 UTC
Miller Jamie SVice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000080 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2011 Filed Jul 28, 2011 21:02 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000077 · edgar.xml · derivative · entry 7

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,250 shares

Expires 2011-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 27, 2011 Filed Jul 28, 2011 21:02 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 2,717 $18.29 $49,693.93
Disclosure

SEC source: 0001231205-11-000077 · edgar.xml · nonDerivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,708

Read SEC document
July 27, 2011 Filed Jul 28, 2011 21:02 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000077 · edgar.xml · nonDerivative · entry 3

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2011 Filed Jul 28, 2011 21:03 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000078 · edgar.xml · derivative · entry 8

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires 2011-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
July 27, 2011 Filed Jul 28, 2011 21:03 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 5,385 $18.29 $98,491.65
Disclosure

SEC source: 0001231205-11-000078 · edgar.xml · nonDerivative · entry 4

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,195

Read SEC document
July 27, 2011 Filed Jul 28, 2011 21:03 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000078 · edgar.xml · nonDerivative · entry 3

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2011 Filed Jul 28, 2011 21:02 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000077 · edgar.xml · derivative · entry 6

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2011-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 26, 2011 Filed Jul 28, 2011 21:02 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,739 $18.77 $32,641.03
Disclosure

SEC source: 0001231205-11-000077 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,175

Read SEC document
July 26, 2011 Filed Jul 28, 2011 21:02 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000077 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2011 Filed Jul 28, 2011 21:03 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000078 · edgar.xml · derivative · entry 7

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2011-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
July 26, 2011 Filed Jul 28, 2011 21:03 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 4,308 $18.77 $80,861.16
Disclosure

SEC source: 0001231205-11-000078 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,080

Read SEC document
July 26, 2011 Filed Jul 28, 2011 21:03 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000078 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2011 Filed Jul 28, 2011 21:04 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,903 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000079 · edgar.xml · derivative · entry 4

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,903

Underlying: Common Stock · 3,903 shares

Expires 2011-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 26, 2011 Filed Jul 28, 2011 21:04 UTC
Denniston Brackett B IIISenior Vice President
Tax withholdingCommon Stock 1,648 $18.77 $30,932.96
Disclosure

SEC source: 0001231205-11-000079 · edgar.xml · nonDerivative · entry 2

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,419

Read SEC document
July 26, 2011 Filed Jul 28, 2011 21:04 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionCommon Stock 3,903 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000079 · edgar.xml · nonDerivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:14 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,718 $18.49 $68,745.82
Disclosure

SEC source: 0001231205-11-000062 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,613

Underlying: Common Stock · 3,718 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:14 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,434 $18.49 $45,004.66
Disclosure

SEC source: 0001231205-11-000063 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,315

Underlying: Common Stock · 2,434 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:15 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,028 $18.49 $37,497.72
Disclosure

SEC source: 0001231205-11-000064 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,890

Underlying: Common Stock · 2,028 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:15 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,028 $18.49 $37,497.72
Disclosure

SEC source: 0001231205-11-000065 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,716

Underlying: Common Stock · 2,028 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:16 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,231 $18.49 $41,251.19
Disclosure

SEC source: 0001231205-11-000066 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,269

Underlying: Common Stock · 2,231 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:16 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,028 $18.49 $37,497.72
Disclosure

SEC source: 0001231205-11-000067 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,172

Underlying: Common Stock · 2,028 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:17 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,434 $18.49 $45,004.66
Disclosure

SEC source: 0001231205-11-000068 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,600

Underlying: Common Stock · 2,434 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:17 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,718 $18.49 $68,745.82
Disclosure

SEC source: 0001231205-11-000069 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,956

Underlying: Common Stock · 3,718 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:18 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,380 $18.49 $62,496.20
Disclosure

SEC source: 0001231205-11-000070 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,445

Underlying: Common Stock · 3,380 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:18 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,718 $18.49 $68,745.82
Disclosure

SEC source: 0001231205-11-000071 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,179

Underlying: Common Stock · 3,718 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:19 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,718 $18.49 $68,745.82
Disclosure

SEC source: 0001231205-11-000072 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,914

Underlying: Common Stock · 3,718 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:20 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,380 $18.49 $62,496.20
Disclosure

SEC source: 0001231205-11-000073 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,133

Underlying: Common Stock · 3,380 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:20 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,123 $18.49 $57,744.27
Disclosure

SEC source: 0001231205-11-000074 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,433

Underlying: Common Stock · 3,123 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:21 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,380 $18.49 $62,496.20
Disclosure

SEC source: 0001231205-11-000075 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,760

Underlying: Common Stock · 3,380 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:22 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,434 $18.49 $45,004.66
Disclosure

SEC source: 0001231205-11-000076 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,682

Underlying: Common Stock · 2,434 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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June 09, 2011 Filed Jun 13, 2011 20:59 UTC
CASSIDY KATHRYN ASenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001231205-11-000053 · edgar.xml · derivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2021-06-09

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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June 09, 2011 Filed Jun 13, 2011 21:00 UTC
Daley PamelaSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 450,000 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001231205-11-000054 · edgar.xml · derivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2021-06-09

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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June 09, 2011 Filed Jun 13, 2011 21:00 UTC
Denniston Brackett B IIISenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 800,000 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001231205-11-000055 · edgar.xml · derivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2021-06-09

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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June 09, 2011 Filed Jun 13, 2011 21:01 UTC
KRENICKI JOHNVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 850,000 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001231205-11-000056 · edgar.xml · derivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Common Stock · 850,000 shares

Expires 2021-06-09

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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June 09, 2011 Filed Jun 13, 2011 21:01 UTC
Lynch John FSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001231205-11-000057 · edgar.xml · derivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2021-06-09

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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June 09, 2011 Filed Jun 13, 2011 21:01 UTC
Miller Jamie SVice President
GrantEmployee Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001231205-11-000058 · edgar.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2021-06-09

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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June 09, 2011 Filed Jun 13, 2011 21:02 UTC
NEAL MICHAEL AVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 850,000 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001231205-11-000059 · edgar.xml · derivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Common Stock · 850,000 shares

Expires 2021-06-09

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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June 09, 2011 Filed Jun 13, 2011 21:03 UTC
RICE JOHN GVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 850,000 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001231205-11-000060 · edgar.xml · derivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Common Stock · 850,000 shares

Expires 2021-06-09

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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June 09, 2011 Filed Jun 13, 2011 21:05 UTC
SHERIN KEITH SVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 850,000 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001231205-11-000061 · edgar.xml · derivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Common Stock · 850,000 shares

Expires 2021-06-09

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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June 05, 2011 Filed Jun 8, 2011 20:47 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000048 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2011-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

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June 05, 2011 Filed Jun 8, 2011 20:47 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,718 $18.73 $32,178.14
Disclosure

SEC source: 0001231205-11-000048 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,897

F1 · price: The price was calculated using the market price on June 3, 2011 and June 6, 2011.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.