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GENERAL ELECTRIC CO

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0000040545
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0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202604
Feb 202602
Mar 202600
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Aug 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2012 Filed Jan 4, 2012 22:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,630 $17.11 $44,999.30
Disclosure

SEC source: 0001231205-12-000002 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,126

Underlying: Common Stock · 2,630 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:09 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,191 $17.11 $37,488.01
Disclosure

SEC source: 0001231205-12-000003 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,071

Underlying: Common Stock · 2,191 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,191 $17.11 $37,488.01
Disclosure

SEC source: 0001231205-12-000004 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,929

Underlying: Common Stock · 2,191 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:13 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,411 $17.11 $41,252.21
Disclosure

SEC source: 0001231205-12-000005 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,725

Underlying: Common Stock · 2,411 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:14 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,191 $17.11 $37,488.01
Disclosure

SEC source: 0001231205-12-000006 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,427

Underlying: Common Stock · 2,191 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:14 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,630 $17.11 $44,999.30
Disclosure

SEC source: 0001231205-12-000007 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,433

Underlying: Common Stock · 2,630 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:15 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,018 $17.11 $68,747.98
Disclosure

SEC source: 0001231205-12-000008 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,317

Underlying: Common Stock · 4,018 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:16 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,652 $17.11 $62,485.72
Disclosure

SEC source: 0001231205-12-000009 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,085

Underlying: Common Stock · 3,652 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:16 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,018 $17.11 $68,747.98
Disclosure

SEC source: 0001231205-12-000010 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,492

Underlying: Common Stock · 4,018 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:17 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,018 $17.11 $68,747.98
Disclosure

SEC source: 0001231205-12-000011 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,878

Underlying: Common Stock · 4,018 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:17 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,652 $17.11 $62,485.72
Disclosure

SEC source: 0001231205-12-000012 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,664

Underlying: Common Stock · 3,652 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:18 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,375 $17.11 $57,746.25
Disclosure

SEC source: 0001231205-12-000013 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,165

Underlying: Common Stock · 3,375 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:19 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,630 $17.11 $44,999.30
Disclosure

SEC source: 0001231205-12-000015 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,569

Underlying: Common Stock · 2,630 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:23 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,652 $17.11 $62,485.72
Disclosure

SEC source: 0001231205-12-000016 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,562

Underlying: Common Stock · 3,652 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 23, 2011 Filed Feb 14, 2012 00:29 UTC GiftCommon Stock 96,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000019 · edgar.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 15, 2011 Filed Feb 14, 2012 00:31 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 6,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000021 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by family

Disclosed balance after: 30,093

Read SEC document
December 15, 2011 Filed Feb 14, 2012 00:31 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 12,700 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000021 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,814

Read SEC document
December 13, 2011 Filed Feb 14, 2012 00:29 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000020 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By family.

Disclosed balance after: 980

Read SEC document
December 13, 2011 Filed Feb 14, 2012 00:29 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 530 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000020 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,597

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:25 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,409 $15.59 $68,736.31
Disclosure

SEC source: 0001231205-11-000106 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,267

Underlying: Common Stock · 4,409 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:26 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,886 $15.59 $44,992.74
Disclosure

SEC source: 0001231205-11-000107 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,785

Underlying: Common Stock · 2,886 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:27 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,405 $15.59 $37,493.95
Disclosure

SEC source: 0001231205-11-000108 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,014

Underlying: Common Stock · 2,405 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:28 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,405 $15.59 $37,493.95
Disclosure

SEC source: 0001231205-11-000109 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,396

Underlying: Common Stock · 2,405 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:28 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,646 $15.59 $41,251.14
Disclosure

SEC source: 0001231205-11-000110 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,548

Underlying: Common Stock · 2,646 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:29 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,405 $15.59 $37,493.95
Disclosure

SEC source: 0001231205-11-000111 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,330

Underlying: Common Stock · 2,405 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:30 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,886 $15.59 $44,992.74
Disclosure

SEC source: 0001231205-11-000112 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,080

Underlying: Common Stock · 2,886 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:31 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,409 $15.59 $68,736.31
Disclosure

SEC source: 0001231205-11-000113 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,238

Underlying: Common Stock · 4,409 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:33 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,008 $15.59 $62,484.72
Disclosure

SEC source: 0001231205-11-000114 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,348

Underlying: Common Stock · 4,008 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:34 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,409 $15.59 $68,736.31
Disclosure

SEC source: 0001231205-11-000115 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,979

Underlying: Common Stock · 4,409 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:35 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,409 $15.59 $68,736.31
Disclosure

SEC source: 0001231205-11-000116 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,472

Underlying: Common Stock · 4,409 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:36 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,008 $15.59 $62,484.72
Disclosure

SEC source: 0001231205-11-000117 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,444

Underlying: Common Stock · 4,008 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:37 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,704 $15.59 $57,745.36
Disclosure

SEC source: 0001231205-11-000118 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,883

Underlying: Common Stock · 3,704 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:39 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,886 $15.59 $44,992.74
Disclosure

SEC source: 0001231205-11-000120 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,187

Underlying: Common Stock · 2,886 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:42 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,008 $15.59 $62,484.72
Disclosure

SEC source: 0001231205-11-000121 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,819

Underlying: Common Stock · 4,008 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:10 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000098 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,668

Underlying: Common Stock · 3,333 shares

Expires 2011-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:10 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,439 $15.24 $21,930.36
Disclosure

SEC source: 0001231205-11-000098 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,722

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:10 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000098 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:10 UTC
Daley PamelaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000099 · edgar.xml · derivative · entry 5

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,668

Underlying: Common Stock · 5,833 shares

Expires 2011-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:10 UTC
Daley PamelaSenior Vice President
Tax withholdingCommon Stock 2,517 $15.24 $38,359.08
Disclosure

SEC source: 0001231205-11-000099 · edgar.xml · nonDerivative · entry 2

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,803

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:10 UTC
Daley PamelaSenior Vice President
Exercise / conversionCommon Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000099 · edgar.xml · nonDerivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:11 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000100 · edgar.xml · derivative · entry 5

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires 2011-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:11 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 6,263 $15.24 $95,448.12
Disclosure

SEC source: 0001231205-11-000100 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,397

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:11 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000100 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:11 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000101 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,668

Underlying: Common Stock · 5,833 shares

Expires 2011-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:11 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 2,517 $15.24 $38,359.08
Disclosure

SEC source: 0001231205-11-000101 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,419

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:11 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000101 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:12 UTC
Miller Jamie SVice President
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000102 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,668

Underlying: Common Stock · 3,333 shares

Expires 2011-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:12 UTC
Miller Jamie SVice President
Tax withholdingCommon Stock 1,439 $15.24 $21,930.36
Disclosure

SEC source: 0001231205-11-000102 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,350

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:12 UTC
Miller Jamie SVice President
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000102 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:12 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000103 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires 2011-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.