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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2012 Filed Jul 3, 2012 19:44 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,955 $19.54 $57,740.70
Disclosure

SEC source: 0001231205-12-000062 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,908

Underlying: Common Stock · 2,955 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.54 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2012 Filed Jul 3, 2012 19:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,198 $19.54 $62,488.92
Disclosure

SEC source: 0001231205-12-000063 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,218

Underlying: Common Stock · 3,198 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.54 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2012 Filed Jul 3, 2012 19:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,303 $19.54 $45,000.62
Disclosure

SEC source: 0001231205-12-000064 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,688

Underlying: Common Stock · 2,303 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.54 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:25 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000040 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2012-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:25 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,726 $18.16 $31,344.16
Disclosure

SEC source: 0001231205-12-000040 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,574

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:25 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000040 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:26 UTC
Daley PamelaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000041 · edgar.xml · derivative · entry 5

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2012-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:26 UTC
Daley PamelaSenior Vice President
Tax withholdingCommon Stock 1,726 $18.16 $31,344.16
Disclosure

SEC source: 0001231205-12-000041 · edgar.xml · nonDerivative · entry 2

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,097

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:26 UTC
Daley PamelaSenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000041 · edgar.xml · nonDerivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:27 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000042 · edgar.xml · derivative · entry 6

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2012-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:27 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 4,170 $18.16 $75,727.20
Disclosure

SEC source: 0001231205-12-000042 · edgar.xml · nonDerivative · entry 3

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,001

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:27 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000042 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:27 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000043 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2012-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:27 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,726 $18.16 $31,344.16
Disclosure

SEC source: 0001231205-12-000043 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,168

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:27 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000043 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:28 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000044 · edgar.xml · derivative · entry 7

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2012-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:28 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 8,630 $18.16 $156,720.80
Disclosure

SEC source: 0001231205-12-000044 · edgar.xml · nonDerivative · entry 3

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,184

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:28 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000044 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2012 Filed May 2, 2012 13:04 UTC PurchaseCommon Stock 30,000 $19.49 $584,700.00
Disclosure

SEC source: 0001231205-12-000039 · edgar.xml · nonDerivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,081

Read SEC document
April 27, 2012 Filed Apr 30, 2012 20:42 UTC PurchaseCommon Stock 1,000 $19.83 $19,830.00
Disclosure

SEC source: 0001231205-12-000038 · edgar.xml · nonDerivative · entry 4

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family.

Disclosed balance after: 9,300

Read SEC document
April 27, 2012 Filed Apr 30, 2012 20:42 UTC PurchaseCommon Stock 2,000 $19.67 $39,340.00
Disclosure

SEC source: 0001231205-12-000038 · edgar.xml · nonDerivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family.

Disclosed balance after: 8,300

Read SEC document
April 27, 2012 Filed Apr 30, 2012 20:42 UTC PurchaseCommon Stock 1,000 $19.84 $19,840.00
Disclosure

SEC source: 0001231205-12-000038 · edgar.xml · nonDerivative · entry 2

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family.

Disclosed balance after: 6,300

Read SEC document
April 26, 2012 Filed Sep 11, 2012 21:27 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000085 · edgar.xml · nonDerivative · entry 6

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by family

Disclosed balance after: 865

Read SEC document
April 26, 2012 Filed Sep 11, 2012 21:27 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000085 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,157

Read SEC document
April 26, 2012 Filed Sep 11, 2012 21:27 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000085 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,357

Read SEC document
April 24, 2012 Filed Jun 7, 2012 19:27 UTC
KRENICKI JOHNVice Chairman
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000042 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,171

Read SEC document
April 24, 2012 Filed Jun 7, 2012 19:28 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 29,736 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000044 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,814

Read SEC document
April 22, 2012 Filed Apr 24, 2012 21:07 UTC
Miller Jamie SVice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000037 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2012-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
April 22, 2012 Filed Apr 24, 2012 21:07 UTC
Miller Jamie SVice President
Tax withholdingCommon Stock 3,315 $19.23 $63,747.45
Disclosure

SEC source: 0001231205-12-000037 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,035

Read SEC document
April 22, 2012 Filed Apr 24, 2012 21:07 UTC
Miller Jamie SVice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000037 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,498 $19.65 $68,735.70
Disclosure

SEC source: 0001231205-12-000022 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,456

Underlying: Common Stock · 3,498 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,290 $19.65 $44,998.50
Disclosure

SEC source: 0001231205-12-000023 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,131

Underlying: Common Stock · 2,290 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:06 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,908 $19.65 $37,492.20
Disclosure

SEC source: 0001231205-12-000024 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,840

Underlying: Common Stock · 1,908 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,908 $19.65 $37,492.20
Disclosure

SEC source: 0001231205-12-000025 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,190

Underlying: Common Stock · 1,908 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:08 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,099 $19.65 $41,245.35
Disclosure

SEC source: 0001231205-12-000026 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,591

Underlying: Common Stock · 2,099 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,908 $19.65 $37,492.20
Disclosure

SEC source: 0001231205-12-000027 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,235

Underlying: Common Stock · 1,908 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,290 $19.65 $44,998.50
Disclosure

SEC source: 0001231205-12-000028 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,450

Underlying: Common Stock · 2,290 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,498 $19.65 $68,735.70
Disclosure

SEC source: 0001231205-12-000029 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,884

Underlying: Common Stock · 3,498 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,180 $19.65 $62,487.00
Disclosure

SEC source: 0001231205-12-000030 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,353

Underlying: Common Stock · 3,180 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,498 $19.65 $68,735.70
Disclosure

SEC source: 0001231205-12-000031 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,510

Underlying: Common Stock · 3,498 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,498 $19.65 $68,735.70
Disclosure

SEC source: 0001231205-12-000032 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,761

Underlying: Common Stock · 3,498 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,180 $19.65 $62,487.00
Disclosure

SEC source: 0001231205-12-000033 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,399

Underlying: Common Stock · 3,180 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 01, 2012 Filed Apr 3, 2012 21:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,938 $19.65 $57,731.70
Disclosure

SEC source: 0001231205-12-000034 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,017

Underlying: Common Stock · 2,938 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 01, 2012 Filed Apr 3, 2012 21:13 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,180 $19.65 $62,487.00
Disclosure

SEC source: 0001231205-12-000035 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,866

Underlying: Common Stock · 3,180 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 01, 2012 Filed Apr 3, 2012 21:13 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,290 $19.65 $44,998.50
Disclosure

SEC source: 0001231205-12-000036 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,613

Underlying: Common Stock · 2,290 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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February 09, 2012 Filed Feb 14, 2012 00:28 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000018 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,250 shares

Expires 2012-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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February 09, 2012 Filed Feb 14, 2012 00:28 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 2,775 $19.24 $53,391.00
Disclosure

SEC source: 0001231205-12-000018 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,894

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February 09, 2012 Filed Feb 14, 2012 00:28 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000018 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2012 Filed Feb 2, 2012 22:08 UTC PurchaseCommon Stock 10,000 $18.99 $189,900.00
Disclosure

SEC source: 0001231205-12-000017 · edgar.xml · nonDerivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,075

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January 03, 2012 Filed Jan 4, 2012 22:01 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,018 $17.11 $68,747.98
Disclosure

SEC source: 0001231205-12-000001 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,607

Underlying: Common Stock · 4,018 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.