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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
Parsed reports
2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2019 Filed Oct 1, 2019 21:21 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 3,641 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000211 · edgar.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:27 UTC
Joyce David LeonVice Chairman
Exercise / conversionRestricted Stock Unit · Derivative 10,403 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000183 · edgar.xml · derivative · entry 4

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,404

Underlying: Common Stock · 10,403 shares

Expires 2019-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:27 UTC
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 4,583 $9.21 $42,209.43
Disclosure

SEC source: 0001231205-19-000183 · edgar.xml · nonDerivative · entry 2

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,789

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:27 UTC
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 10,403 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000183 · edgar.xml · nonDerivative · entry 1

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:30 UTC
Miller Jamie SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,242 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000185 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,242

Underlying: Common Stock · 6,242 shares

Expires 2019-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:30 UTC
Miller Jamie SSenior Vice President
Tax withholdingCommon Stock 2,783 $9.21 $25,631.43
Disclosure

SEC source: 0001231205-19-000185 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,150

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:30 UTC
Miller Jamie SSenior Vice President
Exercise / conversionCommon Stock 6,242 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000185 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:31 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,201 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000187 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,202

Underlying: Common Stock · 5,201 shares

Expires 2019-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:31 UTC
Murphy Kieran PiusSenior Vice President
Tax withholdingCommon Stock 2,445 $9.21 $22,518.45
Disclosure

SEC source: 0001231205-19-000187 · edgar.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,205

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:31 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionCommon Stock 5,201 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000187 · edgar.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:34 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,993 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000189 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,994

Underlying: Common Stock · 4,993 shares

Expires 2019-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:34 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 2,255 $9.21 $20,768.55
Disclosure

SEC source: 0001231205-19-000189 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,955

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:34 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 4,993 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000189 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:36 UTC
Strazik ScottSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,201 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000191 · edgar.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,202

Underlying: Common Stock · 5,201 shares

Expires 2019-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:36 UTC
Strazik ScottSenior Vice President
Tax withholdingCommon Stock 2,461 $9.21 $22,665.81
Disclosure

SEC source: 0001231205-19-000191 · edgar.xml · nonDerivative · entry 2

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,013

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:36 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 5,201 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000191 · edgar.xml · nonDerivative · entry 1

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:38 UTC
Timko Thomas SVice President
Exercise / conversionRestricted Stock Units · Derivative 93,634 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000193 · edgar.xml · derivative · entry 4

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,268

Underlying: Common Stock · 93,634 shares

Expires 2019-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:38 UTC
Timko Thomas SVice President
Tax withholdingCommon Stock 41,621 $9.09 $378,334.89
Disclosure

SEC source: 0001231205-19-000193 · edgar.xml · nonDerivative · entry 2

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,013

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:38 UTC
Timko Thomas SVice President
Exercise / conversionCommon Stock 93,634 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000193 · edgar.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:27 UTC
Miller Jamie SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,161 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000177 · edgar.xml · derivative · entry 6

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,322

Underlying: Common Stock · 4,161 shares

Expires 2019-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:27 UTC
Miller Jamie SSenior Vice President
Tax withholdingCommon Stock 1,848 $8.89 $16,428.72
Disclosure

SEC source: 0001231205-19-000177 · edgar.xml · nonDerivative · entry 4

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,691

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:27 UTC
Miller Jamie SSenior Vice President
Exercise / conversionCommon Stock 4,161 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000177 · edgar.xml · nonDerivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:32 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,161 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000181 · edgar.xml · derivative · entry 6

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,323

Underlying: Common Stock · 4,161 shares

Expires 2019-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:32 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 1,850 $8.89 $16,446.50
Disclosure

SEC source: 0001231205-19-000181 · edgar.xml · nonDerivative · entry 4

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,217

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:32 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 4,161 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000181 · edgar.xml · nonDerivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:27 UTC
Miller Jamie SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,369 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000177 · edgar.xml · derivative · entry 5

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,739

Underlying: Common Stock · 4,369 shares

Expires 2019-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:27 UTC
Miller Jamie SSenior Vice President
Tax withholdingCommon Stock 1,942 $8.69 $16,875.98
Disclosure

SEC source: 0001231205-19-000177 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,378

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:27 UTC
Miller Jamie SSenior Vice President
Exercise / conversionCommon Stock 4,369 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000177 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:29 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,369 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000179 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,738

Underlying: Common Stock · 4,369 shares

Expires 2019-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:29 UTC
Murphy Kieran PiusSenior Vice President
Tax withholdingCommon Stock 2,054 $8.69 $17,849.26
Disclosure

SEC source: 0001231205-19-000179 · edgar.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,449

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:29 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionCommon Stock 4,369 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000179 · edgar.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:30 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,913 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000180 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,739

Underlying: Common Stock · 2,913 shares

Expires 2019-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:30 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 1,550 $8.69 $13,469.50
Disclosure

SEC source: 0001231205-19-000180 · edgar.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,224

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:30 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 2,913 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000180 · edgar.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:32 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,826 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000181 · edgar.xml · derivative · entry 5

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,478

Underlying: Common Stock · 5,826 shares

Expires 2019-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:32 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 2,590 $8.69 $22,507.10
Disclosure

SEC source: 0001231205-19-000181 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,906

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:32 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 5,826 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000181 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 10:38 UTC PurchaseCommon Stock 6,500 $7.80 $50,700.00
Disclosure

SEC source: 0001231205-19-000173 · edgar.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Read SEC document
August 19, 2019 Filed Aug 19, 2019 16:38 UTC
Timko Thomas SVice President
PurchaseCommon Stock 10,000 $8.83 $88,300.00
Disclosure

SEC source: 0001231205-19-000171 · edgar.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 10,000

Read SEC document
August 15, 2019 Filed Aug 15, 2019 20:58 UTC
CULP H LAWRENCE JRDirector · Chairman and CEO
PurchaseCommon Stock 252,200 $7.93 $1,999,946.00
Disclosure

SEC source: 0001231205-19-000165 · edgar.xml · nonDerivative · entry 1

CULP H LAWRENCE JR · CIK 0001205247 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By holding company

Disclosed balance after: 1,169,684

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $7.73 to $8.11, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 15, 2019 Filed Aug 15, 2019 21:18 UTC PurchaseCommon Stock 5,000 $8.01 $40,050.00
Disclosure

SEC source: 0001231205-19-000167 · edgar.xml · nonDerivative · entry 2

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Read SEC document
August 15, 2019 Filed Aug 16, 2019 17:31 UTC
Strazik ScottSenior Vice President
PurchaseCommon Stock 29,702 $8.01 $237,913.02
Disclosure

SEC source: 0001231205-19-000169 · edgar.xml · nonDerivative · entry 2

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's 401(k)

Disclosed balance after: 41,413

Read SEC document
August 15, 2019 Filed Aug 16, 2019 17:31 UTC
Strazik ScottSenior Vice President
PurchaseCommon Stock 5,134 $8.01 $41,123.34
Disclosure

SEC source: 0001231205-19-000169 · edgar.xml · nonDerivative · entry 1

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 65,939

Read SEC document
August 14, 2019 Filed Aug 15, 2019 21:18 UTC PurchaseCommon Stock 5,000 $9.05 $45,250.00
Disclosure

SEC source: 0001231205-19-000167 · edgar.xml · nonDerivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Read SEC document
August 13, 2019 Filed Aug 14, 2019 10:33 UTC
Cox L KevinSenior Vice President
PurchaseCommon Stock 105,600 $9.42 $994,752.00
Disclosure

SEC source: 0001231205-19-000163 · edgar.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 105,805

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.415 to $9.430, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 10:46 UTC PurchaseCommon Stock 55,248 $9.02 $498,336.96
Disclosure

SEC source: 0001231205-19-000159 · edgar.xml · nonDerivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,248

Read SEC document
August 12, 2019 Filed Aug 13, 2019 10:47 UTC
CULP H LAWRENCE JRDirector · Chairman and CEO
PurchaseCommon Stock 331,684 $9.04 $2,998,423.36
Disclosure

SEC source: 0001231205-19-000160 · edgar.xml · nonDerivative · entry 1

CULP H LAWRENCE JR · CIK 0001205247 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By holding company

Disclosed balance after: 930,076

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.03 to $9.05, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
July 28, 2019 Filed Jul 30, 2019 21:37 UTC
Miller Jamie SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,403 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000147 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,808

Underlying: Common Stock · 10,403 shares

Expires 2019-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 28, 2019 Filed Jul 30, 2019 21:37 UTC
Miller Jamie SSenior Vice President
Tax withholdingCommon Stock 4,618 $10.47 $48,350.46
Disclosure

SEC source: 0001231205-19-000147 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,951

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July 28, 2019 Filed Jul 30, 2019 21:37 UTC
Miller Jamie SSenior Vice President
Exercise / conversionCommon Stock 10,403 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000147 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.