Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2026 Filed Feb 24, 2026 20:53 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 800 | $8.52 | $6,816.00 |
DisclosureSEC source: 0001185533-26-000009 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,747,977 Read SEC document |
| January 09, 2026 Filed Jan 13, 2026 18:46 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 800 | $8.39 | $6,712.00 |
DisclosureSEC source: 0001185533-26-000005 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,748,777 Read SEC document |
| March 26, 2025 Filed Apr 22, 2025 18:05 UTC |
MELARKEY MICHAEL JDirector
|
OtherSeries C Cumulative Puttable and Callable Preferred Shares | 3,038 | $50.00 | $151,900.00 |
DisclosureSEC source: 0001271163-25-000014 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series C Cumulative Puttable and Callable Preferred Shares on March 26, 2025. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 21:09 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 2,500 | $8.04 | $20,100.00 |
DisclosureSEC source: 0001271163-24-000071 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 242,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 20:12 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 307 | $8.09 | $2,483.63 |
DisclosureSEC source: 0001271163-24-000051 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 1,846,636 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 17:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries E Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-24-000024 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series E Cumulative Puttable and Callable Preferred Shares. F4 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 17:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries E Cumulative Preferred Shares | 240,000 | $10.00 | $2,400,000.00 |
DisclosureSEC source: 0001271163-24-000024 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series E Cumulative Puttable and Callable Preferred Shares. F3 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 17:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries E Cumulative Preferred Shares | 300,000 | $10.00 | $3,000,000.00 |
DisclosureSEC source: 0001271163-24-000024 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series E Cumulative Puttable and Callable Preferred Shares. F2 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 17:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries E Cumulative Preferred Shares | 250,000 | $10.00 | $2,500,000.00 |
DisclosureSEC source: 0001271163-24-000024 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series E Cumulative Puttable and Callable Preferred Shares. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 17:46 UTC |
Ball John ChesterPresident & Treasurer
|
PurchaseCommon Shares, Par Value $0.001 | 32 | $7.91 | $252.96 |
DisclosureSEC source: 0001271163-24-000021 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32 Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 21:14 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 2,000 | $8.01 | $16,020.00 |
DisclosureSEC source: 0001271163-23-000036 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,797,577 F1 · kind: Any short-swing "profit" under Section 16(b) of the Securities Exchange Act of 1934 will be disgorged and paid to the Issuer. Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 20:50 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 120 | $7.93 | $951.60 |
DisclosureSEC source: 0001271163-23-000019 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 57,282 F1 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 00:38 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 500 | $7.93 | $3,966.00 |
DisclosureSEC source: 0001271163-23-000018 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,751,577 Read SEC document |
| April 17, 2023 Filed Apr 18, 2023 20:43 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 2,000 | $7.85 | $15,700.00 |
DisclosureSEC source: 0001271163-23-000010 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 48,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| March 27, 2023 Filed Mar 28, 2023 22:07 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries E Cumulative Preferred Shares | 250,000 | $10.00 | $2,500,000.00 |
DisclosureSEC source: 0001271163-23-000008 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series E Cumulative Preferred Shares. Read SEC document |
| February 10, 2023 Filed Feb 17, 2023 01:45 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 2,000 | $8.12 | $16,240.00 |
DisclosureSEC source: 0001271163-23-000006 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 50,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| October 24, 2022 Filed Oct 26, 2022 19:39 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 221 | $7.99 | $1,765.79 |
DisclosureSEC source: 0001271163-22-000051 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,078 Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 20:24 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-22-000047 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F1 · kind: Shares traded in a private transaction between related accounts Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 20:24 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleSeries E Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-22-000047 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M 2018, LLC Disclosed balance after: 0 F1 · kind: Shares traded in a private transaction between related accounts F2 · ownership.nature: The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| October 07, 2022 Filed Oct 11, 2022 21:07 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 1,200 | $7.89 | $9,468.00 |
DisclosureSEC source: 0001271163-22-000045 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 48,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 00:04 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 2,736 | $8.00 | $21,888.00 |
DisclosureSEC source: 0001271163-22-000044 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M Investors, LLC Disclosed balance after: 2,510,000.07 F2 · ownership.nature: The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| October 03, 2022 Filed Oct 6, 2022 00:04 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 170 | $8.00 | $1,360.00 |
DisclosureSEC source: 0001271163-22-000044 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 46,800 F1 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| July 18, 2022 Filed Jul 20, 2022 18:40 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 900 | $8.25 | $7,425.00 |
DisclosureSEC source: 0001271163-22-000038 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,856.96 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| March 28, 2022 Filed Mar 31, 2022 00:04 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-22-000020 · primary_doc.xml · nonDerivative · entry 5 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 200,000 F4 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| March 28, 2022 Filed Mar 31, 2022 00:04 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 240,000 | $10.00 | $2,400,000.00 |
DisclosureSEC source: 0001271163-22-000020 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 240,000 F3 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| March 28, 2022 Filed Mar 31, 2022 00:04 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-22-000020 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M 2018, LLC Disclosed balance after: 200,000 F2 · ownership.nature: The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| March 28, 2022 Filed Mar 31, 2022 00:04 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 300,000 | $10.00 | $3,000,000.00 |
DisclosureSEC source: 0001271163-22-000020 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 300,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| March 28, 2022 Filed Mar 31, 2022 00:04 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 300,000 | $10.00 | $3,000,000.00 |
DisclosureSEC source: 0001271163-22-000020 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 20:54 UTC |
Mullady AgnesDirector
|
PurchaseCommon Shares, Par Value $0.001 | 150 | $8.67 | $1,300.35 |
DisclosureSEC source: 0001271163-22-000015 · primary_doc.xml · nonDerivative · entry 1 Mullady Agnes · CIK 0001387823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 21:27 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 3,591 | $8.99 | $32,287.40 |
DisclosureSEC source: 0001271163-21-000085 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M Investors, LLC Disclosed balance after: 2,441,900 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:20 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 7,407 | $8.97 | $66,437.83 |
DisclosureSEC source: 0001271163-21-000083 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 1,822,732 F8 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:04 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 3,500 | $8.98 | $31,430.00 |
DisclosureSEC source: 0001271163-21-000012 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 231,960 F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 02:34 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 302 | $8.81 | $2,660.62 |
DisclosureSEC source: 0001271163-21-000005 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,240.03 F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| January 29, 2021 Filed Feb 6, 2021 00:03 UTC Amendment |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 302 | $8.81 | $2,660.62 |
DisclosureSEC source: 0001271163-21-000007 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,638.53 F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 02:34 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 5,990 | $8.78 | $52,608.97 |
DisclosureSEC source: 0001271163-21-000005 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,938.03 F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| January 28, 2021 Filed Feb 6, 2021 00:03 UTC Amendment |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 5,990 | $8.78 | $52,608.97 |
DisclosureSEC source: 0001271163-21-000007 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,336.53 F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 01:55 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 2,400 | $8.75 | $21,010.08 |
DisclosureSEC source: 0001271163-20-000075 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 43,072.51 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| October 30, 2020 Filed Feb 2, 2021 02:34 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherCommon Shares, Par Value $0.001 | 2,350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001271163-21-000005 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,348 F1 · kind: The shares being reported were transferred to a separate trust account. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| October 30, 2020 Filed Feb 6, 2021 00:03 UTC Amendment |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherCommon Shares, Par Value $0.001 | 2,350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001271163-21-000007 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,346.53 F1 · kind: The shares being reported were transferred to E3M Investors, LLC. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| July 15, 2020 Filed Jul 18, 2020 01:27 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 1,870 | $3.31 | $6,189.70 |
DisclosureSEC source: 0001271163-20-000047 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,532,695.31 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 22, 2020 Filed May 27, 2020 16:57 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 10,987 | $8.31 | $91,288.79 |
DisclosureSEC source: 0001271163-20-000038 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,530,825.31 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 08, 2020 Filed May 12, 2020 19:43 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 4,959 | $8.17 | $40,515.03 |
DisclosureSEC source: 0001271163-20-000037 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,519,838.31 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 07, 2020 Filed May 8, 2020 19:48 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 5,638 | $8.12 | $45,787.89 |
DisclosureSEC source: 0001271163-20-000036 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,514,879.31 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:48 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 1,021 | $8.16 | $8,330.75 |
DisclosureSEC source: 0001271163-20-000036 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,509,241.31 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 05, 2020 Filed May 6, 2020 23:39 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 4,587 | $8.12 | $37,261.58 |
DisclosureSEC source: 0001271163-20-000035 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,508,220.31 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 04, 2020 Filed May 6, 2020 23:39 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 2,415 | $7.95 | $19,210.60 |
DisclosureSEC source: 0001271163-20-000035 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,503,633.31 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 18:26 UTC |
CONN JAMES PDirector
|
PurchaseCommon Shares, Par Value $0.001 | 1,000 | $7.91 | $7,910.00 |
DisclosureSEC source: 0001271163-20-000029 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 21:46 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherSeries C Cumulative Puttable and Callable Preferred Shares | 40,000 | $50.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-20-000024 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M 2016, LLC Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series C Cumulative Puttable and Callable Preferred Shares. F2 · ownership.nature: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 21:46 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherSeries C Cumulative Puttable and Callable Preferred Shares | 216,000 | $50.00 | $10,800,000.00 |
DisclosureSEC source: 0001271163-20-000024 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series C Cumulative Puttable and Callable Preferred Shares. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 18:25 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleSeries C Cumulative Puttable and Callable Preferred Shares | 5,000 | $51.50 | $257,512.00 |
DisclosureSEC source: 0001271163-20-000021 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M 2016, LLC Disclosed balance after: 40,000 F1 · ownership.nature: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.