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GENERAL DYNAMICS CORP

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2916
SEC CIK
0000040533
Parsed reports
1,082

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202604
Jun 202602
Jul 202602
Aug 202606
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2019 Filed Dec 13, 2019 21:16 UTC
Roualet Mark C.Executive Vice President
Exercise / conversionStock Options · Derivative 14,870 $0.00 Strike: $70.08 $0.00
Disclosure

SEC source: 0001209191-19-060372 · doc4.xml · derivative · entry 4

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,870 shares

Expires 2020-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/20/2014 and the remaining fifty percent became exercisable on 03/20/2015.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:16 UTC
Roualet Mark C.Executive Vice President
SaleCommon Stock 14,870 $181.15 $2,693,700.50
Disclosure

SEC source: 0001209191-19-060372 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,248

F1 · price: Sale prices ranged from $181.15 to $181.17. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:16 UTC
Roualet Mark C.Executive Vice President
Exercise / conversionCommon Stock 14,870 $70.08 $1,042,089.60
Disclosure

SEC source: 0001209191-19-060372 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:55 UTC
Roualet Mark C.Executive Vice President
Exercise / conversionStock Options · Derivative 50,195 $0.00 Strike: $70.08 $0.00
Disclosure

SEC source: 0001209191-19-060236 · doc4.xml · derivative · entry 5

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,870

Underlying: Common Stock · 50,195 shares

Expires 2020-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/20/2014 and the remaining fifty percent became exercisable on 03/20/2015.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:55 UTC
Roualet Mark C.Executive Vice President
SaleCommon Stock 32,530 $182.01 $5,920,817.83
Disclosure

SEC source: 0001209191-19-060236 · doc4.xml · nonDerivative · entry 3

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,248

F2 · price: Sale prices ranged from $182.00 to $182.17. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:55 UTC
Roualet Mark C.Executive Vice President
SaleCommon Stock 17,665 $181.35 $3,203,459.43
Disclosure

SEC source: 0001209191-19-060236 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,778

F1 · price: Sale prices ranged from $181.00 to $181.74. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:55 UTC
Roualet Mark C.Executive Vice President
Exercise / conversionCommon Stock 50,195 $70.08 $3,517,665.60
Disclosure

SEC source: 0001209191-19-060236 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:22 UTC Exercise / conversionStock Options · Derivative 6,900 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0000913849-19-000426 · ownership.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,900 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:22 UTC Exercise / conversionCommon Stock 6,900 $67.70 $467,130.00
Disclosure

SEC source: 0000913849-19-000426 · ownership.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Includes 1,690 shares of restricted stock.

Read SEC document
December 02, 2019 Filed Dec 12, 2019 22:01 UTC
Graney Kevin MVice President
GrantStock Options · Derivative 3,840 $0.00 Strike: $180.01 $0.00
Disclosure

SEC source: 0001209191-19-060240 · doc4.xml · derivative · entry 3

Graney Kevin M · CIK 0001789991 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840

Underlying: Common Stock · 3,840 shares

Expires 2029-12-01

F3 · derivative.exercise_date: Fifty percent become exercisable on 12/02/2021 and the remaining fifty percent become exercisable on 12/02/2022.

Read SEC document
December 02, 2019 Filed Dec 12, 2019 22:01 UTC
Graney Kevin MVice President
GrantCommon Stock 305 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060240 · doc4.xml · nonDerivative · entry 1

Graney Kevin M · CIK 0001789991 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,641

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 22:10 UTC GrantPhantom Stock Units · Derivative 16.828 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-19-000412 · ownership.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099.851

Underlying: Common Stock · 16.828 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
November 15, 2019 Filed Jan 6, 2020 20:33 UTC
Smith Robert EdwardExecutive Vice President
GrantCommon Stock 7.84 $186.87 $1,465.06
Disclosure

SEC source: 0001209191-20-001667 · doc4.xml · nonDerivative · entry 2

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,184.422

F1 · shares: Represents accrued dividend equivalents on previously earned RSUs.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:02 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 466,380 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-19-056705 · doc4.xml · derivative · entry 4

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 466,380 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:02 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
Tax withholdingCommon Stock 389,921 $184.65 $71,996,963.05
Disclosure

SEC source: 0001209191-19-056705 · doc4.xml · nonDerivative · entry 2

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,177

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:02 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
Exercise / conversionCommon Stock 466,380 $112.40 $52,421,112.00
Disclosure

SEC source: 0001209191-19-056705 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 19:38 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Exercise / conversionStock Options · Derivative 36,740 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-19-055789 · doc4.xml · derivative · entry 4

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,740

Underlying: Common Stock · 36,740 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 19:38 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Tax withholdingCommon Stock 29,781 $181.16 $5,395,125.96
Disclosure

SEC source: 0001209191-19-055789 · doc4.xml · nonDerivative · entry 2

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,643

Read SEC document
November 06, 2019 Filed Nov 8, 2019 19:38 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Exercise / conversionCommon Stock 36,740 $112.40 $4,129,576.00
Disclosure

SEC source: 0001209191-19-055789 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2019 Filed Sep 27, 2019 21:28 UTC GiftCommon Stock 146,649 $0.00 $0.00
Disclosure

SEC source: 0000913849-19-000372 · ownership.xml · nonDerivative · entry 2

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,575

F2 · shares: Reflects a gift of shares by the reporting person to a charitable trust. The reporting person has no reportable beneficial ownership in the shares held by the charitable trust.

F3 · ownership.direct: Includes 1,690 shares of restricted stock.

Read SEC document
September 26, 2019 Filed Sep 27, 2019 21:28 UTC GiftCommon Stock 70,578 $0.00 $0.00
Disclosure

SEC source: 0000913849-19-000372 · ownership.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,224

F1 · shares: Reflects receipt of a distribution of shares from a trust in which the reporting person is a beneficiary and over which the reporting person does not have or share investment control.

Read SEC document
September 23, 2019 Filed Sep 25, 2019 20:29 UTC
Marzilli ChristopherExecutive Vice President
Exercise / conversionStock Options · Derivative 32,930 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-19-050707 · doc4.xml · derivative · entry 4

Marzilli Christopher · CIK 0001345977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,930 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
September 23, 2019 Filed Sep 25, 2019 20:29 UTC
Marzilli ChristopherExecutive Vice President
SaleCommon Stock 32,930 $187.16 $6,163,277.59
Disclosure

SEC source: 0001209191-19-050707 · doc4.xml · nonDerivative · entry 2

Marzilli Christopher · CIK 0001345977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,627

F1 · price: Sale prices ranged from $187.00 to $187.68. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
September 23, 2019 Filed Sep 25, 2019 20:29 UTC
Marzilli ChristopherExecutive Vice President
Exercise / conversionCommon Stock 32,930 $112.40 $3,701,332.00
Disclosure

SEC source: 0001209191-19-050707 · doc4.xml · nonDerivative · entry 1

Marzilli Christopher · CIK 0001345977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:08 UTC
Malcolm MarkDirector
GrantCommon Stock 111 $190.01 $21,091.11
Disclosure

SEC source: 0001209191-19-050044 · doc4.xml · nonDerivative · entry 1

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,259

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:18 UTC GrantCommon Stock 55 $190.01 $10,450.55
Disclosure

SEC source: 0001209191-19-050059 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,211

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:13 UTC GrantCommon Stock 11 $190.01 $2,090.11
Disclosure

SEC source: 0001209191-19-050051 · doc4.xml · nonDerivative · entry 1

HANEY CECIL D · CIK 0001769664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:11 UTC GrantCommon Stock 55 $190.01 $10,450.55
Disclosure

SEC source: 0001209191-19-050047 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,357

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:05 UTC
Nye C HowardDirector
GrantCommon Stock 111 $190.01 $21,091.11
Disclosure

SEC source: 0001209191-19-050037 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:02 UTC GrantCommon Stock 111 $190.01 $21,091.11
Disclosure

SEC source: 0001209191-19-050031 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,085

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 19:58 UTC GrantCommon Stock 111 $190.01 $21,091.11
Disclosure

SEC source: 0001209191-19-050028 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,184

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 19:55 UTC
Wall Peter ADirector
GrantCommon Stock 39 $190.01 $7,410.39
Disclosure

SEC source: 0001209191-19-050026 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 03, 2019 Filed Sep 11, 2019 21:07 UTC GrantStock Options · Derivative 980 $0.00 Strike: $189.00 $0.00
Disclosure

SEC source: 0001209191-19-049198 · doc4.xml · derivative · entry 2

Mattis James N · CIK 0001583058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 980

Underlying: Common Stock · 980 shares

Expires 2029-08-31

F2 · derivative.exercise_date: Fifty percent become exercisable on 09/03/2021 and the remaining fifty percent become exercisable on 09/03/2022.

Read SEC document
September 03, 2019 Filed Sep 11, 2019 21:07 UTC GrantCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049198 · doc4.xml · nonDerivative · entry 1

Mattis James N · CIK 0001583058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
September 03, 2019 Filed Sep 11, 2019 21:10 UTC
Smith Robert EdwardExecutive Vice President
GrantStock Options · Derivative 9,430 $0.00 Strike: $189.00 $0.00
Disclosure

SEC source: 0001209191-19-049202 · doc4.xml · derivative · entry 3

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,430

Underlying: Common Stock · 9,430 shares

Expires 2029-08-31

F3 · derivative.exercise_date: Fifty percent become exercisable on 09/03/2021 and the remaining fifty percent become exercisable on 09/03/2022.

Read SEC document
September 03, 2019 Filed Sep 11, 2019 21:10 UTC
Smith Robert EdwardExecutive Vice President
GrantCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049202 · doc4.xml · nonDerivative · entry 1

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,168.661

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 15:57 UTC GrantPhantom Stock Units · Derivative 17.002 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-19-000338 · ownership.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083.022

Underlying: Common Stock · 17.002 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 19:36 UTC
Burns Mark LagrandVice President
PurchaseCommon Stock 158.857 $179.56 $28,523.57
Disclosure

SEC source: 0001209191-19-045733 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,643.174

F1 · shares: Represents the reinvestment of dividends paid on the Company's common stock. The reported price is the weighted average price paid by the reporting person's broker to purchase shares for all of its customers who elected reinvestment of dividends.

Read SEC document
August 09, 2019 Filed Jan 6, 2020 20:33 UTC
Smith Robert EdwardExecutive Vice President
GrantCommon Stock 7.921 $183.94 $1,456.99
Disclosure

SEC source: 0001209191-20-001667 · doc4.xml · nonDerivative · entry 1

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,176.582

F1 · shares: Represents accrued dividend equivalents on previously earned RSUs.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 18:31 UTC
Gilliland Marguerite AmySenior Vice President
Exercise / conversionStock Options · Derivative 15,850 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-19-045470 · doc4.xml · derivative · entry 4

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,850 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 18:31 UTC
Gilliland Marguerite AmySenior Vice President
Tax withholdingCommon Stock 12,499 $182.76 $2,284,317.24
Disclosure

SEC source: 0001209191-19-045470 · doc4.xml · nonDerivative · entry 2

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,070

Read SEC document
August 08, 2019 Filed Aug 12, 2019 18:31 UTC
Gilliland Marguerite AmySenior Vice President
Exercise / conversionCommon Stock 15,850 $112.40 $1,781,540.00
Disclosure

SEC source: 0001209191-19-045470 · doc4.xml · nonDerivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 17:59 UTC Exercise / conversionStock Options · Derivative 6,900 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-19-044752 · doc4.xml · derivative · entry 3

OSBORN WILLIAM A · CIK 0001171797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,900 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 17:59 UTC SaleCommon Stock 1,500 $182.56 $273,840.00
Disclosure

SEC source: 0001209191-19-044752 · doc4.xml · nonDerivative · entry 2

OSBORN WILLIAM A · CIK 0001171797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,085

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August 02, 2019 Filed Aug 6, 2019 17:59 UTC Exercise / conversionCommon Stock 6,900 $67.70 $467,130.00
Disclosure

SEC source: 0001209191-19-044752 · doc4.xml · nonDerivative · entry 1

OSBORN WILLIAM A · CIK 0001171797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 31, 2019 Filed Aug 1, 2019 19:49 UTC
Aiken Jason WSenior Vice President and CFO
Exercise / conversionStock Options · Derivative 45,090 $0.00 Strike: $112.04 $0.00
Disclosure

SEC source: 0001209191-19-043986 · doc4.xml · derivative · entry 4

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,090

Underlying: Common Stock · 45,090 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

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July 31, 2019 Filed Aug 1, 2019 19:49 UTC
Aiken Jason WSenior Vice President and CFO
Tax withholdingCommon Stock 36,664 $186.84 $6,850,301.76
Disclosure

SEC source: 0001209191-19-043986 · doc4.xml · nonDerivative · entry 2

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,007

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July 31, 2019 Filed Aug 1, 2019 19:49 UTC
Aiken Jason WSenior Vice President and CFO
Exercise / conversionCommon Stock 45,090 $112.04 $5,051,883.60
Disclosure

SEC source: 0001209191-19-043986 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 30, 2019 Filed Aug 1, 2019 19:46 UTC
Whited Gary LVice President
Exercise / conversionStock Options · Derivative 21,720 $0.00 Strike: $70.08 $0.00
Disclosure

SEC source: 0001209191-19-043981 · doc4.xml · derivative · entry 5

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,720 shares

Expires 2020-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/20/2014 and the remaining fifty percent became exercisable on 03/20/2015.

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July 30, 2019 Filed Aug 1, 2019 19:46 UTC
Whited Gary LVice President
SaleCommon Stock 14,029 $188.38 $2,642,783.02
Disclosure

SEC source: 0001209191-19-043981 · doc4.xml · nonDerivative · entry 2

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,513

F1 · price: Sale prices ranged from $188.33 to $188.55. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.