GD

SEC source: 0001209191-23-054008 · doc4.xml · nonDerivative · entry 3

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,319

F2 · price: Sale prices ranged from $238.425 to $239.07. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

SEC source: 0001209191-23-054008 · doc4.xml · nonDerivative · entry 2

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,331

F1 · price: Sale prices ranged from $237.37 to $238.35. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

SEC source: 0001209191-23-054008 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-053923 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 773,977

F1 · kind: Reflects the gift of common stock to a charitable donor advised fund.

SEC source: 0001209191-23-053920 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,997

F1 · kind: Reflects the gift of common stock to a charitable donor advised fund.

SEC source: 0001209191-23-050140 · doc4.xml · nonDerivative · entry 1

Stratton John G · CIK 0001385262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,657

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-050138 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,062

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-050136 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,635

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-050134 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,599

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-050129 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,014

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-050126 · doc4.xml · nonDerivative · entry 1

Mattis James N · CIK 0001583058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,690

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-050124 · doc4.xml · nonDerivative · entry 1

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,193

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-050122 · doc4.xml · nonDerivative · entry 1

HANEY CECIL D · CIK 0001769664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,284

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-050120 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,419

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-045989 · doc4.xml · derivative · entry 4

Aiken Jason W · CIK 0001486897 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 22,400 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent became exercisable on 03/02/2019.

SEC source: 0001209191-23-045989 · doc4.xml · nonDerivative · entry 2

Aiken Jason W · CIK 0001486897 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,751

SEC source: 0001209191-23-045989 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-045814 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,319

F1 · price: Sale prices ranged from $225.69 to $225.98. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

SEC source: 0001209191-23-045812 · doc4.xml · nonDerivative · entry 2

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 778,092

F2 · price: Sale prices ranged from $228.06 to $228.55. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

SEC source: 0001209191-23-045812 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 799,215

F1 · price: Sale prices ranged from $227.03 to $227.98. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

SEC source: 0001209191-23-045810 · doc4.xml · nonDerivative · entry 1

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,088.138

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

SEC source: 0001209191-23-044874 · doc4.xml · nonDerivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,157

F1 · price: Sale prices ranged from $225.415 to $225.565. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

SEC source: 0001209191-23-038328 · doc4.xml · nonDerivative · entry 1

Stratton John G · CIK 0001385262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,517

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-038326 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,922

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-038324 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,495

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-038322 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,459

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-038320 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,874

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-038318 · doc4.xml · nonDerivative · entry 1

Mattis James N · CIK 0001583058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,550

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-038316 · doc4.xml · nonDerivative · entry 1

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,053

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-038314 · doc4.xml · nonDerivative · entry 1

HANEY CECIL D · CIK 0001769664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,270

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-038312 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,349

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-038308 · doc4.xml · derivative · entry 2

Hooper Charles W · CIK 0001910479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140

Underlying: Common Stock · 1,140 shares

Expires 2033-06-14

F2 · derivative.exercise_date: Fifty percent become exercisable on 06/15/2025 and the remaining fifty percent become exercisable on 06/15/2026.

SEC source: 0001209191-23-038308 · doc4.xml · nonDerivative · entry 1

Hooper Charles W · CIK 0001910479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230

F1 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

SEC source: 0001209191-23-029715 · doc4.xml · nonDerivative · entry 1

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,072.082

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

SEC source: 0000899243-23-013039 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,379.263

Underlying: Common Stock · 21.187 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

SEC source: 0001209191-23-027292 · doc4.xml · nonDerivative · entry 1

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revocable Trust

Disclosed balance after: 4,700

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these shares of Common Stock, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-23-020090 · doc4.xml · nonDerivative · entry 1

Stratton John G · CIK 0001385262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,371

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-020088 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,776

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-020086 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,349

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-020084 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,313

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-020082 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,728

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-020078 · doc4.xml · nonDerivative · entry 1

Mattis James N · CIK 0001583058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,404

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-020074 · doc4.xml · nonDerivative · entry 1

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,907

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-020070 · doc4.xml · nonDerivative · entry 1

HANEY CECIL D · CIK 0001769664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,256

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-020067 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,276

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

SEC source: 0001209191-23-017609 · doc4.xml · derivative · entry 2

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Common Stock · 1,780 shares

Expires 2033-03-07

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/08/2025 and the remaining fifty percent become exercisable on 03/08/2026.

SEC source: 0001209191-23-017609 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,425

F1 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

SEC source: 0001209191-23-017606 · doc4.xml · derivative · entry 2

Stratton John G · CIK 0001385262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Common Stock · 1,780 shares

Expires 2033-03-07

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/08/2025 and the remaining fifty percent become exercisable on 03/08/2026.

SEC source: 0001209191-23-017606 · doc4.xml · nonDerivative · entry 1

Stratton John G · CIK 0001385262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,226

F1 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

SEC source: 0001209191-23-017600 · doc4.xml · derivative · entry 2

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Common Stock · 1,780 shares

Expires 2033-03-07

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/08/2025 and the remaining fifty percent become exercisable on 03/08/2026.