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GCV

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

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6819
SEC CIK
0000845611
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67

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2019 Filed Nov 20, 2019 16:42 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 2,869 $5.66 $16,242.84
Disclosure

SEC source: 0001271163-19-000065 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,111

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November 18, 2019 Filed Feb 4, 2020 17:03 UTC OtherSeries B Cumulative Preferred Stock 5,000 $25.00 $125,000.00
Disclosure

SEC source: 0001271163-20-000017 · primary_doc.xml · nonDerivative · entry 1

CERUTTI E VAL · CIK 0001247225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on November 18, 2019.

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November 18, 2019 Filed Feb 4, 2020 16:59 UTC OtherSeries B Cumulative Preferred Stock 1,000 $25.00 $25,000.00
Disclosure

SEC source: 0001271163-20-000016 · primary_doc.xml · nonDerivative · entry 1

ZIZZA SALVATORE J · CIK 0000929743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on November 18, 2019.

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September 20, 2019 Filed Sep 24, 2019 20:26 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 10,000 $5.27 $52,652.00
Disclosure

SEC source: 0001271163-19-000055 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,150,732

F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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May 29, 2019 Filed May 31, 2019 20:50 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleSeries B Cumulative Preferred Stock 100 $26.40 $2,640.00
Disclosure

SEC source: 0001271163-19-000009 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Associated Capital Group, Inc.

Disclosed balance after: 4,100

F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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November 12, 2018 Filed Nov 15, 2018 00:10 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 197 $4.94 $973.18
Disclosure

SEC source: 0001271163-18-000068 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,592

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

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October 26, 2018 Filed Oct 26, 2018 22:43 UTC OtherCommon Stock, Par Value $0.001 1,622 $5.25 $8,515.50
Disclosure

SEC source: 0001271163-18-000064 · primary_doc.xml · nonDerivative · entry 1

Nakamura Kuni · CIK 0001396000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,588.343

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

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October 26, 2018 Filed Oct 26, 2018 22:26 UTC OtherCommon Stock, Par Value $0.001 3,466 $5.25 $18,196.50
Disclosure

SEC source: 0001271163-18-000063 · primary_doc.xml · nonDerivative · entry 1

ROEDER WERNER J · CIK 0001247198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000.932

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

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October 26, 2018 Filed Oct 26, 2018 22:13 UTC
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
OtherCommon Stock, Par Value $0.001 106,387 $5.25 $558,531.75
Disclosure

SEC source: 0001271163-18-000062 · primary_doc.xml · nonDerivative · entry 4

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · G.research, Inc.

Disclosed balance after: 340,413

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

F5 · balance_after: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.

F6 · ownership.nature: G.research, a wholly owned subsidiary of GCIA, is a broker-dealer registered under the Securities Exchange Act of 1934, as amended (1934 Act), which as a part of its business regularly purchases and sells securities for its own account.

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October 26, 2018 Filed Oct 26, 2018 22:13 UTC
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
OtherCommon Stock, Par Value $0.001 11,894 $5.25 $62,443.50
Disclosure

SEC source: 0001271163-18-000062 · primary_doc.xml · nonDerivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Gabelli & Company Investment Advisers, Inc.

Disclosed balance after: 17,575.3462

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

F5 · balance_after: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.

F4 · ownership.nature: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

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October 26, 2018 Filed Oct 26, 2018 22:13 UTC
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
OtherCommon Stock, Par Value $0.001 290,183 $5.25 $1,523,460.75
Disclosure

SEC source: 0001271163-18-000062 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,160,732

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interests.

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October 26, 2018 Filed Oct 26, 2018 22:13 UTC
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
OtherCommon Stock, Par Value $0.001 13,717 $5.25 $72,014.25
Disclosure

SEC source: 0001271163-18-000062 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,789

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

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October 26, 2018 Filed Oct 26, 2018 19:53 UTC OtherCommon Stock, Par Value $0.001 121 $5.25 $635.25
Disclosure

SEC source: 0001271163-18-000061 · primary_doc.xml · nonDerivative · entry 1

VANEKRIS ANTHONIE C · CIK 0001247238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

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October 26, 2018 Filed Oct 26, 2018 16:44 UTC OtherCommon Stock, Par Value $0.001 524 $5.25 $2,751.00
Disclosure

SEC source: 0001271163-18-000059 · primary_doc.xml · nonDerivative · entry 1

ALPERT BRUCE N · CIK 0001185528 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896.353

F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.

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October 22, 2018 Filed Nov 2, 2018 14:57 UTC PurchaseCommon Stock, Par Value $0.001 3,922 $5.25 $20,590.50
Disclosure

SEC source: 0001271163-18-000066 · primary_doc.xml · nonDerivative · entry 1

Harding Daniel Diss · CIK 0001384983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,933

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

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October 10, 2018 Filed Oct 12, 2018 23:21 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 5,000 $5.75 $28,750.00
Disclosure

SEC source: 0001271163-18-000055 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,072

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October 10, 2018 Filed Oct 12, 2018 20:47 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleRights for Common Stock 10,002 $0.07 $678.14
Disclosure

SEC source: 0001271163-18-000054 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · MJG IV Limited Partnership

Disclosed balance after: 0

F1 · ownership.nature: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interest.

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October 10, 2018 Filed Oct 12, 2018 20:47 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleRights for Common Stock 143,208 $0.07 $9,709.50
Disclosure

SEC source: 0001271163-18-000054 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,740

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August 28, 2017 Filed Sep 1, 2017 13:57 UTC PurchaseCommon Stock, Par Value $0.001 9,050 $5.50 $49,775.00
Disclosure

SEC source: 0001271163-17-000033 · primary_doc.xml · nonDerivative · entry 1

FLETCHER DUGALD A · CIK 0001111365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,048.363

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September 14, 2016 Filed Sep 15, 2016 21:48 UTC PurchaseCommon Stock, Par Value $0.001 2,708 $4.66 $12,613.32
Disclosure

SEC source: 0001271163-16-000099 · primary_doc.xml · nonDerivative · entry 2

Nakamura Kuni · CIK 0001396000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

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September 13, 2016 Filed Sep 15, 2016 21:48 UTC PurchaseCommon Stock, Par Value $0.001 1,492 $4.76 $7,101.92
Disclosure

SEC source: 0001271163-16-000099 · primary_doc.xml · nonDerivative · entry 1

Nakamura Kuni · CIK 0001396000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,492

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.