Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV.B · Entity 6819 | Director | November 18, 2019 | February 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Report date November 18, 2019 · Filed February 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Cumulative Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-11-18 transaction · row 1
1 source rowRow 1 · 2019-11-18 · Other · Disposed 5,000 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on November 18, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on November 18, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2019 Filed Feb 4, 2020 17:03 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV.B · Entity 6819 | OtherSeries B Cumulative Preferred Stock | 5,000 | $25.00 | $125,000.00 |
DisclosureSEC source: 0001271163-20-000017 · primary_doc.xml · nonDerivative · entry 1 CERUTTI E VAL · CIK 0001247225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on November 18, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.