Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV · Entity 6819 | Director | October 26, 2018 | October 26, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Report date October 26, 2018 · Filed October 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 105,000.932 |
Reported balance
After 2018-10-26 transaction · row 1
1 source rowRow 1 · 2018-10-26 · Other · Acquired 3,466 · Balance 105,000.932 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2018 Filed Oct 26, 2018 22:26 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | OtherCommon Stock, Par Value $0.001 | 3,466 | $5.25 | $18,196.50 |
DisclosureSEC source: 0001271163-18-000063 · primary_doc.xml · nonDerivative · entry 1 ROEDER WERNER J · CIK 0001247198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000.932 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.