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GBDC

GOLUB CAPITAL BDC, Inc.

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4156
SEC CIK
0001476765
Parsed reports
274

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2020 Filed May 8, 2020 20:20 UTC
Levinson Joshua MCCO and Secretary
OtherSubscription Rights (Right to buy) · Derivative 8,200 $0.48 $3,968.80
Disclosure

SEC source: 0001476765-20-000064 · wf-form4_158896924170291.xml · derivative · entry 3

Levinson Joshua M · CIK 0001527537 · CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock, par value $0.001 per share · 8,200 shares

Expires 2020-05-06

F1 · derivative.exercise_price: Estimated subscription price of $11.45.

Read SEC document
May 05, 2020 Filed May 8, 2020 20:20 UTC
Levinson Joshua MCCO and Secretary
OtherCommon Stock, par value $0.001 per share 14,857 $9.17 $136,238.69
Disclosure

SEC source: 0001476765-20-000064 · wf-form4_158896924170291.xml · nonDerivative · entry 2

Levinson Joshua M · CIK 0001527537 · CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 27,085

Read SEC document
May 05, 2020 Filed May 8, 2020 20:20 UTC
Levinson Joshua MCCO and Secretary
OtherCommon Stock, par value $0.001 per share 10,520 $9.17 $96,468.40
Disclosure

SEC source: 0001476765-20-000064 · wf-form4_158896924170291.xml · nonDerivative · entry 1

Levinson Joshua M · CIK 0001527537 · CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,803

Read SEC document
May 04, 2020 Filed May 6, 2020 20:42 UTC
Golub Lawrence EDirector · Chairman
PurchaseSubscription Rights (right to buy) · Derivative 855,548 $0.45 $385,937.70
Disclosure

SEC source: 0001104659-20-057490 · tm2018797d2_4.xml · derivative · entry 3

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,623,421

Underlying: Common Stock · 855,548 shares

Expires 2020-05-06

F1 · derivative.exercise_price: Estimated subscription price of $11.45.

F3 · ownership.nature: Due to his control of and ownership interest in GEMS Fund 4, L.P., Mr. Golub is viewed as having investment power overall all the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:42 UTC
Golub Lawrence EDirector · Chairman
PurchaseSubscription Rights (right to buy) · Derivative 767,773 $0.58 $447,534.88
Disclosure

SEC source: 0001104659-20-057490 · tm2018797d2_4.xml · derivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGP Holdings, L.P.

Disclosed balance after: 767,873

Underlying: Common Stock · 767,773 shares

Expires 2020-05-06

F1 · derivative.exercise_price: Estimated subscription price of $11.45.

F2 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power overall all the shares owned by such entity.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:42 UTC
Golub DavidDirector · Chief Executive Officer
PurchaseSubscription Rights (right to buy) · Derivative 855,548 $0.45 $385,937.70
Disclosure

SEC source: 0001104659-20-057489 · tm2018797d1_4.xml · derivative · entry 3

Golub David · CIK 0001298389 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,623,421

Underlying: Common Stock · 855,548 shares

Expires 2020-05-06

F1 · derivative.exercise_price: Estimated subscription price of $11.45.

F3 · ownership.nature: Due to his control of and ownership interest in GEMS Fund 4, L.P., Mr. Golub is viewed as having investment power overall all the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:42 UTC
Golub DavidDirector · Chief Executive Officer
PurchaseSubscription Rights (right to buy) · Derivative 767,773 $0.58 $447,534.88
Disclosure

SEC source: 0001104659-20-057489 · tm2018797d1_4.xml · derivative · entry 2

Golub David · CIK 0001298389 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGP Holdings, L.P.

Disclosed balance after: 767,873

Underlying: Common Stock · 767,773 shares

Expires 2020-05-06

F1 · derivative.exercise_price: Estimated subscription price of $11.45.

F2 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power overall all the shares owned by such entity.

Read SEC document
April 22, 2020 Filed May 6, 2020 20:42 UTC
Golub Lawrence EDirector · Chairman
PurchaseSubscription Rights (right to buy) · Derivative 100 $0.55 $55.00
Disclosure

SEC source: 0001104659-20-057490 · tm2018797d2_4.xml · derivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGP Holdings, L.P.

Disclosed balance after: 100

Underlying: Common Stock · 100 shares

Expires 2020-05-06

F1 · derivative.exercise_price: Estimated subscription price of $11.45.

F2 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power overall all the shares owned by such entity.

Read SEC document
April 22, 2020 Filed May 6, 2020 20:42 UTC
Golub DavidDirector · Chief Executive Officer
PurchaseSubscription Rights (right to buy) · Derivative 100 $0.55 $55.00
Disclosure

SEC source: 0001104659-20-057489 · tm2018797d1_4.xml · derivative · entry 1

Golub David · CIK 0001298389 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGP Holdings, L.P.

Disclosed balance after: 100

Underlying: Common Stock · 100 shares

Expires 2020-05-06

F1 · derivative.exercise_price: Estimated subscription price of $11.45.

F2 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power overall all the shares owned by such entity.

Read SEC document
March 27, 2020 Filed Apr 15, 2020 14:07 UTC
STRS OHIO10% owner
Purchasecommon stock 0.37 $12.46 $4.61
Disclosure

SEC source: 0000820478-20-000012 · primary_doc.xml · nonDerivative · entry 2

STRS OHIO · CIK 0000820478 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,290,031

Read SEC document
March 27, 2020 Filed Apr 15, 2020 14:07 UTC
STRS OHIO10% owner
Purchasecommon stock 419,977.37 $12.47 $5,237,117.80
Disclosure

SEC source: 0000820478-20-000012 · primary_doc.xml · nonDerivative · entry 1

STRS OHIO · CIK 0000820478 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,290,031.37

Read SEC document
March 12, 2020 Filed Mar 12, 2020 20:07 UTC PurchaseCommon Stock, par value $0.001 per share 6,500 $15.26 $99,178.95
Disclosure

SEC source: 0001476765-20-000042 · wf-form4_158404364381279.xml · nonDerivative · entry 3

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 204,013.524

Read SEC document
March 12, 2020 Filed Mar 13, 2020 12:27 UTC PurchaseCommon Stock, par value $0.001 per share 18,500 $15.67 $289,895.00
Disclosure

SEC source: 0001476765-20-000043 · wf-form4_158410243872703.xml · nonDerivative · entry 1

Rosenberg Anita R · CIK 0001522002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,260

F1 · ownership.direct: Includes shares held in trusts for the benefit of Ms. Rosenberg's children, for which Ms. Rosenberg serves as trustee.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:07 UTC PurchaseCommon Stock, par value $0.001 per share 6,000 $16.35 $98,070.00
Disclosure

SEC source: 0001476765-20-000042 · wf-form4_158404364381279.xml · nonDerivative · entry 2

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 197,513.524

Read SEC document
January 07, 2020 Filed Jan 8, 2020 14:02 UTC
STRS OHIO10% owner
Purchasecommon stock 403,046 $17.60 $7,093,609.60
Disclosure

SEC source: 0000820478-20-000002 · primary_doc.xml · nonDerivative · entry 1

STRS OHIO · CIK 0000820478 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,870,054

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:37 UTC GrantCommon Stock, par value $0.001 per share 30,717.813 Not disclosed Not disclosed
Disclosure

SEC source: 0001476765-19-000086 · wf-form4_156883905740365.xml · nonDerivative · entry 1

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 30,717.813

F1 · price: Acquired by GEMS Fund 4, L.P. pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among Golub Capital Investment Corporation ("GCIC"), Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,829,328.324 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.

F2 · ownership.nature: Owned indirectly by Mr. Webster through an investment in GEMS Fund 4, L.P., which upon settlement of the GBDC common stock acquired pursuant to the Merger Agreement, directly owns 1,582,369 shares of GBDC common stock.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:36 UTC
Golub Lawrence EDirector · Chairman
GrantCommon Stock, par value $0.001 per share 1,582,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001476765-19-000085 · wf-form4_156883897916228.xml · nonDerivative · entry 3

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,582,369

F5 · price: Acquired pursuant to the Merger Agreement in exchange for 1,829,328.324 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.

F6 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:36 UTC
Golub Lawrence EDirector · Chairman
GrantCommon Stock, par value $0.001 per share 3,369,613 Not disclosed Not disclosed
Disclosure

SEC source: 0001476765-19-000085 · wf-form4_156883897916228.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund, L.P.

Disclosed balance after: 3,369,613

F3 · price: Acquired pursuant to the Merger Agreement in exchange for 3,895,506.358 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.

F4 · ownership.nature: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:36 UTC
Golub Lawrence EDirector · Chairman
GrantCommon Stock, par value $0.001 per share 947,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001476765-19-000085 · wf-form4_156883897916228.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 947,862

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,095,794.220 shares of Golub Capital Investment Corporation ("GCIC") common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:36 UTC
Teune RossCFO and Treasurer
OtherCommon Stock, par value $0.001 per share 2,372 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-045065 · tv529619_4.xml · nonDerivative · entry 2

Teune Ross · CIK 0001507343 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,106

F3 · kind: 2,372 shares granted by Golub Capital LLC pursuant to a grant agreement effective as of September 16, 2019 at a grant price of $18.13. Shares are restricted and will vest over three years beginning February 28, 2020.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:36 UTC
Teune RossCFO and Treasurer
GrantCommon Stock, par value $0.001 per share 576.983 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-045065 · tv529619_4.xml · nonDerivative · entry 1

Teune Ross · CIK 0001507343 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund, L.P.

Disclosed balance after: 576.983

F1 · price: Acquired by GEMS Fund, L.P. pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among Golub Capital Investment Corporation ("GCIC"), Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 3,895,506.358 shares of GCIC common stock. On the closing date of the merger, the market price of GBDC stock was $18.74.

F2 · ownership.nature: Owned indirectly by Mr. Teune through an investment in GEMS Fund, L.P. which upon settlement of the GBDC common stock acquired pursuant to the Merger Agreement, indirectly owns 3,369,613 shares of GBDC common stock.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:35 UTC
Golub DavidDirector · Chief Executive Officer
GrantCommon Stock, par value $0.001 per share 1,582,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001476765-19-000084 · wf-form4_156883888493436.xml · nonDerivative · entry 3

Golub David · CIK 0001298389 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,582,369

F5 · price: Acquired pursuant to the Merger Agreement in exchange for 1,829,328.324 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.

F6 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:35 UTC
Golub DavidDirector · Chief Executive Officer
GrantCommon Stock, par value $0.001 per share 3,369,613 Not disclosed Not disclosed
Disclosure

SEC source: 0001476765-19-000084 · wf-form4_156883888493436.xml · nonDerivative · entry 2

Golub David · CIK 0001298389 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund, L.P.

Disclosed balance after: 3,369,613

F3 · price: Acquired pursuant to the Merger Agreement in exchange for 3,895,506.358 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.

F4 · ownership.nature: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:35 UTC
Golub DavidDirector · Chief Executive Officer
GrantCommon Stock, par value $0.001 per share 947,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001476765-19-000084 · wf-form4_156883888493436.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 947,862

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,095,794.220 shares of Golub Capital Investment Corporation ("GCIC") common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:36 UTC
Teune RossCFO and Treasurer
OtherCommon Stock, par value $0.001 per share 1,900 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-013889 · tv488141_form4.xml · nonDerivative · entry 1

Teune Ross · CIK 0001507343 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,734

F1 · kind: 1,900 shares granted by Golub Capital LLC on March 9, 2018 at a grant price of $18.11. Shares are restricted and will vest over three years, beginning February 28, 2019.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 14:00 UTC PurchaseCommon Stock, par value $0.001 per share 17,898 $18.05 $323,003.42
Disclosure

SEC source: 0001476765-18-000027 · wf-form4_151982641195116.xml · nonDerivative · entry 1

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 191,514

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.025 to $18.050, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 14:07 UTC PurchaseCommon Stock, par value $0.001 per share 19,674 $18.10 $356,099.40
Disclosure

SEC source: 0001476765-18-000024 · wf-form4_151974042114259.xml · nonDerivative · entry 2

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 173,616

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:07 UTC PurchaseCommon Stock, par value $0.001 per share 326 $18.10 $5,900.60
Disclosure

SEC source: 0001476765-18-000024 · wf-form4_151974042114259.xml · nonDerivative · entry 1

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 153,942

Read SEC document
February 20, 2018 Filed Feb 21, 2018 22:20 UTC PurchaseCommon Stock, par value $0.001 per share 15,468 $18.09 $279,816.12
Disclosure

SEC source: 0001476765-18-000020 · wf-form4_151925161700464.xml · nonDerivative · entry 1

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 153,616

Read SEC document
February 12, 2018 Filed Feb 13, 2018 22:05 UTC PurchaseCommon Stock, par value $0.001 per share 1,634 $17.96 $29,346.64
Disclosure

SEC source: 0001476765-18-000018 · wf-form4_151855953842834.xml · nonDerivative · entry 1

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,148

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:40 UTC PurchaseCommon Stock, par value $0.001 per share 5,000 $18.46 $92,297.50
Disclosure

SEC source: 0001476765-17-000063 · wf-form4_150464401352976.xml · nonDerivative · entry 1

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,514

Read SEC document
March 09, 2017 Filed Mar 10, 2017 21:50 UTC
Teune RossCFO and Treasurer
OtherCommon Stock, par value $0.001 per share 1,582 $0.00 $0.00
Disclosure

SEC source: 0001476765-17-000028 · wf-form4_148918263917837.xml · nonDerivative · entry 1

Teune Ross · CIK 0001507343 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,834

F1 · kind: 1,582 shares granted by Golub Capital LLC on March 9, 2017 at a grant price of $18.97. Shares are restricted and will vest over three years, beginning February 28, 2018

Read SEC document
March 09, 2017 Filed Mar 10, 2017 21:49 UTC
Levinson Joshua MCCO and Secretary
OtherCommon Stock, par value $0.001 per share 4,078 $0.00 $0.00
Disclosure

SEC source: 0001476765-17-000027 · wf-form4_148918256054443.xml · nonDerivative · entry 1

Levinson Joshua M · CIK 0001527537 · CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,283

F1 · kind: 4,078 shares granted by Golub Capital LLC on March 9, 2017 at a grant price of $18.97. Shares are restricted and will vest over three years, beginning February 28, 2018.

F2 · balance_after: Based on a revised agreement executed on March 9, 2017, 1,735 shares from a previous grant that were scheduled to vest on February 28, 2017 will now vest as follows: 1/3 on February 28, 2018 and 1/3 on each of the next two subsequent anniversaries of the first vesting date.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:46 UTC
Golub Lawrence EDirector · Chairman
SaleCommon Stock, par value $0.001 per share 955,895.779 $18.52 $17,703,189.83
Disclosure

SEC source: 0001144204-17-009381 · v459713_form-4.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 0

F1 · ownership.nature: Due to his control of and ownership interest in GCOP LLC ("GCOP"), which previously owned 955,895.779 shares of Common Stock of the Issuer, Mr. Golub could have been viewed as having investment power over all of the shares owned by such entity. On February 14, 2017, GCOP sold all of its shares to Golub Capital Employee Grant Program Rabbi Trust at $18.52 per share for the purpose of awarding incentive compensation to employees of Golub Capital LLC and its affiliates.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:45 UTC
Golub DavidDirector · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 955,895.779 $18.52 $17,703,189.83
Disclosure

SEC source: 0001144204-17-009379 · v459712_form-4.xml · nonDerivative · entry 1

Golub David · CIK 0001298389 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 0

F1 · ownership.nature: Due to his control of and ownership interest in GCOP LLC ("GCOP"), which previously owned 955,895.779 shares of Common Stock of the Issuer, Mr. Golub could have been viewed as having investment power over all of the shares owned by such entity. On February 14, 2017, GCOP sold all of its shares to Golub Capital Employee Grant Program Rabbi Trust at $18.52 per share for the purpose of awarding incentive compensation to employees of Golub Capital LLC and its affiliates.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 22:11 UTC PurchaseCommon Stock, par value $0.001 per share 5,500 $18.14 $99,783.75
Disclosure

SEC source: 0001476765-16-000005 · wf-form4_148227185324650.xml · nonDerivative · entry 1

BAILY JOHN THOMAS · CIK 0001230667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,072

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.1423 to $18.1445, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 06, 2016 Filed Dec 7, 2016 21:37 UTC GiftCommon Stock, par value $0.001 per share 24,122 $0.00 $0.00
Disclosure

SEC source: 0001476765-16-000002 · wf-form4_148114661453973.xml · nonDerivative · entry 1

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,514

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.