Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLUB CAPITAL BDC, Inc.GBDC · Entity 4156 | CFO and Treasurer | March 12, 2021 | March 16, 2021 |
| GOLUB CAPITAL DIRECT LENDING CORPNONE · Entity 67376 | CFO AND TREASURER | August 30, 2021 | August 30, 2021 |
| GOLUB CAPITAL INVESTMENT CorpN/A · Entity 154930 | CFO and Treasurer | September 16, 2019 | September 18, 2019 |
| Golub Capital BDC 3, Inc.NONE · Entity 90239 | CFO and Treasurer | November 28, 2017 | November 28, 2017 |
| Hancock Park Corporate Income, Inc.NONE · Entity 114198 | Chief Accounting Officer | March 25, 2022 | March 25, 2022 |
| OFS Capital CorpOFS · Entity 7193 | Chief Accounting Officer | March 25, 2022 | March 25, 2022 |
| OFS Credit Company, Inc.OCCI · Entity 6964 | Chief Accounting Officer | March 25, 2022 | March 25, 2022 |
| VISTA CREDIT STRATEGIC LENDING CORP.NONE · Entity 25075 | CFO and Treasurer | December 04, 2023 | December 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLUB CAPITAL BDC, Inc.
Report date March 12, 2021 · Filed March 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $.001 per shareSEC Table I · non-derivative | Direct | 26,076 |
Reported balance
After 2021-03-12 transaction · row 1
1 source rowRow 1 · 2021-03-12 · Other · Acquired 5,843 · Balance 26,076 F1: 5,843 shares granted by Golub Capital LLC on March 12, 2021 at a grant price of $14.72. Shares are restricted and will vest over three years, beginning February 28, 2022. |
| Common stock, par value $.001 per shareSEC Table I · non-derivative | IndirectBy GEMS Fund, L.P. | 787 |
Reported balance
Holding disclosure · report date 2021-03-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 787 F2: Owned indirectly by Mr. Teune through an investment in GEMS Fund, L.P. which as of the date of this filing owns 4,544,626.763 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: 5,843 shares granted by Golub Capital LLC on March 12, 2021 at a grant price of $14.72. Shares are restricted and will vest over three years, beginning February 28, 2022.
F2: Owned indirectly by Mr. Teune through an investment in GEMS Fund, L.P. which as of the date of this filing owns 4,544,626.763 shares.
GOLUB CAPITAL DIRECT LENDING CORP
Report date August 30, 2021 · Filed August 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
GOLUB CAPITAL INVESTMENT Corp
Report date September 16, 2019 · Filed September 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy GEMS Fund, L.P. | 0 |
Reported balance
After 2019-09-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-09-16 · Disposition to issuer · Disposed 667.032 · Balance 0 F1: Disposed of by GEMS Fund, L.P. pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock. F2: Owned indirectly by Mr. Teune through an investment in GEMS Fund, L.P. which indirectly owned 3,895,506.404 shares of Common Stock prior to the effective date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of by GEMS Fund, L.P. pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock.
F2: Owned indirectly by Mr. Teune through an investment in GEMS Fund, L.P. which indirectly owned 3,895,506.404 shares of Common Stock prior to the effective date of the merger.
Golub Capital BDC 3, Inc.
Report date November 28, 2017 · Filed November 28, 2017
This filing explicitly reported no securities owned.
Hancock Park Corporate Income, Inc.
Report date March 25, 2022 · Filed March 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-03-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
OFS Capital Corp
Report date March 25, 2022 · Filed March 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-03-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
OFS Credit Company, Inc.
Report date March 25, 2022 · Filed March 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-03-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
VISTA CREDIT STRATEGIC LENDING CORP.
Report date December 04, 2023 · Filed December 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50 |
Reported balance
After 2023-12-04 transaction · row 1
1 source rowRow 1 · 2023-12-04 · Other · Acquired 50 · Balance 50 F1: VHG Capital, L.P., a Delaware limited partnership, distributed an aggregate of 31,700 shares of Common Stock for no consideration to employees of a subsidiary of VEP Group, LLC, a Delaware limited liability company, on December 4, 2023. The shares of Common Stock were originally purchased by VHG Capital, L.P., at a price of $20.00 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: VHG Capital, L.P., a Delaware limited partnership, distributed an aggregate of 31,700 shares of Common Stock for no consideration to employees of a subsidiary of VEP Group, LLC, a Delaware limited liability company, on December 4, 2023. The shares of Common Stock were originally purchased by VHG Capital, L.P., at a price of $20.00 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2023 Filed Dec 6, 2023 21:12 UTC | VISTA CREDIT STRATEGIC LENDING CORP. NONE · Entity 25075 | OtherCommon Stock | 50 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-040879 · wk-form4_1701897148.xml · nonDerivative · entry 1 Teune Ross · CIK 0001507343 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50 F1 · kind: VHG Capital, L.P., a Delaware limited partnership, distributed an aggregate of 31,700 shares of Common Stock for no consideration to employees of a subsidiary of VEP Group, LLC, a Delaware limited liability company, on December 4, 2023. The shares of Common Stock were originally purchased by VHG Capital, L.P., at a price of $20.00 per share. F1 · price: VHG Capital, L.P., a Delaware limited partnership, distributed an aggregate of 31,700 shares of Common Stock for no consideration to employees of a subsidiary of VEP Group, LLC, a Delaware limited liability company, on December 4, 2023. The shares of Common Stock were originally purchased by VHG Capital, L.P., at a price of $20.00 per share. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 12:00 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon stock, par value $.001 per share | 5,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-036670 · tm219814d1_4.xml · nonDerivative · entry 1 Teune Ross · CIK 0001507343 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,076 F1 · kind: 5,843 shares granted by Golub Capital LLC on March 12, 2021 at a grant price of $14.72. Shares are restricted and will vest over three years, beginning February 28, 2022. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:02 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon stock, par value $.001 per share · Derivative | 154 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001104659-20-058784 · tm2019065d1_4.xml · derivative · entry 4 Teune Ross · CIK 0001507343 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 154 shares Expires 2020-05-06 F1 · ownership.nature: Owned indirectly by Mr. Teune through an investment in GEMS Fund, L.P. which upon settlement of the current acquisition owns 4,436,480.853 shares. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:02 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon stock, par value $.001 per share · Derivative | 450 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001104659-20-058784 · tm2019065d1_4.xml · derivative · entry 3 Teune Ross · CIK 0001507343 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:02 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon stock, par value $.001 per share | 154 | $9.17 | $1,412.18 |
DisclosureSEC source: 0001104659-20-058784 · tm2019065d1_4.xml · nonDerivative · entry 2 Teune Ross · CIK 0001507343 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund, L.P. Disclosed balance after: 769 F1 · ownership.nature: Owned indirectly by Mr. Teune through an investment in GEMS Fund, L.P. which upon settlement of the current acquisition owns 4,436,480.853 shares. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:02 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon stock, par value $.001 per share | 450 | $9.17 | $4,126.50 |
DisclosureSEC source: 0001104659-20-058784 · tm2019065d1_4.xml · nonDerivative · entry 1 Teune Ross · CIK 0001507343 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,556 Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:36 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon Stock, par value $0.001 per share | 2,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-045065 · tv529619_4.xml · nonDerivative · entry 2 Teune Ross · CIK 0001507343 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,106 F3 · kind: 2,372 shares granted by Golub Capital LLC pursuant to a grant agreement effective as of September 16, 2019 at a grant price of $18.13. Shares are restricted and will vest over three years beginning February 28, 2020. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:36 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | GrantCommon Stock, par value $0.001 per share | 576.983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-045065 · tv529619_4.xml · nonDerivative · entry 1 Teune Ross · CIK 0001507343 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund, L.P. Disclosed balance after: 576.983 F1 · price: Acquired by GEMS Fund, L.P. pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among Golub Capital Investment Corporation ("GCIC"), Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 3,895,506.358 shares of GCIC common stock. On the closing date of the merger, the market price of GBDC stock was $18.74. F2 · ownership.nature: Owned indirectly by Mr. Teune through an investment in GEMS Fund, L.P. which upon settlement of the GBDC common stock acquired pursuant to the Merger Agreement, indirectly owns 3,369,613 shares of GBDC common stock. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 16:36 UTC | GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 | Disposition to issuerCommon Stock, par value $0.001 per share | 667.032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-045066 · tv529622_4.xml · nonDerivative · entry 1 Teune Ross · CIK 0001507343 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund, L.P. Disclosed balance after: 0 F1 · price: Disposed of by GEMS Fund, L.P. pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock. F2 · ownership.nature: Owned indirectly by Mr. Teune through an investment in GEMS Fund, L.P. which indirectly owned 3,895,506.404 shares of Common Stock prior to the effective date of the merger. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 21:36 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon Stock, par value $0.001 per share | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-013889 · tv488141_form4.xml · nonDerivative · entry 1 Teune Ross · CIK 0001507343 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,734 F1 · kind: 1,900 shares granted by Golub Capital LLC on March 9, 2018 at a grant price of $18.11. Shares are restricted and will vest over three years, beginning February 28, 2019. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 21:50 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon Stock, par value $0.001 per share | 1,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001476765-17-000028 · wf-form4_148918263917837.xml · nonDerivative · entry 1 Teune Ross · CIK 0001507343 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,834 F1 · kind: 1,582 shares granted by Golub Capital LLC on March 9, 2017 at a grant price of $18.97. Shares are restricted and will vest over three years, beginning February 28, 2018 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.