Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENDURANCE SPECIALTY HOLDINGS LTDENH · Entity 172868 | Director | March 28, 2017 | March 30, 2017 |
| GOLUB CAPITAL BDC, Inc.GBDC · Entity 4156 | Director | September 11, 2024 | September 13, 2024 |
| GOLUB CAPITAL DIRECT LENDING CORPNONE · Entity 67376 | Director | August 30, 2021 | August 30, 2021 |
| GOLUB CAPITAL INVESTMENT CorpNONE · Entity 154930 | Director | November 29, 2016 | November 29, 2016 |
| Golub Capital BDC 3, Inc.NONE · Entity 90239 | Director | November 28, 2017 | November 28, 2017 |
| Golub Capital BDC 4, Inc.NONE · Entity 67471 | Director | May 31, 2022 | May 31, 2022 |
| Golub Capital Direct Lending Unlevered CorpNONE · Entity 67375 | Director | May 31, 2022 | May 31, 2022 |
| Golub Capital Private Credit FundNONE · Entity 67374 | Director | June 30, 2023 | June 30, 2023 |
| Golub Capital Private Income Fund INONE · Entity 55300 | Director | December 30, 2025 | December 30, 2025 |
| Golub Capital Private Income Fund SNONE · Entity 67366 | Director | December 30, 2025 | December 30, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENDURANCE SPECIALTY HOLDINGS LTD
Report date March 28, 2017 · Filed March 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $1.00 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-03-28 transaction · row 1
1 source rowRow 1 · 2017-03-28 · Disposition to issuer · Disposed 31,516.515 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated October 5, 2016 (as amended by Amendment No. 1, dated as of December 1, 2016), by and among Sompo Holdings, Inc. ("Sompo"), Endurance Specialty Holdings Ltd. ("Endurance") and Volcano International Limited, an indirect, wholly-owned subsidiary of Sompo ("Volcano"), whereby Volcano merged with and into Endurance (the "Merger"), with Endurance surviving the Merger as an indirect, wholly-owned subsidiary of Sompo. At the effective time of the Merger, each issued and outstanding ordinary share of Endurance was automatically canceled and converted into the right to receive $93.00 in cash. F2: Includes all shares held directly by the Reporting Person immediately prior to the Merger, including previously granted restricted shares, each of which, at the effective time of the Merger, vested in full and was converted into the right to receive $93.00 in cash. |
| Ordinary Shares, par value $1.00 per shareSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2017-03-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-03-28 · Disposition to issuer · Disposed 2,250 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated October 5, 2016 (as amended by Amendment No. 1, dated as of December 1, 2016), by and among Sompo Holdings, Inc. ("Sompo"), Endurance Specialty Holdings Ltd. ("Endurance") and Volcano International Limited, an indirect, wholly-owned subsidiary of Sompo ("Volcano"), whereby Volcano merged with and into Endurance (the "Merger"), with Endurance surviving the Merger as an indirect, wholly-owned subsidiary of Sompo. At the effective time of the Merger, each issued and outstanding ordinary share of Endurance was automatically canceled and converted into the right to receive $93.00 in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated October 5, 2016 (as amended by Amendment No. 1, dated as of December 1, 2016), by and among Sompo Holdings, Inc. ("Sompo"), Endurance Specialty Holdings Ltd. ("Endurance") and Volcano International Limited, an indirect, wholly-owned subsidiary of Sompo ("Volcano"), whereby Volcano merged with and into Endurance (the "Merger"), with Endurance surviving the Merger as an indirect, wholly-owned subsidiary of Sompo. At the effective time of the Merger, each issued and outstanding ordinary share of Endurance was automatically canceled and converted into the right to receive $93.00 in cash.
F2: Includes all shares held directly by the Reporting Person immediately prior to the Merger, including previously granted restricted shares, each of which, at the effective time of the Merger, vested in full and was converted into the right to receive $93.00 in cash.
GOLUB CAPITAL BDC, Inc.
Report date September 11, 2024 · Filed September 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 83,108 |
Reported balance
After 2024-09-11 transaction · row 1
1 source rowRow 1 · 2024-09-11 · Disposition to issuer · Disposed 0.767 · Balance 83,108 F1: Reflects involuntary disposition of a fractional share effected by broker upon consolidation of brokerage accounts. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects involuntary disposition of a fractional share effected by broker upon consolidation of brokerage accounts.
GOLUB CAPITAL DIRECT LENDING CORP
Report date August 30, 2021 · Filed August 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
GOLUB CAPITAL INVESTMENT Corp
Report date November 29, 2016 · Filed November 29, 2016
This filing explicitly reported no securities owned.
Golub Capital BDC 3, Inc.
Report date November 28, 2017 · Filed November 28, 2017
This filing explicitly reported no securities owned.
Golub Capital BDC 4, Inc.
Report date May 31, 2022 · Filed May 31, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-05-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Golub Capital Direct Lending Unlevered Corp
Report date May 31, 2022 · Filed May 31, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-05-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Golub Capital Private Credit Fund
Report date June 30, 2023 · Filed June 30, 2023
This filing explicitly reported no securities owned.
Golub Capital Private Income Fund I
Report date December 30, 2025 · Filed December 30, 2025
This filing explicitly reported no securities owned.
Golub Capital Private Income Fund S
Report date December 30, 2025 · Filed December 30, 2025
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RLI CORP
Report date May 10, 2023 · Filed May 12, 2023
Section 16 reporting ended · disclosed 2023-05-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDirectors' Trust | 47,828.0816 |
Reported balance
After 2023-05-10 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-05-10 · Other · Acquired 36.7716 · Balance 47,828.0816 F2: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F1: Ownership reflects dividend reinvestment. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 6,000 |
Reported balance
Holding disclosure · report date 2023-05-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,000 |
| Common StockSEC Table I · non-derivative | Direct | 34,597.714 |
Reported balance
Holding disclosure · report date 2023-05-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 34,597.714 F1: Ownership reflects dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Ownership reflects dividend reinvestment.
F2: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2024 Filed Sep 13, 2024 20:11 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | Disposition to issuerCommon Stock, par value $0.001 per share | 0.767 | $14.68 | $11.26 |
DisclosureSEC source: 0001104659-24-099781 · tm2423998-1_4seq1.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,108 F1 · shares: Reflects involuntary disposition of a fractional share effected by broker upon consolidation of brokerage accounts. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:01 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 36.7716 | $136.79 | $5,029.99 |
DisclosureSEC source: 0001127602-23-015469 · form4.xml · nonDerivative · entry 3 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Directors' Trust Disclosed balance after: 47,828.0816 F2 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F1 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:21 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionRestricted Stock Unit · Derivative | 643 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-014905 · form4.xml · derivative · entry 5 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 643 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock. F1 · kind: Shares acquired on the vesting of restricted stock units. F5 · derivative.exercise_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2023 Annual Shareholders' Meeting or (2) one year after the date of grant. F5 · derivative.expiration_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2023 Annual Shareholders' Meeting or (2) one year after the date of grant. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:21 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-014905 · form4.xml · nonDerivative · entry 2 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,597.714 F3 · kind: Shares acquired on the vesting of accrued special and regular dividend equivalents on restricted stock units. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:21 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionCommon Stock | 643 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-014905 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,557.714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired on the vesting of restricted stock units. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| May 01, 2023 Filed May 2, 2023 21:39 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 95.935 | $140.72 | $13,499.97 |
DisclosureSEC source: 0001127602-23-014129 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Directors' Trust Disclosed balance after: 47,791.31 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:07 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionRestricted Stock Unit · Derivative | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-013814 · form4.xml · derivative · entry 6 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock. F1 · kind: Shares acquired on the vesting of restricted stock units. F6 · derivative.exercise_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2022 Annual Shareholders' Meeting or (2) one year after the date of grant. F6 · derivative.expiration_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2022 Annual Shareholders' Meeting or (2) one year after the date of grant. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:07 UTC | RLI CORP RLI · Entity 3813 | GrantRestricted Stock Unit · Derivative | 643 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-013814 · form4.xml · derivative · entry 5 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643 Underlying: Common Stock · 643 shares Expires not disclosed F4 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock. F5 · derivative.exercise_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2023 Annual Shareholders' Meeting or (2) one year after the date of grant. F5 · derivative.expiration_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2023 Annual Shareholders' Meeting or (2) one year after the date of grant. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:07 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-013814 · form4.xml · nonDerivative · entry 2 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,939.5473 F3 · kind: Shares acquired on the vesting of accrued special and regular dividend equivalents on restricted stock units. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:07 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionCommon Stock | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-013814 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,921.5473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired on the vesting of restricted stock units. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:29 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | PurchaseCommon Stock, par value $0.001 per share | 8,622 | $15.00 | $129,330.00 |
DisclosureSEC source: 0001476765-21-000180 · wf-form4_163960373818810.xml · nonDerivative · entry 3 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,266.635 Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:29 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | PurchaseCommon Stock, par value $0.001 per share | 300 | $14.99 | $4,497.00 |
DisclosureSEC source: 0001476765-21-000180 · wf-form4_163960373818810.xml · nonDerivative · entry 2 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,644.635 Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:29 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | PurchaseCommon Stock, par value $0.001 per share | 1,078 | $15.00 | $16,164.61 |
DisclosureSEC source: 0001476765-21-000180 · wf-form4_163960373818810.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,344.635 Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:08 UTC | RLI CORP RLI · Entity 3813 | GrantRestricted Stock Unit · Derivative | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-016038 · form4.xml · derivative · entry 6 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663 Underlying: Common Stock · 663 shares Expires not disclosed F4 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock. F6 · derivative.exercise_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2022 Annual Shareholders' Meeting or (2) one year after the date of grant. F6 · derivative.expiration_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2022 Annual Shareholders' Meeting or (2) one year after the date of grant. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:08 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionRestricted Stock Unit · Derivative | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-016038 · form4.xml · derivative · entry 5 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock. F1 · kind: Shares acquired on the vesting of restricted stock units. F5 · derivative.exercise_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2021 Annual Shareholders' Meeting or (2) one year after the date of grant. F5 · derivative.expiration_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2021 Annual Shareholders' Meeting or (2) one year after the date of grant. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:08 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-016038 · form4.xml · nonDerivative · entry 2 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directors' Trust Disclosed balance after: 43,640.386 F3 · kind: Shares acquired on the vesting of accrued special and regular dividend equivalents on restricted stock units. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:08 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionCommon Stock | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-016038 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directors' Trust Disclosed balance after: 43,632.386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired on the vesting of restricted stock units. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 21:39 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 129.159 | $96.78 | $12,500.01 |
DisclosureSEC source: 0001127602-21-003239 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directors' Trust Disclosed balance after: 43,004.365 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 20:25 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 144.175 | $86.70 | $12,499.97 |
DisclosureSEC source: 0001127602-20-027815 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directors' Trust Disclosed balance after: 42,385.8965 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 19:54 UTC | RLI CORP RLI · Entity 3813 | GrantRestricted Stock Unit · Derivative | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024102 · form4.xml · derivative · entry 4 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536 Underlying: Common Stock · 536 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2021 Annual Shareholders' Meeting or (2) one year after the date of grant. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2021 Annual Shareholders' Meeting or (2) one year after the date of grant. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 18:05 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 139.509 | $89.60 | $12,500.01 |
DisclosureSEC source: 0001127602-20-022393 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directors' Trust Disclosed balance after: 42,123.1755 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:40 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherSubscription Rights (Right to buy) · Derivative | 9,598 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000066 · wf-form4_158897043164057.xml · derivative · entry 2 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 9,598 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:40 UTC | GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 | OtherCommon Stock, par value $0.001 per share | 9,598 | $9.17 | $88,013.66 |
DisclosureSEC source: 0001476765-20-000066 · wf-form4_158897043164057.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,990 Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:34 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionRestricted Stock Unit · Derivative | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-015533 · form4.xml · derivative · entry 5 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 605 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock. F1 · kind: Shares acquired on the vesting of restricted stock units. F5 · derivative.exercise_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2020 Annual Shareholders' Meeting or (2) one year after the date of grant. F5 · derivative.expiration_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2020 Annual Shareholders' Meeting or (2) one year after the date of grant. Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:34 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-015533 · form4.xml · nonDerivative · entry 2 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directors' Trust Disclosed balance after: 41,861.0265 F3 · kind: Shares acquired on the vesting of accrued special and regular dividend equivalents on restricted stock units. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:34 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionCommon Stock | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-015533 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directors' Trust Disclosed balance after: 41,848.0265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired on the vesting of restricted stock units. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| April 30, 2020 Filed May 1, 2020 16:59 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 171.633 | $72.83 | $12,500.03 |
DisclosureSEC source: 0001127602-20-014959 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directors' Trust Disclosed balance after: 41,243.0265 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:57 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 106.9044 | $93.52 | $9,997.76 |
DisclosureSEC source: 0001127602-20-002952 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directors' Trust Disclosed balance after: 40,943.3861 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 13:22 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 102.6869 | $97.42 | $10,004.07 |
DisclosureSEC source: 0001127602-19-031380 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directors' Trust Disclosed balance after: 40,295.071 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 14:42 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 111.6403 | $89.56 | $9,997.97 |
DisclosureSEC source: 0001127602-19-025590 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 40,092.3977 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| May 02, 2019 Filed May 6, 2019 14:16 UTC | RLI CORP RLI · Entity 3813 | GrantRestricted Stock Unit · Derivative | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017379 · form4.xml · derivative · entry 6 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605 Underlying: Common Stock · 605 shares Expires not disclosed F4 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock. F6 · derivative.exercise_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2020 Annual Shareholders' Meeting or (2) one year after the date of grant. F6 · derivative.expiration_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2020 Annual Shareholders' Meeting or (2) one year after the date of grant. Read SEC document |
| May 02, 2019 Filed May 6, 2019 14:16 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionRestricted Stock Unit · Derivative | 792 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017379 · form4.xml · derivative · entry 5 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock. F1 · kind: Shares acquired on the vesting of restricted stock units. F5 · derivative.exercise_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2019 Annual Shareholders Meeting or (2) one year after the date of grant. F5 · derivative.expiration_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2019 Annual Shareholders Meeting or (2) one year after the date of grant. Read SEC document |
| May 02, 2019 Filed May 6, 2019 14:16 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017379 · form4.xml · nonDerivative · entry 2 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 39,878.1885 F3 · kind: Shares acquired on the vesting of accrued special and regular dividend equivalents on restricted stock units. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| May 02, 2019 Filed May 6, 2019 14:16 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionCommon Stock | 792 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017379 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 39,857.1885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired on the vesting of restricted stock units. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| April 30, 2019 Filed May 1, 2019 13:02 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 125.2997 | $79.81 | $10,000.17 |
DisclosureSEC source: 0001127602-19-016610 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 39,065.1885 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 15:34 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 152.1066 | $65.76 | $10,002.53 |
DisclosureSEC source: 0001127602-19-003275 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 38,817.3319 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 19:35 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 136.0788 | $73.52 | $10,004.51 |
DisclosureSEC source: 0001127602-18-031363 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 37,974.3118 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 15:28 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 134.2028 | $74.52 | $10,000.79 |
DisclosureSEC source: 0001127602-18-024086 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 37,732.2581 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| May 03, 2018 Filed May 4, 2018 13:54 UTC | RLI CORP RLI · Entity 3813 | GrantRestricted Stock Unit · Derivative | 792 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016298 · form4.xml · derivative · entry 4 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792 Underlying: Common Stock · 792 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2019 Annual Shareholders Meeting or (2) one year after the date of grant. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2019 Annual Shareholders Meeting or (2) one year after the date of grant. Read SEC document |
| April 30, 2018 Filed May 1, 2018 19:04 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 156.4752 | $64.02 | $10,017.54 |
DisclosureSEC source: 0001127602-18-015699 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 37,477.1142 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 14:38 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 407.748 | $64.39 | $26,254.89 |
DisclosureSEC source: 0001127602-18-003463 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 37,199.7936 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 18:15 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 444.9997 | $58.98 | $26,244.75 |
DisclosureSEC source: 0001127602-17-030716 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,629.1674 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 14:53 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 453.1624 | $57.93 | $26,251.70 |
DisclosureSEC source: 0001127602-17-024443 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,049.4763 F1 · kind: The securities herein were allocated to my account pursuant to the RLI Corp. Directors' Irrevocable Trust Agreement. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| April 28, 2017 Filed May 2, 2017 15:49 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 453.7123 | $57.87 | $26,255.42 |
DisclosureSEC source: 0001127602-17-016240 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 34,467.2469 F1 · kind: The securities herein were allocated pursuant to the RLI Corp. Non-Employee Directors Deferred Compensation Plan. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 18:09 UTC | ENDURANCE SPECIALTY HOLDINGS LTD ENH · Entity 172868 | Disposition to issuerOrdinary Shares, par value $1.00 per share | 2,250 | $93.00 | $209,250.00 |
DisclosureSEC source: 0001179755-17-000019 · wf-form4_149091177717193.xml · nonDerivative · entry 2 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated October 5, 2016 (as amended by Amendment No. 1, dated as of December 1, 2016), by and among Sompo Holdings, Inc. ("Sompo"), Endurance Specialty Holdings Ltd. ("Endurance") and Volcano International Limited, an indirect, wholly-owned subsidiary of Sompo ("Volcano"), whereby Volcano merged with and into Endurance (the "Merger"), with Endurance surviving the Merger as an indirect, wholly-owned subsidiary of Sompo. At the effective time of the Merger, each issued and outstanding ordinary share of Endurance was automatically canceled and converted into the right to receive $93.00 in cash. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 18:09 UTC | ENDURANCE SPECIALTY HOLDINGS LTD ENH · Entity 172868 | Disposition to issuerOrdinary Shares, par value $1.00 per share | 31,516.515 | $93.00 | $2,931,035.90 |
DisclosureSEC source: 0001179755-17-000019 · wf-form4_149091177717193.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated October 5, 2016 (as amended by Amendment No. 1, dated as of December 1, 2016), by and among Sompo Holdings, Inc. ("Sompo"), Endurance Specialty Holdings Ltd. ("Endurance") and Volcano International Limited, an indirect, wholly-owned subsidiary of Sompo ("Volcano"), whereby Volcano merged with and into Endurance (the "Merger"), with Endurance surviving the Merger as an indirect, wholly-owned subsidiary of Sompo. At the effective time of the Merger, each issued and outstanding ordinary share of Endurance was automatically canceled and converted into the right to receive $93.00 in cash. F2 · shares: Includes all shares held directly by the Reporting Person immediately prior to the Merger, including previously granted restricted shares, each of which, at the effective time of the Merger, vested in full and was converted into the right to receive $93.00 in cash. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:11 UTC | ENDURANCE SPECIALTY HOLDINGS LTD ENH · Entity 172868 | PurchaseOrdinary Shares, par value $1.00 per share | 28.531 | $92.85 | $2,649.01 |
DisclosureSEC source: 0001179755-17-000016 · wf-form4_148978146728953.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,516.515 F1 · kind: The ordinary share purchase reported on this form was made automatically through a broker-sponsored dividend reinvestment plan. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 16:30 UTC | ENDURANCE SPECIALTY HOLDINGS LTD ENH · Entity 172868 | GiftOrdinary Shares, par value $1.00 per share | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001179755-17-000015 · wf-form4_148909503996769.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,250 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 22:25 UTC | RLI CORP RLI · Entity 3813 | OtherCommon Stock | 441.2806 | $59.52 | $26,265.02 |
DisclosureSEC source: 0001127602-17-003160 · form4.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 33,900.6534 F1 · kind: The securities herein were allocated to my account pursuant to the RLI Corp. Directors' Irrevocable Trust Agreement. F2 · ownership.direct: Ownership reflects dividend reinvestment. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:07 UTC | ENDURANCE SPECIALTY HOLDINGS LTD ENH · Entity 172868 | PurchaseOrdinary Shares, par value $1.00 per share | 28.527 | $92.48 | $2,638.18 |
DisclosureSEC source: 0001179755-17-000001 · wf-form4_148356403082933.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,487.984 F1 · kind: The ordinary share purchase reported on this form was made automatically through a broker-sponsored dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.