Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2020 Filed May 19, 2020 20:58 UTC |
WEBSTER WILLIAM M IVDirector
|
PurchaseCommon Stock, par value $0.001 per share | 13,100 | $9.17 | $120,127.00 |
DisclosureSEC source: 0001476765-20-000083 · wf-form4_158992188146449.xml · nonDerivative · entry 2 WEBSTER WILLIAM M IV · CIK 0001262866 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 268,116.524 F2 · kind: Represents shares acquired pursuant to exercise of the over-subscription privilege associated with subscription rights issued in the rights offering completed by the issuer. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:54 UTC |
Levinson Joshua MCCO and Secretary
|
PurchaseCommon Stock, par value $0.001 per share | 1,778 | $9.17 | $16,304.26 |
DisclosureSEC source: 0001476765-20-000082 · wf-form4_158992162717793.xml · nonDerivative · entry 2 Levinson Joshua M · CIK 0001527537 · CCO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 28,863 F1 · kind: Represents shares acquired pursuant to exercise of the over-subscription privilege associated with subscription rights issued in the rights offering completed by the issuer. Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:10 UTC Amendment |
STRS OHIO10% owner
|
OtherSubscription Rights (right to buy) · Derivative | 4,072,507 | $0.00 Strike: $11.45 | $0.00 |
DisclosureSEC source: 0000820478-20-000015 · primary_doc.xml · derivative · entry 2 STRS OHIO · CIK 0000820478 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 4,072,507 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:10 UTC Amendment |
STRS OHIO10% owner
|
Othercommon stock | 4,072,507 | $11.45 | $46,630,205.15 |
DisclosureSEC source: 0000820478-20-000015 · primary_doc.xml · nonDerivative · entry 1 STRS OHIO · CIK 0000820478 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,362,538 F1 · shares: The reporting person exercised in full its basic subscription rights (each subscription right entitling it to purchase 1.00 shares of Golub Capital BDC ("GBDC") common stock at a subscription price equal to $11.45 per share), issued to holders of GBDC common stock on the April 8, 2020 record date for the rights offering, under the basic subscription privilege in the rights offering. The reporting person will acquire these shares of common stock when issues by GBDC at the closing of the rights offering. F2 · shares: Pursuant to the rights offering, the reporting person has exercised its over-subscription privilege in full and may acquire additional shares of GBDC common stock in the rights offering on a pro-rata basis based on the number of shares each over-subscribing shareholder purchased under the basic subscription privilege to the extent any shares offered in the rights offering are not purchased by GBDC stockholders as part of the basic subscription as of the expiration of the rights offering. Any such additional shares (once determined) will be reported by the reporting person on a subsequent Form 4. Read SEC document |
| May 06, 2020 Filed May 8, 2020 18:45 UTC |
STRS OHIO10% owner
|
OtherSubscription Rights (right to buy) · Derivative | 4,072,507 | $0.00 Strike: $11.45 | $0.00 |
DisclosureSEC source: 0000820478-20-000014 · primary_doc.xml · derivative · entry 2 STRS OHIO · CIK 0000820478 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 4,072,507 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 18:45 UTC |
STRS OHIO10% owner
|
Othercommon stock | 4,072,507 | $11.45 | $46,630,205.15 |
DisclosureSEC source: 0000820478-20-000014 · primary_doc.xml · nonDerivative · entry 1 STRS OHIO · CIK 0000820478 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,362,538 F1 · shares: The reporting person exercised in full its basic subscription rights (each subscription right entitling it to purchase 1.00 shares of Golub Capital DBC ("GBDC") common stock at a subscription price equal to $11.45 per share), issued to holders of GBDC common stock on the April 8, 2020 record date for the rights offering, under the basic subscription privilege in the rights offering. The reporting person will acquire these shares of common stock when issued by GBDC at the closing of the rights offering. F2 · shares: Pursuant to the rights offering, the reporting person has exercised its over-subscription privilege in full and may acquire additional shares of GBDC common stock in the rights offering on a pro-rata basis based on the number of shares each over-subscribing stockholder purchased under the basic subscription privilege to the extent any shares offered in the rights are not purchased by GBDCs stockholders as part of the basic subscription as of the expiration of the rights offering. Any such additional shares (once determined) will be reported by the reporting person on a subsequent Form 4. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:40 UTC |
BAILY JOHN THOMASDirector
|
OtherSubscription Rights (Right to buy) · Derivative | 9,598 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000066 · wf-form4_158897043164057.xml · derivative · entry 2 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 9,598 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:40 UTC |
BAILY JOHN THOMASDirector
|
OtherCommon Stock, par value $0.001 per share | 9,598 | $9.17 | $88,013.66 |
DisclosureSEC source: 0001476765-20-000066 · wf-form4_158897043164057.xml · nonDerivative · entry 1 BAILY JOHN THOMAS · CIK 0001230667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,990 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:20 UTC |
Levinson Joshua MCCO and Secretary
|
OtherSubscription Rights (Right to buy) · Derivative | 3,057 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000064 · wf-form4_158896924170291.xml · derivative · entry 8 Levinson Joshua M · CIK 0001527537 · CCO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 3,057 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:20 UTC |
Levinson Joshua MCCO and Secretary
|
OtherSubscription Rights (Right to buy) · Derivative | 2,320 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000064 · wf-form4_158896924170291.xml · derivative · entry 7 Levinson Joshua M · CIK 0001527537 · CCO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 2,320 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:20 UTC |
Levinson Joshua MCCO and Secretary
|
OtherSubscription Rights (Right to buy) · Derivative | 11,800 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000064 · wf-form4_158896924170291.xml · derivative · entry 6 Levinson Joshua M · CIK 0001527537 · CCO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 11,800 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:20 UTC |
Levinson Joshua MCCO and Secretary
|
OtherSubscription Rights (Right to buy) · Derivative | 8,200 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000064 · wf-form4_158896924170291.xml · derivative · entry 5 Levinson Joshua M · CIK 0001527537 · CCO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 8,200 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:31 UTC |
Rival Anita J.Director
|
OtherSubscription Rights (Right to buy) · Derivative | 3,840 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000065 · wf-form4_158896986649905.xml · derivative · entry 4 Rosenberg Anita R · CIK 0001522002 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trusts Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 3,840 shares Expires 2020-05-06 F1 · ownership.direct: Includes shares held in trusts for the benefit of Ms. Rosenberg's children, for which Ms. Rosenberg serves as trustee. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:31 UTC |
Rival Anita J.Director
|
OtherSubscription Rights (Right to buy) · Derivative | 7,975 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000065 · wf-form4_158896986649905.xml · derivative · entry 3 Rosenberg Anita R · CIK 0001522002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 7,975 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:31 UTC |
Rival Anita J.Director
|
OtherCommon Stock, par value $0.001 per share | 3,840 | $9.17 | $35,212.80 |
DisclosureSEC source: 0001476765-20-000065 · wf-form4_158896986649905.xml · nonDerivative · entry 2 Rosenberg Anita R · CIK 0001522002 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trusts Disclosed balance after: 19,200 F1 · ownership.direct: Includes shares held in trusts for the benefit of Ms. Rosenberg's children, for which Ms. Rosenberg serves as trustee. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:31 UTC |
Rival Anita J.Director
|
OtherCommon Stock, par value $0.001 per share | 7,975 | $9.17 | $73,130.75 |
DisclosureSEC source: 0001476765-20-000065 · wf-form4_158896986649905.xml · nonDerivative · entry 1 Rosenberg Anita R · CIK 0001522002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,875 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Golub Lawrence EDirector · Chairman
|
OtherSubscription Rights (Right to buy) · Derivative | 249,593 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000063 · wf-form4_158896895598968.xml · derivative · entry 10 Golub Lawrence E · CIK 0001311018 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 249,593 shares Expires 2020-05-06 F1 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Golub Lawrence EDirector · Chairman
|
OtherSubscription Rights (Right to buy) · Derivative | 887,296 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000063 · wf-form4_158896895598968.xml · derivative · entry 9 Golub Lawrence E · CIK 0001311018 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 887,296 shares Expires 2020-05-06 F2 · ownership.nature: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Golub Lawrence EDirector · Chairman
|
OtherSubscription Rights (Right to buy) · Derivative | 406,061 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000063 · wf-form4_158896895598968.xml · derivative · entry 8 Golub Lawrence E · CIK 0001311018 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 406,061 shares Expires 2020-05-06 F3 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Golub Lawrence EDirector · Chairman
|
OtherSubscription Rights (Right to buy) · Derivative | 855,548 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000063 · wf-form4_158896895598968.xml · derivative · entry 7 Golub Lawrence E · CIK 0001311018 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 855,548 shares Expires 2020-05-06 F3 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Golub Lawrence EDirector · Chairman
|
OtherSubscription Rights (Right to buy) · Derivative | 767,773 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000063 · wf-form4_158896895598968.xml · derivative · entry 6 Golub Lawrence E · CIK 0001311018 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By GGP, Holdings L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 767,773 shares Expires 2020-05-06 F4 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Golub Lawrence EDirector · Chairman
|
OtherSubscription Rights (Right to buy) · Derivative | 100 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000063 · wf-form4_158896895598968.xml · derivative · entry 5 Golub Lawrence E · CIK 0001311018 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By GGP, Holdings L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 100 shares Expires 2020-05-06 F4 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Golub Lawrence EDirector · Chairman
|
OtherCommon Stock, par value $0.001 per share | 767,873 | $9.17 | $7,041,395.41 |
DisclosureSEC source: 0001476765-20-000063 · wf-form4_158896895598968.xml · nonDerivative · entry 4 Golub Lawrence E · CIK 0001311018 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By GGP, Holdings L.P. Disclosed balance after: 767,873 F4 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Golub Lawrence EDirector · Chairman
|
OtherCommon Stock, par value $0.001 per share | 1,261,609 | $9.17 | $11,568,954.53 |
DisclosureSEC source: 0001476765-20-000063 · wf-form4_158896895598968.xml · nonDerivative · entry 3 Golub Lawrence E · CIK 0001311018 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 2,885,853.042 F3 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Golub Lawrence EDirector · Chairman
|
OtherCommon Stock, par value $0.001 per share | 887,296 | $9.17 | $8,136,504.32 |
DisclosureSEC source: 0001476765-20-000063 · wf-form4_158896895598968.xml · nonDerivative · entry 2 Golub Lawrence E · CIK 0001311018 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund, L.P. Disclosed balance after: 4,436,480.853 F2 · ownership.nature: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Golub Lawrence EDirector · Chairman
|
OtherCommon Stock, par value $0.001 per share | 249,593 | $9.17 | $2,288,767.81 |
DisclosureSEC source: 0001476765-20-000063 · wf-form4_158896895598968.xml · nonDerivative · entry 1 Golub Lawrence E · CIK 0001311018 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 1,247,968.022 F1 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC |
Golub DavidDirector · Chief Executive Officer
|
OtherSubscription Rights (Right to buy) · Derivative | 25,077 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · derivative · entry 12 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 25,077 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC |
Golub DavidDirector · Chief Executive Officer
|
OtherSubscription Rights (Right to buy) · Derivative | 249,593 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · derivative · entry 11 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 249,593 shares Expires 2020-05-06 F1 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC |
Golub DavidDirector · Chief Executive Officer
|
OtherSubscription Rights (Right to buy) · Derivative | 855,548 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · derivative · entry 10 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 855,548 shares Expires 2020-05-06 F3 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC |
Golub DavidDirector · Chief Executive Officer
|
OtherSubscription Rights (Right to buy) · Derivative | 406,061 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · derivative · entry 9 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 406,061 shares Expires 2020-05-06 F3 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC |
Golub DavidDirector · Chief Executive Officer
|
OtherSubscription Rights (Right to buy) · Derivative | 887,296 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · derivative · entry 8 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 887,296 shares Expires 2020-05-06 F2 · ownership.nature: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC |
Golub DavidDirector · Chief Executive Officer
|
OtherSubscription Rights (Right to buy) · Derivative | 767,773 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · derivative · entry 7 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GGP, Holdings L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 767,773 shares Expires 2020-05-06 F4 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC |
Golub DavidDirector · Chief Executive Officer
|
OtherSubscription Rights (Right to buy) · Derivative | 100 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · derivative · entry 6 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GGP, Holdings L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 100 shares Expires 2020-05-06 F4 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC |
Golub DavidDirector · Chief Executive Officer
|
OtherCommon Stock, par value $0.001 per share | 25,077 | $9.17 | $229,956.09 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · nonDerivative · entry 5 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,388.954 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC |
Golub DavidDirector · Chief Executive Officer
|
OtherCommon Stock, par value $0.001 per share | 767,873 | $9.17 | $7,041,395.41 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · nonDerivative · entry 4 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GGP Holdings L.P. Disclosed balance after: 767,873 F4 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC |
Golub DavidDirector · Chief Executive Officer
|
OtherCommon Stock, par value $0.001 per share | 1,261,609 | $9.17 | $11,568,954.53 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · nonDerivative · entry 3 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 2,885,853.042 F3 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC |
Golub DavidDirector · Chief Executive Officer
|
OtherCommon Stock, par value $0.001 per share | 887,296 | $9.17 | $8,136,504.32 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · nonDerivative · entry 2 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund, L.P. Disclosed balance after: 4,436,480.853 F2 · ownership.nature: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC |
Golub DavidDirector · Chief Executive Officer
|
OtherCommon Stock, par value $0.001 per share | 249,593 | $9.17 | $2,288,767.81 |
DisclosureSEC source: 0001476765-20-000062 · wf-form4_158896882138698.xml · nonDerivative · entry 1 Golub David · CIK 0001298389 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GCOP LLC Disclosed balance after: 1,247,968.022 F1 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:10 UTC |
WEBSTER WILLIAM M IVDirector
|
OtherSubscription Rights (Right to buy) · Derivative | 51,003 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001262866-20-000007 · wf-form4_158896863857007.xml · derivative · entry 4 WEBSTER WILLIAM M IV · CIK 0001262866 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 51,003 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:10 UTC |
WEBSTER WILLIAM M IVDirector
|
OtherSubscription Rights (Right to buy) · Derivative | 24,491.045 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001262866-20-000007 · wf-form4_158896863857007.xml · derivative · entry 3 WEBSTER WILLIAM M IV · CIK 0001262866 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 24,491.045 shares Expires 2020-05-06 F1 · ownership.nature: Owned indirectly by Mr. Webster through an investment in GEMS Fund 4, L.P., which upon settlement of the current acquisition, directly owns 2,885,853.042 shares of GBDC common stock. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:10 UTC |
WEBSTER WILLIAM M IVDirector
|
OtherCommon Stock, par value $0.001 per share | 51,003 | $9.17 | $467,697.51 |
DisclosureSEC source: 0001262866-20-000007 · wf-form4_158896863857007.xml · nonDerivative · entry 2 WEBSTER WILLIAM M IV · CIK 0001262866 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 255,016.524 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:10 UTC |
WEBSTER WILLIAM M IVDirector
|
OtherCommon Stock, par value $0.001 per share | 24,491.045 | $9.17 | $224,582.88 |
DisclosureSEC source: 0001262866-20-000007 · wf-form4_158896863857007.xml · nonDerivative · entry 1 WEBSTER WILLIAM M IV · CIK 0001262866 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund 4, L.P. Disclosed balance after: 56,021.759 F1 · ownership.nature: Owned indirectly by Mr. Webster through an investment in GEMS Fund 4, L.P., which upon settlement of the current acquisition, directly owns 2,885,853.042 shares of GBDC common stock. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:02 UTC |
Teune RossChief Financial Officer
|
OtherCommon stock, par value $.001 per share · Derivative | 154 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001104659-20-058784 · tm2019065d1_4.xml · derivative · entry 4 Teune Ross · CIK 0001507343 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 154 shares Expires 2020-05-06 F1 · ownership.nature: Owned indirectly by Mr. Teune through an investment in GEMS Fund, L.P. which upon settlement of the current acquisition owns 4,436,480.853 shares. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:02 UTC |
Teune RossChief Financial Officer
|
OtherCommon stock, par value $.001 per share · Derivative | 450 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001104659-20-058784 · tm2019065d1_4.xml · derivative · entry 3 Teune Ross · CIK 0001507343 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450 shares Expires 2020-05-06 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:02 UTC |
Teune RossChief Financial Officer
|
OtherCommon stock, par value $.001 per share | 154 | $9.17 | $1,412.18 |
DisclosureSEC source: 0001104659-20-058784 · tm2019065d1_4.xml · nonDerivative · entry 2 Teune Ross · CIK 0001507343 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GEMS Fund, L.P. Disclosed balance after: 769 F1 · ownership.nature: Owned indirectly by Mr. Teune through an investment in GEMS Fund, L.P. which upon settlement of the current acquisition owns 4,436,480.853 shares. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:02 UTC |
Teune RossChief Financial Officer
|
OtherCommon stock, par value $.001 per share | 450 | $9.17 | $4,126.50 |
DisclosureSEC source: 0001104659-20-058784 · tm2019065d1_4.xml · nonDerivative · entry 1 Teune Ross · CIK 0001507343 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,556 Read SEC document |
| May 06, 2020 Filed May 11, 2020 14:38 UTC Amendment |
STRS OHIO10% owner
|
OtherSubscription Rights (right to buy) · Derivative | 4,072,507 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0000820478-20-000016 · primary_doc.xml · derivative · entry 2 STRS OHIO · CIK 0000820478 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 4,072,507 shares Expires 2020-05-06 F1 · derivative.exercise_price: This filing has been amended to reflect the actual rights offering exercise price of $9.17 per share. Read SEC document |
| May 06, 2020 Filed May 11, 2020 14:38 UTC Amendment |
STRS OHIO10% owner
|
Othercommon stock | 4,072,507 | $9.17 | $37,344,889.19 |
DisclosureSEC source: 0000820478-20-000016 · primary_doc.xml · nonDerivative · entry 1 STRS OHIO · CIK 0000820478 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,362,538 F1 · price: This filing has been amended to reflect the actual rights offering exercise price of $9.17 per share. Read SEC document |
| May 06, 2020 Filed May 19, 2020 18:34 UTC |
STRS OHIO10% owner
|
OtherSubscription Rights (right to buy) · Derivative | 2,370,504 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0000820478-20-000017 · primary_doc.xml · derivative · entry 2 STRS OHIO · CIK 0000820478 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 2,370,504 shares Expires 2020-05-06 Read SEC document |
| May 05, 2020 Filed May 8, 2020 20:20 UTC |
Levinson Joshua MCCO and Secretary
|
OtherSubscription Rights (Right to buy) · Derivative | 11,800 | $0.48 | $5,711.20 |
DisclosureSEC source: 0001476765-20-000064 · wf-form4_158896924170291.xml · derivative · entry 4 Levinson Joshua M · CIK 0001527537 · CCO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 20,600 Underlying: Common Stock, par value $0.001 per share · 11,800 shares Expires 2020-05-06 F1 · derivative.exercise_price: Estimated subscription price of $11.45. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.