GATX

SEC source: 0001246360-18-002108 · form.xml · nonDerivative · entry 2

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002106 · form.xml · derivative · entry 5

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,900 shares

Expires 2019-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002106 · form.xml · nonDerivative · entry 3

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,954

SEC source: 0001246360-18-002106 · form.xml · nonDerivative · entry 2

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002085 · form.xml · nonDerivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,010

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $82.1114 and the lowest price at which shares were sold was $81.6600

SEC source: 0001246360-18-002098 · form.xml · nonDerivative · entry 2

Brooks Michael T. · CIK 0001422898 · SVP, Portfolio Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,358

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $81.88 and the lowest price at which shares were sold was $81.75

SEC source: 0001246360-18-002085 · form.xml · derivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,400 shares

Expires 2022-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002085 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,107

SEC source: 0001246360-18-002085 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002019 · form.xml · nonDerivative · entry 2

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,636

SEC source: 0001246360-18-002018 · form.xml · nonDerivative · entry 2

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,763

SEC source: 0001246360-18-002017 · form.xml · nonDerivative · entry 1

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,068

SEC source: 0001246360-18-001998 · form.xml · nonDerivative · entry 5

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,660

SEC source: 0001246360-18-001998 · form.xml · nonDerivative · entry 4

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,160

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $85.08 and the lowest price at which shares were sold was $84.70

SEC source: 0001246360-18-001998 · form.xml · derivative · entry 6

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-001998 · form.xml · nonDerivative · entry 3

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,590

SEC source: 0001246360-18-001998 · form.xml · nonDerivative · entry 2

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-001986 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,959

F1 · security: Includes 80 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 70 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (350 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (243 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-001984 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

F1 · security: Includes 16 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 6 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (350 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (121 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-001983 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,698

F1 · security: Includes 153 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 159 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (350 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (289 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-001981 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,501

F1 · security: Includes 139 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 21 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (350 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (60 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-001979 · form.xml · nonDerivative · entry 1

SYLLA CASEY · CIK 0001188986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,494

F1 · security: Includes 186 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 34 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (350 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-001978 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,794

F1 · security: Includes 41 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (350 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-001976 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,292

F1 · security: Includes 127 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (350 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-001977 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,787

F1 · security: Includes 156 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (350 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-001988 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,594

F1 · security: Includes 66 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 57 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (350 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (274 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-001398 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,845

F1 · security: Includes 67 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 58 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (434 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (340 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-001397 · form.xml · nonDerivative · entry 1

SYLLA CASEY · CIK 0001188986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,922

F1 · security: Includes 192 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 36 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (434 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-001396 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,403

F1 · security: Includes 40 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (434 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-001395 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,744

F1 · security: Includes 157 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 165 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (434 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (359 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-001394 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,213

F1 · security: Includes 81 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 72 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (434 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (302 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-001393 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,929

F1 · security: Includes 142 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 22 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (434 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (75 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-001391 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,280

F1 · security: Includes 160 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (434 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-001392 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331

F1 · security: Includes 14 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 6 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (434 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (151 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-18-001390 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,814

F1 · security: Includes 130 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (434 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-18-001062 · form.xml · nonDerivative · entry 1

Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,121

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $70.77 and the lowest price at which shares were sold was $70.29

SEC source: 0001246360-18-000804 · form.xml · nonDerivative · entry 2

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $71.72 and the lowest price at which shares were sold was $71.62

SEC source: 0001246360-18-000715 · form.xml · nonDerivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,618

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $70.99 and the lowest price at which shares were sold was $70.72

SEC source: 0001246360-18-000705 · form.xml · nonDerivative · entry 5

Young Jeffery R. · CIK 0001632764 · Vice President, Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,964

SEC source: 0001246360-18-000715 · form.xml · derivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,700 shares

Expires 2021-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-000715 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,975

SEC source: 0001246360-18-000715 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-000705 · form.xml · derivative · entry 7

Young Jeffery R. · CIK 0001632764 · Vice President, Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534

Underlying: Common Stock · 1,533 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-000705 · form.xml · derivative · entry 6

Young Jeffery R. · CIK 0001632764 · Vice President, Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,134 shares

Expires 2022-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-000705 · form.xml · nonDerivative · entry 4

Young Jeffery R. · CIK 0001632764 · Vice President, Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,276

SEC source: 0001246360-18-000705 · form.xml · nonDerivative · entry 3

Young Jeffery R. · CIK 0001632764 · Vice President, Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-000705 · form.xml · nonDerivative · entry 2

Young Jeffery R. · CIK 0001632764 · Vice President, Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-000481 · form.xml · nonDerivative · entry 5

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504

SEC source: 0001246360-18-000447 · form.xml · nonDerivative · entry 2

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,969

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $70.757 and the lowest price at which shares were sold was $70.730

SEC source: 0001246360-18-000448 · form.xml · nonDerivative · entry 3

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,211

F3 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $71.33 and the lowest price at which shares were sold was $70.65