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GATX

GATX CORP

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2783
SEC CIK
0000040211
Parsed reports
848

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2019 Filed Aug 5, 2019 17:42 UTC
REAM JAMES BDirector
GrantCommon Stock 611 $77.66 $47,447.21
Disclosure

SEC source: 0001246360-19-001892 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,938

F1 · security: Includes 144 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 22 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (370 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (74 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 17:14 UTC GrantCommon Stock 549 $77.66 $42,632.60
Disclosure

SEC source: 0001246360-19-001891 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,014

F1 · security: Includes 24 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 9 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (370 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (144 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 17:07 UTC GrantCommon Stock 419 $77.66 $32,537.45
Disclosure

SEC source: 0001246360-19-001890 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,481

F1 · security: Includes 48 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (370 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 17:00 UTC
Arvia Anne LDirector
GrantCommon Stock 502 $77.66 $38,982.81
Disclosure

SEC source: 0001246360-19-001889 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,311

F1 · security: Includes 132 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (370 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 17:42 UTC
MUCKIAN WILLIAM MSr. VP and Controller
Exercise / conversion2017 NQ Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $61.18 $0.00
Disclosure

SEC source: 0001246360-19-001843 · form.xml · derivative · entry 13

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 2,000 shares

Expires 2024-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 17:42 UTC
MUCKIAN WILLIAM MSr. VP and Controller
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative 2,200 $0.00 Strike: $39.19 $0.00
Disclosure

SEC source: 0001246360-19-001843 · form.xml · derivative · entry 12

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 17:42 UTC
MUCKIAN WILLIAM MSr. VP and Controller
SaleCommon Stock 2,709 $78.23 $211,916.67
Disclosure

SEC source: 0001246360-19-001843 · form.xml · nonDerivative · entry 9

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,660

F3 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $78.48 and the lowest price at which shares were sold was $77.63

Read SEC document
July 31, 2019 Filed Aug 1, 2019 17:42 UTC
MUCKIAN WILLIAM MSr. VP and Controller
SaleCommon Stock 1,491 $77.10 $114,951.78
Disclosure

SEC source: 0001246360-19-001843 · form.xml · nonDerivative · entry 8

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,369

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $77.50 and the lowest price at which shares were sold was $76.56

Read SEC document
July 31, 2019 Filed Aug 1, 2019 17:42 UTC
MUCKIAN WILLIAM MSr. VP and Controller
SaleCommon Stock 1,606 $78.30 $125,756.22
Disclosure

SEC source: 0001246360-19-001843 · form.xml · nonDerivative · entry 7

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,860

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $78.44 and the lowest price at which shares were sold was $78.08.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 17:42 UTC
MUCKIAN WILLIAM MSr. VP and Controller
Exercise / conversionCommon Stock 2,000 $61.18 $122,350.00
Disclosure

SEC source: 0001246360-19-001843 · form.xml · nonDerivative · entry 6

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 17:42 UTC
MUCKIAN WILLIAM MSr. VP and Controller
Exercise / conversionCommon Stock 2,200 $39.19 $86,207.00
Disclosure

SEC source: 0001246360-19-001843 · form.xml · nonDerivative · entry 5

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:42 UTC
MUCKIAN WILLIAM MSr. VP and Controller
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 4,900 $0.00 Strike: $56.91 $0.00
Disclosure

SEC source: 0001246360-19-001843 · form.xml · derivative · entry 11

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,900 shares

Expires 2022-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:42 UTC
MUCKIAN WILLIAM MSr. VP and Controller
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 4,000 $0.00 Strike: $58.35 $0.00
Disclosure

SEC source: 0001246360-19-001843 · form.xml · derivative · entry 10

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2021-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:42 UTC
MUCKIAN WILLIAM MSr. VP and Controller
Tax withholdingCommon Stock 7,294 $77.31 $563,899.14
Disclosure

SEC source: 0001246360-19-001843 · form.xml · nonDerivative · entry 4

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,266

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:42 UTC
MUCKIAN WILLIAM MSr. VP and Controller
Exercise / conversionCommon Stock 4,900 $56.91 $278,859.00
Disclosure

SEC source: 0001246360-19-001843 · form.xml · nonDerivative · entry 3

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:42 UTC
MUCKIAN WILLIAM MSr. VP and Controller
Exercise / conversionCommon Stock 4,000 $58.35 $233,380.00
Disclosure

SEC source: 0001246360-19-001843 · form.xml · nonDerivative · entry 2

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:49 UTC
MUCKIAN WILLIAM MSr. VP and Controller
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative 4,200 $0.00 Strike: $39.19 $0.00
Disclosure

SEC source: 0001246360-19-001624 · form.xml · derivative · entry 4

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 4,200 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:49 UTC
MUCKIAN WILLIAM MSr. VP and Controller
SaleCommon Stock 4,200 $75.13 $315,546.42
Disclosure

SEC source: 0001246360-19-001624 · form.xml · nonDerivative · entry 3

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,660

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $75.29 and the lowest price at which shares were sold was $74.82

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:49 UTC
MUCKIAN WILLIAM MSr. VP and Controller
Exercise / conversionCommon Stock 4,200 $39.19 $164,577.00
Disclosure

SEC source: 0001246360-19-001624 · form.xml · nonDerivative · entry 2

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 17:56 UTC GrantCommon Stock 829 $77.19 $63,988.44
Disclosure

SEC source: 0001246360-19-001306 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,386

F1 · security: Includes 88 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 76 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (372 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (291 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
May 01, 2019 Filed May 3, 2019 16:14 UTC GrantCommon Stock 538 $77.19 $41,526.88
Disclosure

SEC source: 0001246360-19-001300 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,387

F1 · security: Includes 166 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (372 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
May 01, 2019 Filed May 3, 2019 18:35 UTC GrantCommon Stock 835 $77.19 $64,451.56
Disclosure

SEC source: 0001246360-19-001307 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,163

F1 · security: Includes 74 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 64 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · security: Includes 117 shares acquired through the reinvestment of dividends.

F3 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (372 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (323 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
May 01, 2019 Filed May 3, 2019 17:49 UTC GrantCommon Stock 1,043 $77.19 $80,506.56
Disclosure

SEC source: 0001246360-19-001305 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,742

F1 · security: Includes 163 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 167 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (372 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (340 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
May 01, 2019 Filed May 3, 2019 17:07 UTC
REAM JAMES BDirector
GrantCommon Stock 618 $77.19 $47,701.88
Disclosure

SEC source: 0001246360-19-001304 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,326

F1 · security: Includes 148 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 22 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (372 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (74 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
May 01, 2019 Filed May 3, 2019 16:56 UTC GrantCommon Stock 551 $77.19 $42,530.31
Disclosure

SEC source: 0001246360-19-001303 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,464

F1 · security: Includes 23 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 9 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (372 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (145 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
May 01, 2019 Filed May 3, 2019 16:21 UTC GrantCommon Stock 421 $77.19 $32,495.94
Disclosure

SEC source: 0001246360-19-001301 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,062

F1 · security: Includes 48 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (372 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
May 01, 2019 Filed May 3, 2019 16:07 UTC
Arvia Anne LDirector
GrantCommon Stock 508 $77.19 $39,211.25
Disclosure

SEC source: 0001246360-19-001299 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,808

F1 · security: Includes 136 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (372 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
February 21, 2019 Filed Feb 21, 2019 22:42 UTC
Harkness Eric D.SVP, Treas. & Chief Risk Off.
Tax withholdingCommon Stock 2,047 $78.61 $160,914.67
Disclosure

SEC source: 0001246360-19-000724 · form.xml · nonDerivative · entry 2

Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,517

Read SEC document
February 21, 2019 Filed Feb 22, 2019 19:21 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversion2017 NQ Stock Option (Right to Buy) · Derivative 2,400 $0.00 Strike: $61.18 $0.00
Disclosure

SEC source: 0001246360-19-000730 · form.xml · derivative · entry 4

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 2,400 shares

Expires 2024-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 19:21 UTC
Young Jeffery R.SVP, Chief Tax Officer
SaleCommon Stock 2,223 $77.48 $172,237.82
Disclosure

SEC source: 0001246360-19-000730 · form.xml · nonDerivative · entry 3

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,531

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $77.6300 and the lowest price at which shares were sold was $77.2198

Read SEC document
February 21, 2019 Filed Feb 22, 2019 19:21 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversionCommon Stock 2,400 $61.18 $146,820.00
Disclosure

SEC source: 0001246360-19-000730 · form.xml · nonDerivative · entry 2

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:42 UTC
Harkness Eric D.SVP, Treas. & Chief Risk Off.
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 2,900 $0.00 Strike: $45.89 $0.00
Disclosure

SEC source: 0001246360-19-000724 · form.xml · derivative · entry 3

Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,900 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:42 UTC
Harkness Eric D.SVP, Treas. & Chief Risk Off.
Exercise / conversionCommon Stock 2,900 $45.89 $133,083.90
Disclosure

SEC source: 0001246360-19-000724 · form.xml · nonDerivative · entry 1

Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 16, 2019 00:56 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative 1,534 $0.00 Strike: $39.19 $0.00
Disclosure

SEC source: 0001246360-19-000622 · form.xml · derivative · entry 4

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,534 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 16, 2019 00:56 UTC
Young Jeffery R.SVP, Chief Tax Officer
SaleCommon Stock 1,273 $75.89 $96,605.17
Disclosure

SEC source: 0001246360-19-000622 · form.xml · nonDerivative · entry 3

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,354

Read SEC document
February 14, 2019 Filed Feb 16, 2019 00:56 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversionCommon Stock 1,534 $39.19 $60,109.79
Disclosure

SEC source: 0001246360-19-000622 · form.xml · nonDerivative · entry 2

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:14 UTC
REAM JAMES BDirector
GrantCommon Stock 616 $76.34 $47,027.04
Disclosure

SEC source: 0001246360-19-000441 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,708

F1 · security: Includes 147 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 22 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (376 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (68 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:49 UTC
SYLLA CASEYDirector
GrantCommon Stock 608 $76.34 $46,416.30
Disclosure

SEC source: 0001246360-19-000439 · form.xml · nonDerivative · entry 1

SYLLA CASEY · CIK 0001188986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,677

F1 · security: Includes 196 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 35 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (376 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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February 01, 2019 Filed Feb 5, 2019 21:56 UTC GrantCommon Stock 543 $76.34 $41,454.03
Disclosure

SEC source: 0001246360-19-000440 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,913

F1 · security: Includes 21 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 8 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (376 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (136 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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February 01, 2019 Filed Feb 5, 2019 20:42 UTC GrantCommon Stock 819 $76.34 $62,524.59
Disclosure

SEC source: 0001246360-19-000436 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,210

F1 · security: Includes 73 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 63 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (376 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (305 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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February 01, 2019 Filed Feb 5, 2019 20:35 UTC GrantCommon Stock 813 $76.34 $62,066.53
Disclosure

SEC source: 0001246360-19-000434 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,557

F1 · security: Includes 87 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 76 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (376 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (273 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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February 01, 2019 Filed Feb 5, 2019 20:14 UTC GrantCommon Stock 1,029 $76.34 $78,556.54
Disclosure

SEC source: 0001246360-19-000429 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,699

F1 · security: Includes 162 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 168 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (376 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (322) shares which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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February 01, 2019 Filed Feb 5, 2019 19:42 UTC GrantCommon Stock 423 $76.34 $32,292.92
Disclosure

SEC source: 0001246360-19-000427 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,641

F1 · security: Includes 47 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (376 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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February 01, 2019 Filed Feb 5, 2019 19:21 UTC GrantCommon Stock 542 $76.34 $41,377.69
Disclosure

SEC source: 0001246360-19-000425 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,849

F1 · security: Includes 165 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (376 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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February 01, 2019 Filed Feb 5, 2019 19:14 UTC
Arvia Anne LDirector
GrantCommon Stock 512 $76.34 $39,087.41
Disclosure

SEC source: 0001246360-19-000424 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,299

F1 · security: Includes 135 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (376 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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January 31, 2019 Filed Feb 4, 2019 16:00 UTC
Zmudka RobertSr. VP & Chief Comm. Off.
SaleCommon Stock 1,526 $76.61 $116,905.18
Disclosure

SEC source: 0001246360-19-000409 · form.xml · nonDerivative · entry 2

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,430

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $76.85 and the lowest price at which shares were sold was $76.31

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January 28, 2019 Filed Jan 29, 2019 22:42 UTC
Zmudka RobertSr. VP & Chief Comm. Off.
Tax withholdingCommon Stock 724 $74.29 $53,785.96
Disclosure

SEC source: 0001246360-19-000393 · form.xml · nonDerivative · entry 2

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,956

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January 28, 2019 Filed Jan 29, 2019 22:49 UTC
Brooks Michael T.SVP, Portfolio Management
Tax withholdingCommon Stock 2,243 $74.29 $166,632.47
Disclosure

SEC source: 0001246360-19-000394 · form.xml · nonDerivative · entry 2

Brooks Michael T. · CIK 0001422898 · SVP, Portfolio Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,693

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January 28, 2019 Filed Jan 29, 2019 22:42 UTC
Shetty AmitaSr. VP, Business Development
Tax withholdingCommon Stock 290 $74.29 $21,544.10
Disclosure

SEC source: 0001246360-19-000392 · form.xml · nonDerivative · entry 1

Shetty Amita · CIK 0001750257 · Sr. VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

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January 24, 2019 Filed Jan 28, 2019 22:42 UTC
Adedoyin NiyiSVP & CIO
Grant2019 NQ Stock Option (Right to Buy) · Derivative 4,700 $0.00 Strike: $71.53 $0.00
Disclosure

SEC source: 0001246360-19-000377 · form.xml · derivative · entry 4

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 4,700 shares

Expires 2026-01-24

F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.