Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 10, 2019 Filed Jul 12, 2019 14:19 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 391 | $25.03 | $9,786.73 |
DisclosureSEC source: 0001271163-19-000018 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,888 Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:10 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 573 | $24.70 | $14,153.10 |
DisclosureSEC source: 0001271163-19-000006 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 6,279 Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 19:25 UTC |
ZIZZA SALVATORE JDirector
|
SaleCommon Stock, Par Value $0.001 | 4,083 | $5.13 | $20,945.79 |
DisclosureSEC source: 0001271163-18-000093 · primary_doc.xml · nonDerivative · entry 1 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,920 Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 17:02 UTC |
ZIZZA SALVATORE JDirector
|
SaleSeries H Cumulative Preferred Stock | 3,836 | $22.73 | $87,200.72 |
DisclosureSEC source: 0001271163-18-000090 · primary_doc.xml · nonDerivative · entry 1 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 00:32 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 118,449 | $5.50 | $651,469.50 |
DisclosureSEC source: 0001271163-17-000070 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 769,705 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. F5 · ownership.nature: The shares reported reflect the total shares owned by GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interests. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 00:32 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 8,170 | $5.50 | $44,935.00 |
DisclosureSEC source: 0001271163-17-000070 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · MJG IV Limited Partnership Disclosed balance after: 69,675 F3 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F4 · ownership.nature: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 00:32 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 336,588 | $5.50 | $1,851,234.00 |
DisclosureSEC source: 0001271163-17-000070 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,975.27 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 22:03 UTC |
HEITMANN WILLIAM FDirector
|
OtherCommon Stock, Par Value $0.001 | 7,588 | $5.50 | $41,734.00 |
DisclosureSEC source: 0001271163-17-000069 · primary_doc.xml · nonDerivative · entry 1 HEITMANN WILLIAM F · CIK 0001196116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,701.379 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 21:49 UTC |
CONN JAMES PDirector
|
OtherCommon Stock, Par Value $0.001 | 16,656 | $5.50 | $91,608.00 |
DisclosureSEC source: 0001271163-17-000068 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,679.58 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 21:36 UTC |
ZIZZA SALVATORE JDirector
|
OtherCommon Stock, Par Value $0.001 | 3,001 | $5.50 | $16,505.50 |
DisclosureSEC source: 0001271163-17-000067 · primary_doc.xml · nonDerivative · entry 1 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,003 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 21:08 UTC |
COLAVITA ANTHONY JDirector
|
OtherCommon Stock, Par Value $0.001 | 463 | $5.50 | $2,546.50 |
DisclosureSEC source: 0001271163-17-000066 · primary_doc.xml · nonDerivative · entry 1 COLAVITA ANTHONY J · CIK 0001247188 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,703 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 19:04 UTC |
ALPERT BRUCE NPresident
|
OtherCommon Stock, Par Value $0.001 | 687 | $5.50 | $3,778.50 |
DisclosureSEC source: 0001271163-17-000064 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,894.09 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 19:31 UTC |
FERRARA ARTHUR VDirector
|
OtherCommon Stock, Par Value $0.001 | 768 | $5.50 | $4,224.00 |
DisclosureSEC source: 0001271163-17-000065 · primary_doc.xml · nonDerivative · entry 1 FERRARA ARTHUR V · CIK 0001247199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,140 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 17:10 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 200 | $25.20 | $5,040.00 |
DisclosureSEC source: 0001271163-17-000044 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,852 Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 15:34 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 800 | $25.02 | $20,016.00 |
DisclosureSEC source: 0001271163-17-000031 · primary_doc.xml · nonDerivative · entry 3 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,052 Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 15:34 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 3,513 | $24.98 | $87,754.74 |
DisclosureSEC source: 0001271163-17-000031 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 15:34 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 300 | $24.98 | $7,494.00 |
DisclosureSEC source: 0001271163-17-000031 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,513 Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 15:29 UTC |
ALPERT BRUCE NPresident
|
SaleSeries G Cumulative Preferred Stock | 354 | $24.94 | $8,828.76 |
DisclosureSEC source: 0001271163-17-000030 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,389 Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 16:16 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 350 | $24.98 | $8,743.00 |
DisclosureSEC source: 0001271163-17-000029 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,852 Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 14:53 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 700 | $24.98 | $17,486.00 |
DisclosureSEC source: 0001271163-17-000028 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,813 Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 14:53 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 999 | $24.98 | $24,955.02 |
DisclosureSEC source: 0001271163-17-000028 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,513 Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 14:43 UTC |
ALPERT BRUCE NPresident
|
SaleSeries G Cumulative Preferred Stock | 1,300 | $24.95 | $32,435.00 |
DisclosureSEC source: 0001271163-17-000027 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,743 Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 14:56 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 488 | $25.01 | $12,204.88 |
DisclosureSEC source: 0001271163-17-000026 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,512 Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 15:36 UTC |
ALPERT BRUCE NPresident
|
SaleSeries G Cumulative Preferred Stock | 509 | $24.98 | $12,714.82 |
DisclosureSEC source: 0001271163-17-000025 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,043 Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 15:36 UTC |
ALPERT BRUCE NPresident
|
SaleSeries G Cumulative Preferred Stock | 348 | $24.96 | $8,686.08 |
DisclosureSEC source: 0001271163-17-000025 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,552 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 18:52 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 1,798 | $24.95 | $44,860.10 |
DisclosureSEC source: 0001271163-17-000024 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 8,202 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 18:46 UTC |
ALPERT BRUCE NPresident
|
SaleSeries G Cumulative Preferred Stock | 100 | $24.90 | $2,490.00 |
DisclosureSEC source: 0001271163-17-000023 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,900 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 18:46 UTC |
ALPERT BRUCE NPresident
|
SaleSeries G Cumulative Preferred Stock | 1,000 | $24.90 | $24,900.00 |
DisclosureSEC source: 0001271163-17-000023 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 25, 2016 Filed May 30, 2018 18:28 UTC |
Nakamura KuniDirector
|
PurchaseCommon Shares, Par Value $0.001 | 3,960 | $6.31 | $24,980.87 |
DisclosureSEC source: 0001271163-18-000047 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,960 Read SEC document |
| November 13, 2015 Filed Nov 19, 2015 18:32 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 3,702 | $74.38 | $275,336.25 |
DisclosureSEC source: 0001209191-15-081201 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| March 30, 2011 Filed May 3, 2011 15:20 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 1,841 | $6.12 | $11,266.92 |
DisclosureSEC source: 0000932440-11-000486 · edgar.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| March 30, 2011 Filed May 3, 2011 15:20 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 1,841 | $6.17 | $11,358.97 |
DisclosureSEC source: 0000932440-11-000486 · edgar.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,841 Read SEC document |
| January 24, 2011 Filed May 3, 2011 15:15 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 900 | $5.94 | $5,346.00 |
DisclosureSEC source: 0000932440-11-000484 · edgar.xml · nonDerivative · entry 6 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| January 24, 2011 Filed May 3, 2011 15:15 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 35 | $5.88 | $205.80 |
DisclosureSEC source: 0000932440-11-000484 · edgar.xml · nonDerivative · entry 5 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 900 Read SEC document |
| January 24, 2011 Filed May 3, 2011 15:15 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 35 | $5.97 | $208.95 |
DisclosureSEC source: 0000932440-11-000484 · edgar.xml · nonDerivative · entry 4 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 935 Read SEC document |
| January 24, 2011 Filed May 3, 2011 15:15 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 900 | $5.96 | $5,364.00 |
DisclosureSEC source: 0000932440-11-000484 · edgar.xml · nonDerivative · entry 3 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 900 Read SEC document |
| January 14, 2011 Filed May 3, 2011 15:15 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 200 | $5.95 | $1,190.00 |
DisclosureSEC source: 0000932440-11-000484 · edgar.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| January 14, 2011 Filed May 3, 2011 15:15 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 200 | $5.96 | $1,192.00 |
DisclosureSEC source: 0000932440-11-000484 · edgar.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 200 Read SEC document |
| December 13, 2010 Filed Mar 18, 2011 01:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 400 | $5.69 | $2,276.00 |
DisclosureSEC source: 0000932440-11-000185 · edgar.xml · nonDerivative · entry 13 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| December 13, 2010 Filed Mar 18, 2011 01:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 400 | $5.60 | $2,240.00 |
DisclosureSEC source: 0000932440-11-000185 · edgar.xml · nonDerivative · entry 12 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 400 Read SEC document |
| December 13, 2010 Filed Mar 18, 2011 01:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 400 | $5.70 | $2,280.00 |
DisclosureSEC source: 0000932440-11-000185 · edgar.xml · nonDerivative · entry 11 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 800 Read SEC document |
| December 13, 2010 Filed Mar 18, 2011 01:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stok | 400 | $5.59 | $2,236.00 |
DisclosureSEC source: 0000932440-11-000185 · edgar.xml · nonDerivative · entry 10 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 400 Read SEC document |
| December 06, 2010 Filed Mar 18, 2011 01:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 4,800 | $5.62 | $26,976.00 |
DisclosureSEC source: 0000932440-11-000185 · edgar.xml · nonDerivative · entry 9 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| December 03, 2010 Filed Mar 18, 2011 01:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 3,254 | $5.64 | $18,352.56 |
DisclosureSEC source: 0000932440-11-000185 · edgar.xml · nonDerivative · entry 8 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,800 Read SEC document |
| December 03, 2010 Filed Mar 18, 2011 01:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 1,546 | $5.63 | $8,703.98 |
DisclosureSEC source: 0000932440-11-000185 · edgar.xml · nonDerivative · entry 7 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1.546 Read SEC document |
| April 29, 2010 Filed Mar 18, 2011 01:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 1,000 | $5.34 | $5,340.00 |
DisclosureSEC source: 0000932440-11-000185 · edgar.xml · nonDerivative · entry 6 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| April 29, 2010 Filed Mar 18, 2011 01:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 1,000 | $5.42 | $5,420.00 |
DisclosureSEC source: 0000932440-11-000185 · edgar.xml · nonDerivative · entry 5 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,000 Read SEC document |
| April 05, 2010 Filed Mar 18, 2011 01:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 1,000 | $5.17 | $5,170.00 |
DisclosureSEC source: 0000932440-11-000185 · edgar.xml · nonDerivative · entry 4 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| April 05, 2010 Filed Mar 18, 2011 01:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 1,000 | $5.18 | $5,180.00 |
DisclosureSEC source: 0000932440-11-000185 · edgar.xml · nonDerivative · entry 3 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,000 Read SEC document |
| January 11, 2010 Filed Mar 18, 2011 01:13 UTC |
BANK OF AMERICA CORP /DE/10% owner
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SaleCommon Stock | 1 | $5.16 | $5.16 |
DisclosureSEC source: 0000932440-11-000185 · edgar.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.