Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2026 Filed Apr 29, 2026 20:15 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 84,168 | $5.00 | $420,840.00 |
DisclosureSEC source: 0001185533-26-000012 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 925,844 F1 · kind: The reporting person acquired these common shares through the exercise of common stock purchase rights. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| April 28, 2026 Filed Apr 29, 2026 20:15 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 156,197 | $5.00 | $780,985.00 |
DisclosureSEC source: 0001185533-26-000012 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,718,169 F1 · kind: The reporting person acquired these common shares through the exercise of common stock purchase rights. Read SEC document |
| April 28, 2026 Filed Apr 29, 2026 17:57 UTC |
Ball John ChesterPresident & Treasurer
|
OtherCommon shares, par value $0.001 | 17 | $5.00 | $85.00 |
DisclosureSEC source: 0001619773-26-000001 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64 F1 · kind: The reporting person acquired these common stock through a primary and oversubscription allocation based on the exercise of common stock purchase rights. Read SEC document |
| April 28, 2026 Filed Apr 29, 2026 17:45 UTC |
HEITMANN WILLIAM FDirector
|
OtherCommon Stock, Par Value $0.001 | 17,948 | $5.00 | $89,740.00 |
DisclosureSEC source: 0001196116-26-000003 · primary_doc.xml · nonDerivative · entry 1 HEITMANN WILLIAM F · CIK 0001196116 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,422 F1 · kind: The reporting person acquired these common shares through the exercise of common stock purchase rights. Read SEC document |
| April 28, 2026 Filed Apr 29, 2026 16:15 UTC |
Mullady AgnesDirector
|
OtherCommon Stock, Par Value $0.001 | 15 | $5.00 | $75.00 |
DisclosureSEC source: 0001387823-26-000001 · primary_doc.xml · nonDerivative · entry 1 Mullady Agnes · CIK 0001387823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165 F1 · kind: The reporting person acquired these common shares through the exercise of common stock purchase rights. Read SEC document |
| April 28, 2026 Filed Apr 30, 2026 18:53 UTC |
Mullady AgnesDirector
|
OtherCommon Stock, Par Value $0.001 | 186 | $5.00 | $930.00 |
DisclosureSEC source: 0001387823-26-000002 · primary_doc.xml · nonDerivative · entry 1 Mullady Agnes · CIK 0001387823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351 F1 · kind: The reporting person acquired these common stock through an oversubscription allocation based on the exercise of common stock purchase rights. Read SEC document |
| April 28, 2026 Filed Apr 30, 2026 16:25 UTC |
ZIZZA SALVATORE JDirector
|
OtherCommon Stock, Par Value $0.001 | 433 | $5.00 | $2,165.00 |
DisclosureSEC source: 0000929743-26-000001 · primary_doc.xml · nonDerivative · entry 2 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 4,763 F1 · kind: The reporting person acquired these common shares through the exercise of common stock purchase rights. Read SEC document |
| April 28, 2026 Filed Apr 30, 2026 16:25 UTC |
ZIZZA SALVATORE JDirector
|
OtherCommon Stock, Par Value $0.001 | 1,647 | $5.00 | $8,235.00 |
DisclosureSEC source: 0000929743-26-000001 · primary_doc.xml · nonDerivative · entry 1 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,113 F1 · kind: The reporting person acquired these common shares through the exercise of common stock purchase rights. Read SEC document |
| April 28, 2026 Filed Jun 3, 2026 18:20 UTC |
VANEKRIS ANTHONIE CDirector
|
OtherCommon Stock, Par Value $0.001 | 200 | $5.50 | $1,100.00 |
DisclosureSEC source: 0001247238-26-000007 · primary_doc.xml · nonDerivative · entry 3 VANEKRIS ANTHONIE C · CIK 0001247238 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust account for daughter Disclosed balance after: 2,200 F1 · kind: The reporting person acquired these common stock through the exercise of common stock purchase rights. F3 · ownership.nature: The shares reported are held in a trust account for the daughter of Mr. van Ekris. Mr. van Ekris also serves as the trustee on the account. Read SEC document |
| April 28, 2026 Filed Jun 3, 2026 18:20 UTC |
VANEKRIS ANTHONIE CDirector
|
OtherCommon Stock, Par Value $0.001 | 200 | $5.50 | $1,100.00 |
DisclosureSEC source: 0001247238-26-000007 · primary_doc.xml · nonDerivative · entry 2 VANEKRIS ANTHONIE C · CIK 0001247238 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust account for son Disclosed balance after: 2,200 F1 · kind: The reporting person acquired these common stock through the exercise of common stock purchase rights. F2 · ownership.nature: The shares reported are held in a trust account for the son of Mr. van Ekris. Mr. van Ekris also serves as the trustee on the account. Read SEC document |
| April 28, 2026 Filed Jun 3, 2026 18:20 UTC |
VANEKRIS ANTHONIE CDirector
|
OtherCommon Stock, Par Value $0.001 | 500 | $5.50 | $2,750.00 |
DisclosureSEC source: 0001247238-26-000007 · primary_doc.xml · nonDerivative · entry 1 VANEKRIS ANTHONIE C · CIK 0001247238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,500 F1 · kind: The reporting person acquired these common stock through the exercise of common stock purchase rights. Read SEC document |
| April 16, 2026 Filed Apr 20, 2026 14:54 UTC |
Nakamura Eileen CheighDirector
|
SaleSubscription Rights for Common Stock | 9,640 | $0.08 | $742.28 |
DisclosureSEC source: 0002060497-26-000001 · primary_doc.xml · nonDerivative · entry 1 Nakamura Eileen Cheigh · CIK 0002060497 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 26, 2025 Filed Dec 31, 2025 01:48 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries Q Cumulative Preferred Shares | 167,500 | $10.00 | $1,675,000.00 |
DisclosureSEC source: 0001185533-25-000017 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,500 Read SEC document |
| December 26, 2025 Filed Dec 31, 2025 01:48 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries Q Cumulative Preferred Shares | 500,000 | $10.00 | $5,000,000.00 |
DisclosureSEC source: 0001185533-25-000017 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 500,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 26, 2025 Filed Dec 30, 2025 17:53 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries N Cumulative Preferred Stock | 50,000 | $100.00 | $5,000,000.00 |
DisclosureSEC source: 0001185533-25-000015 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 0 F1 · shares: The stock being reported were redeemed in accordance with the redemption of all remaining outstanding Series N Cumulative Preferred Stock on December 26, 2025. F2 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 26, 2025 Filed Dec 30, 2025 17:53 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries N Cumulative Preferred Stock | 16,750 | $100.00 | $1,675,000.00 |
DisclosureSEC source: 0001185533-25-000015 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: The stock being reported were redeemed in accordance with the redemption of all remaining outstanding Series N Cumulative Preferred Stock on December 26, 2025. Read SEC document |
| June 26, 2025 Filed Jun 27, 2025 17:49 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries N Cumulative Preferred Stock | 5,000 | $100.00 | $500,000.00 |
DisclosureSEC source: 0001271163-25-000019 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,750 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series N Cumulative Preferred Stock. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 20:12 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 5,000 | $5.73 | $28,655.00 |
DisclosureSEC source: 0001271163-24-000070 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 841,676 F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| June 28, 2024 Filed Jun 28, 2024 12:37 UTC |
UBS Group AG10% owner
|
OtherAuction Preferred Stock | 18 | $25,000.00 | $450,000.00 |
DisclosureSEC source: 0001610520-24-000128 · primary_doc.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · security: CUSIP No. 362397606 - Series E F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F3 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients. Read SEC document |
| June 26, 2024 Filed Jun 26, 2024 13:59 UTC |
UBS Group AG10% owner
|
OtherAuction Preferred Stock | 17 | $25,000.00 | $425,000.00 |
DisclosureSEC source: 0001610520-24-000122 · primary_doc.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F2 · security: 362397507, Series C F3 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients. Read SEC document |
| June 26, 2024 Filed Jun 28, 2024 20:26 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries N Cumulative Preferred Shares | 11,750 | $100.00 | $1,175,000.00 |
DisclosureSEC source: 0001271163-24-000033 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,750 Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 21:54 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries N Cumulative Preferred Shares | 10,000 | $100.00 | $1,000,000.00 |
DisclosureSEC source: 0001271163-24-000022 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 21:54 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries N Cumulative Preferred Shares | 50,000 | $100.00 | $5,000,000.00 |
DisclosureSEC source: 0001271163-24-000022 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 50,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 20:10 UTC |
Ball John ChesterPresident & Treasurer
|
PurchaseCommon Stock, Par Value $0.001 | 47 | $5.34 | $250.75 |
DisclosureSEC source: 0001271163-24-000009 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47 Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 19:52 UTC |
Mullady AgnesDirector
|
PurchaseCommon Stock, Par Value $0.001 | 150 | $6.95 | $1,041.75 |
DisclosureSEC source: 0001271163-22-000012 · primary_doc.xml · nonDerivative · entry 1 Mullady Agnes · CIK 0001387823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:48 UTC |
ALPERT BRUCE NPresident
|
OtherSeries J Cumulative Preferred Shares | 4,000 | $25.00 | $100,000.00 |
DisclosureSEC source: 0001271163-22-000004 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of the outstanding Series J Cumulative Preferred Shares on January 31, 2022. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:48 UTC |
ALPERT BRUCE NPresident
|
OtherSeries J Cumulative Preferred Shares | 4,312 | $25.00 | $107,800.00 |
DisclosureSEC source: 0001271163-22-000004 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of the outstanding Series J Cumulative Preferred Shares on January 31, 2022. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 01:21 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseSeries M Cumulative Preferred Stock | 20,000 | $100.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-21-000092 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 20,000 F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 01:21 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseSeries M Cumulative Preferred Stock | 40,000 | $100.00 | $4,000,000.00 |
DisclosureSEC source: 0001271163-21-000092 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 40,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 23:51 UTC |
Nakamura KuniDirector · Control Person of Adviser
|
PurchaseSeries M Cumulative Preferred Stock | 3,000 | $100.00 | $300,000.00 |
DisclosureSEC source: 0001271163-21-000091 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 18:18 UTC |
Nakamura KuniDirector
|
OtherCommon Stock, Par Value $0.001 | 542 | $5.50 | $2,981.00 |
DisclosureSEC source: 0001271163-21-000060 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,077.605 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 16:31 UTC |
CONN JAMES PDirector
|
OtherCommon Stock, Par Value $0.001 | 100 | $5.50 | $550.00 |
DisclosureSEC source: 0001271163-21-000059 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 17:52 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 6,967 | $5.50 | $38,318.50 |
DisclosureSEC source: 0001271163-21-000061 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · MJG IV Limited Partnership Disclosed balance after: 76,642 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F3 · ownership.nature: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 17:52 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 76,971 | $5.50 | $423,340.50 |
DisclosureSEC source: 0001271163-21-000061 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 846,676 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 17:52 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 141,997 | $5.50 | $780,983.50 |
DisclosureSEC source: 0001271163-21-000061 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,561,972.27 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 19:16 UTC |
ALPERT BRUCE NPresident
|
OtherCommon Stock, Par Value $0.001 | 522 | $5.50 | $2,871.00 |
DisclosureSEC source: 0001271163-21-000063 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,416.09 F1 · shares: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 15:43 UTC |
ZIZZA SALVATORE JDirector
|
OtherCommon Stock, Par Value $0.001 | 3,546 | $5.50 | $19,503.00 |
DisclosureSEC source: 0001271163-21-000062 · primary_doc.xml · nonDerivative · entry 1 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,466 F1 · shares: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| July 21, 2021 Filed Aug 10, 2021 16:10 UTC |
HEITMANN WILLIAM FDirector
|
OtherCommon Stock, Par Value $0.001 | 17,694 | $5.50 | $97,317.00 |
DisclosureSEC source: 0001271163-21-000064 · primary_doc.xml · nonDerivative · entry 1 HEITMANN WILLIAM F · CIK 0001196116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,141.608 F1 · shares: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. F2 · balance_after: Total includes 1,984.08 shares acquired through dividend reinvestment on June 23. 2021. Read SEC document |
| May 20, 2021 Filed May 25, 2021 00:30 UTC |
ALPERT BRUCE NPresident
|
OtherSeries J Cumulative Preferred Shares | 312 | $26.51 | $8,269.84 |
DisclosureSEC source: 0001271163-21-000047 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,312 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:56 UTC |
ALPERT BRUCE NPresident
|
OtherSeries G Cumulative Preferred Shares | 104 | $25.68 | $2,670.75 |
DisclosureSEC source: 0001271163-21-000045 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 25, 2021 00:13 UTC |
ALPERT BRUCE NPresident
|
OtherSeries K Cumulative Preferred Shares | 390 | $26.32 | $10,264.76 |
DisclosureSEC source: 0001271163-21-000046 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 22:11 UTC |
ALPERT BRUCE NPresident
|
OtherSeries D Cumulative Preferred Stock | 2,610 | $25.00 | $65,250.00 |
DisclosureSEC source: 0001271163-19-000096 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The stock being reported were redeemed in accordance with the redemption of all remaining outstanding Series D Cumulative Preferred Stock on December 26, 2019. Read SEC document |
| December 16, 2019 Filed Dec 20, 2019 17:02 UTC |
ALPERT BRUCE NPresident
|
PurchaseSeries K Cumulative Preferred Stock | 4,000 | $25.00 | $100,000.00 |
DisclosureSEC source: 0001271163-19-000085 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 4,000 Read SEC document |
| December 16, 2019 Filed Dec 20, 2019 17:02 UTC |
ALPERT BRUCE NPresident
|
PurchaseSeries K Cumulative Preferred Stock | 400 | $25.00 | $10,000.00 |
DisclosureSEC source: 0001271163-19-000085 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 14:32 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 900 | $25.32 | $22,788.00 |
DisclosureSEC source: 0001271163-19-000041 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 20:46 UTC |
CONN JAMES PDirector
|
SaleCommon Stock, Par Value $0.001 | 53,679 | $5.98 | $320,839.38 |
DisclosureSEC source: 0001271163-19-000035 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 18:11 UTC |
CONN JAMES PDirector
|
SaleCommon Stock, Par Value $0.001 | 5,000 | $6.01 | $30,050.00 |
DisclosureSEC source: 0001271163-19-000034 · primary_doc.xml · nonDerivative · entry 2 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,679 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 18:11 UTC |
CONN JAMES PDirector
|
SaleCommon Stock, Par Value $0.001 | 24,000.58 | $5.97 | $143,307.46 |
DisclosureSEC source: 0001271163-19-000034 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,679 Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 14:50 UTC |
ALPERT BRUCE NPresident
|
SaleSeries H Cumulative Preferred Stock | 100 | $25.25 | $2,525.00 |
DisclosureSEC source: 0001271163-19-000030 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 14:38 UTC |
ALPERT BRUCE NPresident
|
SaleSeries G Cumulative Preferred Stock | 2,389 | $25.15 | $60,083.35 |
DisclosureSEC source: 0001271163-19-000029 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.