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Nasdaq · USD

FTEK

FUEL TECH, INC.

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Tapewire entity
1599
SEC CIK
0000846913
Parsed reports
98

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2017 Filed Sep 6, 2017 20:34 UTC
Collins David SSr. Vice President
SaleCommon Stock 79,998 $0.79 $63,278.42
Disclosure

SEC source: 0000846913-17-000075 · wf-form4_150473006682151.xml · nonDerivative · entry 1

Collins David S · CIK 0001497600 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average share price. The shares were sold in multiple transactions at prices ranging from $0.704 to $0.903, inclusive. The reporting person undertakes to provide to any security holder of Fuel Tech, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 31, 2017 Filed Sep 5, 2017 20:31 UTC PurchaseCommon 81 $0.93 $75.25
Disclosure

SEC source: 0000846913-17-000071 · wf-form4_150464348414442.xml · nonDerivative · entry 3

Markowsky James J · CIK 0001698347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

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August 31, 2017 Filed Sep 5, 2017 20:31 UTC PurchaseCommon 3,981 $0.94 $3,740.55
Disclosure

SEC source: 0000846913-17-000071 · wf-form4_150464348414442.xml · nonDerivative · entry 2

Markowsky James J · CIK 0001698347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,919

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August 31, 2017 Filed Sep 5, 2017 20:31 UTC PurchaseCommon 5,938 $0.94 $5,581.72
Disclosure

SEC source: 0000846913-17-000071 · wf-form4_150464348414442.xml · nonDerivative · entry 1

Markowsky James J · CIK 0001698347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,938

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August 27, 2017 Filed Mar 26, 2018 17:15 UTC OtherCommon Stock 32,028 $0.00 $0.00
Disclosure

SEC source: 0001472375-18-000026 · primary_doc.xml · nonDerivative · entry 1

BAILEY BETTYE J · CIK 0001671745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,961,384

F1 · price: Transfer by inheritance of 32,028 shares from a marital trust that were formerly owned by the Estate of Ralph E. Bailey, the deceased husband of Mrs. Bailey.

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June 28, 2017 Filed Jun 29, 2017 20:54 UTC
Collins David SSr. Vice President
Tax withholdingCommon Stock 7,011 $0.83 $5,819.13
Disclosure

SEC source: 0000846913-17-000043 · wf-form4_149876966925187.xml · nonDerivative · entry 1

Collins David S · CIK 0001497600 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,999

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June 28, 2017 Filed Jun 30, 2017 20:21 UTC
BAILEY DOUGLAS GDirector · Executive Chairman
Tax withholdingCommon Stock 7,769 $0.83 $6,448.27
Disclosure

SEC source: 0000846913-17-000045 · wf-form4_149885408741626.xml · nonDerivative · entry 1

BAILEY DOUGLAS G · CIK 0001246268 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,873,069

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April 26, 2017 Filed Apr 27, 2017 21:06 UTC
Collins David SSr. Vice President
Tax withholdingCommon Stock 2,228 $0.92 $2,038.62
Disclosure

SEC source: 0000846913-17-000029 · wf-form4_149332718264000.xml · nonDerivative · entry 1

Collins David S · CIK 0001497600 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,010

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March 27, 2017 Filed Mar 28, 2017 18:56 UTC GiftCommon Stock 647,134 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-002184 · marketforms-38458.xml · nonDerivative · entry 1

BAILEY BETTYE J · CIK 0001671745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,929,356

F1 · acquired: Transfer in satisfaction of the annuity obligation pursuant to the terms of the Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 (the "GRAT"). As a result of this transfer, the GRAT no longer owns any shares of the issuer.

F2 · balance_after: Includes 10,000 shares previously owned jointly with her spouse, Mr. Bailey. Mr. Bailey is deceased and the shares are now owned solely by Mrs. Bailey.

F3 · balance_after: Mrs. Bailey previously reported indirect beneficial ownership of 1,399,617 shares that were owned by Mr. Bailey and 245,000 shares that were owned by a family trust over which Mr. Bailey held power of substitution. Mr. Bailey is deceased and the shares are now owned by his estate and the family trust, respectively. Mrs. Bailey currently has no beneficial ownership interest in these shares and therefore the shares have been removed from Mrs. Bailey's Form 4.

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March 15, 2017 Filed Mar 17, 2017 20:31 UTC
Collins David SSr. Vice President
Tax withholdingCommon Stock 2,376 $1.15 $2,732.40
Disclosure

SEC source: 0000846913-17-000027 · wf-form4_148978269763546.xml · nonDerivative · entry 1

Collins David S · CIK 0001497600 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,238

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March 12, 2017 Filed Mar 13, 2017 20:59 UTC
Collins David SSr. Vice President
Tax withholdingCommon Stock 2,175 $1.15 $2,501.25
Disclosure

SEC source: 0000846913-17-000020 · wf-form4_148943877640677.xml · nonDerivative · entry 1

Collins David S · CIK 0001497600 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,614

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February 22, 2017 Filed Feb 23, 2017 22:47 UTC
ARNONE VINCENT JDirector · President & CEO
GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0000846913-17-000016 · wf-form4_148789005948948.xml · nonDerivative · entry 1

ARNONE VINCENT J · CIK 0001272727 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,740

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February 22, 2017 Filed Feb 23, 2017 22:24 UTC
Collins David SSr. Vice President
Tax withholdingCommon Stock 2,912 $1.18 $3,436.16
Disclosure

SEC source: 0000846913-17-000014 · wf-form4_148788865943846.xml · nonDerivative · entry 2

Collins David S · CIK 0001497600 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,789

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February 22, 2017 Filed Feb 23, 2017 22:24 UTC
Collins David SSr. Vice President
GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000846913-17-000014 · wf-form4_148788865943846.xml · nonDerivative · entry 1

Collins David S · CIK 0001497600 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,701

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February 22, 2017 Filed Feb 24, 2017 21:42 UTC
BAILEY DOUGLAS GDirector · Executive Chairman
GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000846913-17-000018 · wf-form4_148797254285612.xml · nonDerivative · entry 1

BAILEY DOUGLAS G · CIK 0001246268 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880,838

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.