FRPT

SEC source: 0001437749-18-009762 · rdgdoc.xml · derivative · entry 3

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,624

Underlying: Common Stock · 10,000 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 9, 2017.

SEC source: 0001437749-18-009762 · rdgdoc.xml · nonDerivative · entry 2

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,798

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.80 to $20.85. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.

SEC source: 0001437749-18-009762 · rdgdoc.xml · nonDerivative · entry 1

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-18-009612 · rdgdoc.xml · derivative · entry 6

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,995

Underlying: Common Stock · 4,000 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 9, 2017.

SEC source: 0001437749-18-009612 · rdgdoc.xml · derivative · entry 5

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 946 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2010 Stock Option Plan, as amended. 40% of the options vest on November 7, 2015 and 60% of the options vest on November 7, 2016.

SEC source: 0001437749-18-009612 · rdgdoc.xml · nonDerivative · entry 4

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,938

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.45 to $20.525. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.

SEC source: 0001437749-18-009612 · rdgdoc.xml · nonDerivative · entry 3

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-18-009612 · rdgdoc.xml · nonDerivative · entry 2

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,938

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.45 to $20.50. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.

SEC source: 0001437749-18-009612 · rdgdoc.xml · nonDerivative · entry 1

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-18-007323 · rdgdoc.xml · derivative · entry 2

Weise Stephen · CIK 0001647877 · EVP Manufacturing &SupplyChain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,046

Underlying: Common Stock · 8,046 shares

Expires 2028-03-30

F2 · derivative.exercise_date: Subject to the satisfaction of certain performance goals and the reporting person's continued employment through the vesting date.

SEC source: 0001437749-18-007323 · rdgdoc.xml · derivative · entry 1

Weise Stephen · CIK 0001647877 · EVP Manufacturing &SupplyChain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,046

Underlying: Common Stock · 8,046 shares

Expires 2028-03-30

F1 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning 03/30/2019

SEC source: 0001437749-18-007326 · rdgdoc.xml · nonDerivative · entry 1

Basto J David · CIK 0001623476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,666

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-18-007324 · rdgdoc.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,687

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-18-007330 · rdgdoc.xml · nonDerivative · entry 1

MIDOCEAN ASSOCIATES SPC · CIK 0001268107 · 10% owner

VIRTUE J EDWARD · CIK 0001268105 · 10% owner

ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner

MIDOCEAN PARTNERS III L P · CIK 0001372837 · 10% owner

MIDOCEAN PARTNERS III-A L P · CIK 0001372838 · 10% owner

MIDOCEAN PARTNERS III-D L P · CIK 0001372839 · 10% owner

MidOcean US Advisor, L.P. · CIK 0001628540 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See

Disclosed balance after: 7,294,653

F1 · security: 4,503,859 shares of Common Stock are held by MidOcean Partners III, L.P. 2,394,425 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 384,036 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MIdOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 12,333 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow,

F2 · security: Continued from footnote 1) an employee of MidOcean Partners. 10,053 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 2,280 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the restricted Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of common stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of restricted Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein.

F1 · ownership.nature: 4,503,859 shares of Common Stock are held by MidOcean Partners III, L.P. 2,394,425 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 384,036 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MIdOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 12,333 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow,

F2 · ownership.nature: Continued from footnote 1) an employee of MidOcean Partners. 10,053 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 2,280 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the restricted Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of common stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of restricted Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein.

SEC source: 0001437749-18-007328 · rdgdoc.xml · nonDerivative · entry 1

GEORGE WALTER N. · CIK 0001241671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,625

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-18-007321 · rdgdoc.xml · derivative · entry 2

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,409

Underlying: Common Stock · 13,409 shares

Expires 2028-03-30

F2 · derivative.exercise_date: Subject to the satisfaction of certain performance goals and the reporting person's continued employment through the vesting date.

SEC source: 0001437749-18-007321 · rdgdoc.xml · derivative · entry 1

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,410

Underlying: Common Stock · 13,410 shares

Expires 2028-03-30

F1 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning 3/30/2019.

SEC source: 0001437749-18-007325 · rdgdoc.xml · nonDerivative · entry 1

BREWSTER DARYL G · CIK 0001200559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,420

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-18-007332 · rdgdoc.xml · nonDerivative · entry 1

NORRIS CHARLES A · CIK 0001230730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,552

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-18-007329 · rdgdoc.xml · nonDerivative · entry 1

Harned Christopher B · CIK 0001309337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,803

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-18-007331 · rdgdoc.xml · nonDerivative · entry 1

KING ROBERT C · CIK 0001383636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,333

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-18-007327 · rdgdoc.xml · nonDerivative · entry 1

Steeneck Craig D. · CIK 0001570945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-18-007322 · rdgdoc.xml · derivative · entry 1

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,900

Underlying: Common Stock · 14,900 shares

Expires 2028-03-30

F1 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning 3/30/2019.

SEC source: 0001437749-18-005700 · rdgdoc.xml · nonDerivative · entry 1

GEORGE WALTER N. · CIK 0001241671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,345

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-18-007316 · rdgdoc.xml · derivative · entry 1

Weise Stephen · CIK 0001647877 · EVP Manufacturing &SupplyChain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,189

Underlying: Common Stock · 9,189 shares

Expires 2026-05-10

F1 · balance_after: On May 10th, 2016 the reporting person was granted an option to purchase 27,566 shares of common stock. The option vests in three equal annual installments based on FRPT's satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2016, 2017, 2018. The performance criteria for 2017 were met as verified by FRPT's Compensation Committee of Board of Directors, resulting in vesting of the option as to 9,189 shares.

SEC source: 0001437749-18-007318 · rdgdoc.xml · derivative · entry 1

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,764

Underlying: Common Stock · 11,764 shares

Expires 2026-05-10

F1 · balance_after: On May 10th, 2016 the reporting person was granted an option to purchase 35,292 shares of common stock. The option vests in three equal annual installments based on FRPT's satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2016, 2017, 2018. The performance criteria for 2017 were met as verified by FRPT's Compensation Committee of Board Of Directors, resulting in vesting of the option as to 11,764 shares.

SEC source: 0001437749-18-007320 · rdgdoc.xml · derivative · entry 1

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,208

Underlying: Common Stock · 14,208 shares

Expires 2026-05-10

F1 · balance_after: On May 10th, 2016 the reporting person was granted an option to purchase 42,624 shares of common stock. The option vests in three equal annual installments based on FRPT's satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2016, 2017, 2018. The performance criteria for 2017 were met as verified by FRPT's Compensation Committee of Board Of Directors, resulting in vesting of the option as to 14,208 shares.

SEC source: 0001437749-17-020530 · rdgdoc.xml · derivative · entry 3

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,584

Underlying: Common Stock · 10,000 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. Half of the options vest in three equal annual installments beginning May 9, 2017. The remaining options are subject to the satisfaction of certain performance goals over three years beginning May 9, 2017 and the reporting person's continued employment through the vesting date.

SEC source: 0001437749-17-020530 · rdgdoc.xml · nonDerivative · entry 2

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,994

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.925 to $18.95. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.

SEC source: 0001437749-17-020530 · rdgdoc.xml · nonDerivative · entry 1

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-17-020015 · rdgdoc.xml · nonDerivative · entry 1

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,498

SEC source: 0001437749-17-019399 · rdgdoc.xml · nonDerivative · entry 9

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-17-019882 · rdgdoc.xml · nonDerivative · entry 1

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,998

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.35 to $18.40. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.

SEC source: 0001437749-17-019559 · rdgdoc.xml · derivative · entry 3

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,125 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in four equal annual installments beginning December 31, 2011.

SEC source: 0001437749-17-019559 · rdgdoc.xml · nonDerivative · entry 2

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,994

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.90 to $17.975. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.

SEC source: 0001437749-17-019559 · rdgdoc.xml · nonDerivative · entry 1

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-17-019558 · rdgdoc.xml · derivative · entry 3

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,647 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2010 Stock Option Plan, as amended. 40% of the options vest on November 7, 2015 and 60% of the options vest on November 7, 2016.

SEC source: 0001437749-17-019558 · rdgdoc.xml · nonDerivative · entry 2

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,307

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.95 to $17.975. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.

SEC source: 0001437749-17-019558 · rdgdoc.xml · nonDerivative · entry 1

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-17-019399 · rdgdoc.xml · derivative · entry 18

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,647

Underlying: Common Stock · 1,719 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2010 Stock Option Plan, as amended. 40% of the options vest on November 7, 2015 and 60% of the options vest on November 7, 2016.

SEC source: 0001437749-17-019399 · rdgdoc.xml · derivative · entry 17

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,031 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning December 31, 2011.

SEC source: 0001437749-17-019399 · rdgdoc.xml · derivative · entry 16

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,366

Underlying: Common Stock · 1,907 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2010 Stock Option Plan, as amended. 40% of the options vest on November 7, 2015 and 60% of the options vest on November 7, 2016.

SEC source: 0001437749-17-019399 · rdgdoc.xml · derivative · entry 15

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,031

Underlying: Common Stock · 2,031 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning December 31, 2011.

SEC source: 0001437749-17-019399 · rdgdoc.xml · nonDerivative · entry 12

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,307

SEC source: 0001437749-17-019399 · rdgdoc.xml · nonDerivative · entry 11

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-17-019399 · rdgdoc.xml · nonDerivative · entry 10

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,307

SEC source: 0001437749-17-019399 · rdgdoc.xml · nonDerivative · entry 8

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,307

SEC source: 0001437749-17-019399 · rdgdoc.xml · nonDerivative · entry 7

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-17-019399 · rdgdoc.xml · nonDerivative · entry 6

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,307

SEC source: 0001437749-17-019399 · rdgdoc.xml · nonDerivative · entry 5

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.