organization · Reporting owner

ULTRAMAR CAPITAL LTD

Disclosed activity across 2 companies

Tapewire entity: 111856
SEC CIK: 0001268106

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Holley Inc.HLLY · Entity 5776	10% owner	June 15, 2023	June 28, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Holley Inc.

Report date June 15, 2023 · Filed June 28, 2023

Jointly reported with MidOcean Partners V, L.P., MIDOCEAN PARTNERS V EXECUTIVE, L.P., MIDOCEAN ASSOCIATES V, L.P., VIRTUE J EDWARD

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	10,243,872	Last balance in matching sequence After 2023-06-26 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 4 source rows Row 1 · 2023-06-15 · Other · Acquired 99 · Balance 10,239,893 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F2: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). F3: MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Row 3 · 2023-06-16 · Other · Acquired 2,289 · Balance 10,242,182 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F2: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). F5: This transaction was executed in multiple trades during the day at prices ranging from $3.49 to $3.50, inclusive. The weighted-average price is reported above. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3: MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Row 5 · 2023-06-22 · Other · Acquired 98 · Balance 10,242,280 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F2: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). F3: MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Row 7 · 2023-06-26 · Purchase · Acquired 1,592 · Balance 10,243,872 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F3: MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.
Common StockSEC Table I · non-derivative	IndirectBy MidOcean Partners V Executive, L.P.	51,477	Last balance in matching sequence After 2023-06-26 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 4 source rows Row 2 · 2023-06-15 · Other · Acquired 1 · Balance 51,457 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F2: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). F4: MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Row 4 · 2023-06-16 · Other · Acquired 11 · Balance 51,468 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F2: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). F5: This transaction was executed in multiple trades during the day at prices ranging from $3.49 to $3.50, inclusive. The weighted-average price is reported above. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F4: MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Row 6 · 2023-06-22 · Other · Acquired 1 · Balance 51,469 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F2: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). F4: MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Row 8 · 2023-06-26 · Purchase · Acquired 8 · Balance 51,477 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F4: MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023.

F2: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b).

F3: MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.

F4: MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.

F5: This transaction was executed in multiple trades during the day at prices ranging from $3.49 to $3.50, inclusive. The weighted-average price is reported above. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Freshpet, Inc.

Report date April 01, 2019 · Filed April 16, 2019

Jointly reported with MIDOCEAN ASSOCIATES SPC, VIRTUE J EDWARD, MIDOCEAN PARTNERS III L P, MIDOCEAN PARTNERS III-A L P, MIDOCEAN PARTNERS III-D L P, MidOcean US Advisor, L.P.

Section 16 reporting ended · disclosed 2019-03-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee	3,296,308	Reported balance After 2019-04-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-04-01 · Grant · Acquired 1,655 · Balance 3,296,308 F1: 2,030,000 shares of Common Stock are held by MidOcean Partners III, L.P. 1,079,226 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 173,094 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MIdOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 13,988 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow. F2: Continued from footnote 1) an employee of MidOcean Partners. 12,333 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 1,655 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the restricted Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of common stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of restricted Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein

Filing footnotes · ownership attribution and instrument terms

F1: 2,030,000 shares of Common Stock are held by MidOcean Partners III, L.P. 1,079,226 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 173,094 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MIdOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 13,988 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow.

F2: Continued from footnote 1) an employee of MidOcean Partners. 12,333 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 1,655 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the restricted Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of common stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of restricted Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 26, 2023 Filed Jun 28, 2023 20:11 UTC	Holley Inc. HLLY · Entity 5776	PurchaseCommon Stock	8	$3.50	$28.00	Disclosure SEC source: 0001437749-23-018812 · rdgdoc.xml · nonDerivative · entry 8 MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · By MidOcean Partners V Executive, L.P. Disclosed balance after: 51,477 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F4 · ownership.nature: MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
June 26, 2023 Filed Jun 28, 2023 20:11 UTC	Holley Inc. HLLY · Entity 5776	PurchaseCommon Stock	1,592	$3.50	$5,572.00	Disclosure SEC source: 0001437749-23-018812 · rdgdoc.xml · nonDerivative · entry 7 MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,243,872 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F3 · ownership.direct: MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
June 22, 2023 Filed Jun 28, 2023 20:11 UTC	Holley Inc. HLLY · Entity 5776	OtherCommon Stock	1	$3.50	$3.50	Disclosure SEC source: 0001437749-23-018812 · rdgdoc.xml · nonDerivative · entry 6 MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · By MidOcean Partners V Executive, L.P. Disclosed balance after: 51,469 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F2 · date: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). F4 · ownership.nature: MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
June 22, 2023 Filed Jun 28, 2023 20:11 UTC	Holley Inc. HLLY · Entity 5776	OtherCommon Stock	98	$3.50	$343.00	Disclosure SEC source: 0001437749-23-018812 · rdgdoc.xml · nonDerivative · entry 5 MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,242,280 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F2 · date: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). F3 · ownership.direct: MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
June 16, 2023 Filed Jun 28, 2023 20:11 UTC	Holley Inc. HLLY · Entity 5776	OtherCommon Stock	11	$3.50	$38.49	Disclosure SEC source: 0001437749-23-018812 · rdgdoc.xml · nonDerivative · entry 4 MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · By MidOcean Partners V Executive, L.P. Disclosed balance after: 51,468 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F2 · date: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.49 to $3.50, inclusive. The weighted-average price is reported above. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F4 · ownership.nature: MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
June 16, 2023 Filed Jun 28, 2023 20:11 UTC	Holley Inc. HLLY · Entity 5776	OtherCommon Stock	2,289	$3.50	$8,008.52	Disclosure SEC source: 0001437749-23-018812 · rdgdoc.xml · nonDerivative · entry 3 MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,242,182 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F2 · date: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.49 to $3.50, inclusive. The weighted-average price is reported above. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · ownership.direct: MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
June 15, 2023 Filed Jun 28, 2023 20:11 UTC	Holley Inc. HLLY · Entity 5776	OtherCommon Stock	1	$3.50	$3.50	Disclosure SEC source: 0001437749-23-018812 · rdgdoc.xml · nonDerivative · entry 2 MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · By MidOcean Partners V Executive, L.P. Disclosed balance after: 51,457 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F2 · date: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). F4 · ownership.nature: MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
June 15, 2023 Filed Jun 28, 2023 20:11 UTC	Holley Inc. HLLY · Entity 5776	OtherCommon Stock	99	$3.50	$346.50	Disclosure SEC source: 0001437749-23-018812 · rdgdoc.xml · nonDerivative · entry 1 MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,239,893 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. F2 · date: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). F3 · ownership.direct: MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
August 05, 2022 Filed Aug 8, 2022 16:10 UTC	Holley Inc. HLLY · Entity 5776	OtherWarrants to purchase Common Stock · Derivative	20,000	$0.00 Strike: $11.50	$0.00	Disclosure SEC source: 0001437749-22-019366 · rdgdoc.xml · derivative · entry 8 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MidOcean Partners V Executive, L.P. Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2026-07-16 F1 · kind: On August 5, 2022, Empower Sponsor Holdings LLC ("Sponsor") effectuated a distribution of its 6,250,000 shares of common stock, par value $0.0001 per share (the "Common Stock") of Holley Inc. (the "Issuer") and 4,666,667 warrants to purchase Common Stock (the "Distribution"). As part of the Distribution, (i) 4,170,294 and 20,956 shares of Common Stock were distributed to MidOcean Partners V, L.P. ("MidOcean Partners") and MidOcean Partners V Executive, L.P. ("MidOcean Executive"), respectively, and (ii) 3,980,001 and 20,000 warrants to purchase Common Stock were distributed to MidOcean Partners and MidOcean Executive, respectively. The remaining shares of Common Stock and warrants previously held by Sponsor were distributed to the other members of Sponsor. Following the Distribution, Sponsor no longer beneficially owned any Issuer securities. F3 · ownership.nature: MidOCean Executive is the record holder of the securities reported. The general partner of MidOcean Executives is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
August 05, 2022 Filed Aug 8, 2022 16:10 UTC	Holley Inc. HLLY · Entity 5776	OtherWarrants to purchase Common Stock · Derivative	3,980,001	$0.00 Strike: $11.50	$0.00	Disclosure SEC source: 0001437749-22-019366 · rdgdoc.xml · derivative · entry 7 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MidOcean Partners V, L.P. Disclosed balance after: 3,980,001 Underlying: Common Stock · 3,980,001 shares Expires 2026-07-16 F1 · kind: On August 5, 2022, Empower Sponsor Holdings LLC ("Sponsor") effectuated a distribution of its 6,250,000 shares of common stock, par value $0.0001 per share (the "Common Stock") of Holley Inc. (the "Issuer") and 4,666,667 warrants to purchase Common Stock (the "Distribution"). As part of the Distribution, (i) 4,170,294 and 20,956 shares of Common Stock were distributed to MidOcean Partners V, L.P. ("MidOcean Partners") and MidOcean Partners V Executive, L.P. ("MidOcean Executive"), respectively, and (ii) 3,980,001 and 20,000 warrants to purchase Common Stock were distributed to MidOcean Partners and MidOcean Executive, respectively. The remaining shares of Common Stock and warrants previously held by Sponsor were distributed to the other members of Sponsor. Following the Distribution, Sponsor no longer beneficially owned any Issuer securities. F2 · ownership.nature: MidOcean Partners is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
August 05, 2022 Filed Aug 8, 2022 16:10 UTC	Holley Inc. HLLY · Entity 5776	OtherWarrants to purchase Common Stock · Derivative	4,666,667	$0.00 Strike: $11.50	$0.00	Disclosure SEC source: 0001437749-22-019366 · rdgdoc.xml · derivative · entry 6 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,666,667 shares Expires 2026-07-16 F1 · kind: On August 5, 2022, Empower Sponsor Holdings LLC ("Sponsor") effectuated a distribution of its 6,250,000 shares of common stock, par value $0.0001 per share (the "Common Stock") of Holley Inc. (the "Issuer") and 4,666,667 warrants to purchase Common Stock (the "Distribution"). As part of the Distribution, (i) 4,170,294 and 20,956 shares of Common Stock were distributed to MidOcean Partners V, L.P. ("MidOcean Partners") and MidOcean Partners V Executive, L.P. ("MidOcean Executive"), respectively, and (ii) 3,980,001 and 20,000 warrants to purchase Common Stock were distributed to MidOcean Partners and MidOcean Executive, respectively. The remaining shares of Common Stock and warrants previously held by Sponsor were distributed to the other members of Sponsor. Following the Distribution, Sponsor no longer beneficially owned any Issuer securities. Read SEC document
August 05, 2022 Filed Aug 8, 2022 16:10 UTC	Holley Inc. HLLY · Entity 5776	OtherCommon Stock	5,500	$0.00	$0.00	Disclosure SEC source: 0001437749-22-019366 · rdgdoc.xml · nonDerivative · entry 5 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MidOcean Partners V Executive, L.P. Disclosed balance after: 51,456 F4 · kind: On August 5, 2022, MidOcean Partners transferred 5,500 shares of Common Stock to MidOcean Executive. F3 · ownership.nature: MidOCean Executive is the record holder of the securities reported. The general partner of MidOcean Executives is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
August 05, 2022 Filed Aug 8, 2022 16:10 UTC	Holley Inc. HLLY · Entity 5776	OtherCommon Stock	5,500	$0.00	$0.00	Disclosure SEC source: 0001437749-22-019366 · rdgdoc.xml · nonDerivative · entry 4 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MidOcean Partners V, L.P. Disclosed balance after: 10,239,794 F4 · kind: On August 5, 2022, MidOcean Partners transferred 5,500 shares of Common Stock to MidOcean Executive. F2 · ownership.nature: MidOcean Partners is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
August 05, 2022 Filed Aug 8, 2022 16:10 UTC	Holley Inc. HLLY · Entity 5776	OtherCommon Stock	20,956	$0.00	$0.00	Disclosure SEC source: 0001437749-22-019366 · rdgdoc.xml · nonDerivative · entry 3 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MidOcean Partners V Executive, L.P. Disclosed balance after: 45,956 F1 · kind: On August 5, 2022, Empower Sponsor Holdings LLC ("Sponsor") effectuated a distribution of its 6,250,000 shares of common stock, par value $0.0001 per share (the "Common Stock") of Holley Inc. (the "Issuer") and 4,666,667 warrants to purchase Common Stock (the "Distribution"). As part of the Distribution, (i) 4,170,294 and 20,956 shares of Common Stock were distributed to MidOcean Partners V, L.P. ("MidOcean Partners") and MidOcean Partners V Executive, L.P. ("MidOcean Executive"), respectively, and (ii) 3,980,001 and 20,000 warrants to purchase Common Stock were distributed to MidOcean Partners and MidOcean Executive, respectively. The remaining shares of Common Stock and warrants previously held by Sponsor were distributed to the other members of Sponsor. Following the Distribution, Sponsor no longer beneficially owned any Issuer securities. F3 · ownership.nature: MidOCean Executive is the record holder of the securities reported. The general partner of MidOcean Executives is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
August 05, 2022 Filed Aug 8, 2022 16:10 UTC	Holley Inc. HLLY · Entity 5776	OtherCommon Stock	4,170,294	$0.00	$0.00	Disclosure SEC source: 0001437749-22-019366 · rdgdoc.xml · nonDerivative · entry 2 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MidOcean Partners V, L.P. Disclosed balance after: 10,245,294 F1 · kind: On August 5, 2022, Empower Sponsor Holdings LLC ("Sponsor") effectuated a distribution of its 6,250,000 shares of common stock, par value $0.0001 per share (the "Common Stock") of Holley Inc. (the "Issuer") and 4,666,667 warrants to purchase Common Stock (the "Distribution"). As part of the Distribution, (i) 4,170,294 and 20,956 shares of Common Stock were distributed to MidOcean Partners V, L.P. ("MidOcean Partners") and MidOcean Partners V Executive, L.P. ("MidOcean Executive"), respectively, and (ii) 3,980,001 and 20,000 warrants to purchase Common Stock were distributed to MidOcean Partners and MidOcean Executive, respectively. The remaining shares of Common Stock and warrants previously held by Sponsor were distributed to the other members of Sponsor. Following the Distribution, Sponsor no longer beneficially owned any Issuer securities. F2 · ownership.nature: MidOcean Partners is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
August 05, 2022 Filed Aug 8, 2022 16:10 UTC	Holley Inc. HLLY · Entity 5776	OtherCommon Stock	6,250,000	$0.00	$0.00	Disclosure SEC source: 0001437749-22-019366 · rdgdoc.xml · nonDerivative · entry 1 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On August 5, 2022, Empower Sponsor Holdings LLC ("Sponsor") effectuated a distribution of its 6,250,000 shares of common stock, par value $0.0001 per share (the "Common Stock") of Holley Inc. (the "Issuer") and 4,666,667 warrants to purchase Common Stock (the "Distribution"). As part of the Distribution, (i) 4,170,294 and 20,956 shares of Common Stock were distributed to MidOcean Partners V, L.P. ("MidOcean Partners") and MidOcean Partners V Executive, L.P. ("MidOcean Executive"), respectively, and (ii) 3,980,001 and 20,000 warrants to purchase Common Stock were distributed to MidOcean Partners and MidOcean Executive, respectively. The remaining shares of Common Stock and warrants previously held by Sponsor were distributed to the other members of Sponsor. Following the Distribution, Sponsor no longer beneficially owned any Issuer securities. Read SEC document
July 16, 2021 Filed Aug 8, 2022 16:06 UTC Amendment	Holley Inc. HLLY · Entity 5776	PurchaseWarrants to purchase Common Stock · Derivative	8,333	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001437749-22-019361 · rdgdoc.xml · derivative · entry 10 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MidOcean Partners V Executive, L.P. Disclosed balance after: 8,333 Underlying: Common Stock · 8,333 shares Expires 2026-07-16 F5 · kind: On July 16, 2021, MidOcean Partners V Executive, L.P. ("Executive") acquired 25,000 units of issuer, comprising 25,000 shares of Common Stock and 8,333 FPA Public Warrants at a purchase price of $10.00 per unit pursuant to the A&R FPA. Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F5 · price: On July 16, 2021, MidOcean Partners V Executive, L.P. ("Executive") acquired 25,000 units of issuer, comprising 25,000 shares of Common Stock and 8,333 FPA Public Warrants at a purchase price of $10.00 per unit pursuant to the A&R FPA. Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F3 · derivative.exercise_date: On July 16, 2021, MidOcean Partners V, L.P. ("Partners") acquired 4,975,000 units of the issuer, comprising 4,975,000 shares of Common Stock and 1,658,333 public warrants (the "FPA Public Warrants") in a private placement at a purchase price of $10.00 per unit (the "A&R FPA"). Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F3 · derivative.expiration_date: On July 16, 2021, MidOcean Partners V, L.P. ("Partners") acquired 4,975,000 units of the issuer, comprising 4,975,000 shares of Common Stock and 1,658,333 public warrants (the "FPA Public Warrants") in a private placement at a purchase price of $10.00 per unit (the "A&R FPA"). Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F3 · derivative.underlying: On July 16, 2021, MidOcean Partners V, L.P. ("Partners") acquired 4,975,000 units of the issuer, comprising 4,975,000 shares of Common Stock and 1,658,333 public warrants (the "FPA Public Warrants") in a private placement at a purchase price of $10.00 per unit (the "A&R FPA"). Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F6 · ownership.nature: Executive is the record holder of the securities reported. The general partner of Executive is MidOcean Associates V, L.P. The general partner of MidOcean Associates V, L.P. is Ultramar Capital, Ltd., which is controlled by James Edward Virtue. Each of MidOcean Associates V, L.P., Ultramar Capital, Ltd. and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
July 16, 2021 Filed Aug 8, 2022 16:06 UTC Amendment	Holley Inc. HLLY · Entity 5776	PurchaseWarrants to purchase Common Stock · Derivative	1,658,333	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001437749-22-019361 · rdgdoc.xml · derivative · entry 9 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MidOcean Partners V, L.P. Disclosed balance after: 1,658,333 Underlying: Common Stock · 1,658,333 shares Expires 2026-07-16 F3 · kind: On July 16, 2021, MidOcean Partners V, L.P. ("Partners") acquired 4,975,000 units of the issuer, comprising 4,975,000 shares of Common Stock and 1,658,333 public warrants (the "FPA Public Warrants") in a private placement at a purchase price of $10.00 per unit (the "A&R FPA"). Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F3 · price: On July 16, 2021, MidOcean Partners V, L.P. ("Partners") acquired 4,975,000 units of the issuer, comprising 4,975,000 shares of Common Stock and 1,658,333 public warrants (the "FPA Public Warrants") in a private placement at a purchase price of $10.00 per unit (the "A&R FPA"). Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F3 · derivative.exercise_date: On July 16, 2021, MidOcean Partners V, L.P. ("Partners") acquired 4,975,000 units of the issuer, comprising 4,975,000 shares of Common Stock and 1,658,333 public warrants (the "FPA Public Warrants") in a private placement at a purchase price of $10.00 per unit (the "A&R FPA"). Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F3 · derivative.expiration_date: On July 16, 2021, MidOcean Partners V, L.P. ("Partners") acquired 4,975,000 units of the issuer, comprising 4,975,000 shares of Common Stock and 1,658,333 public warrants (the "FPA Public Warrants") in a private placement at a purchase price of $10.00 per unit (the "A&R FPA"). Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F3 · derivative.underlying: On July 16, 2021, MidOcean Partners V, L.P. ("Partners") acquired 4,975,000 units of the issuer, comprising 4,975,000 shares of Common Stock and 1,658,333 public warrants (the "FPA Public Warrants") in a private placement at a purchase price of $10.00 per unit (the "A&R FPA"). Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F4 · ownership.nature: Partners is the record holder of the securities reported. The general partner of Partners is MidOcean Associates V, L.P. The general partner of MidOcean Associates V, L.P. is Ultramar Capital, Ltd., which is controlled by James Edward Virtue. Each of MidOcean Associates V, L.P., Ultramar Capital, Ltd. and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
July 16, 2021 Filed Aug 8, 2022 16:06 UTC Amendment	Holley Inc. HLLY · Entity 5776	ConversionClass B ordinary shares · Derivative	6,250,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-22-019361 · rdgdoc.xml · derivative · entry 8 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F1 · price: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F1 · derivative.exercise_date: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F1 · derivative.expiration_date: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F1 · derivative.underlying: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F2 · ownership.direct: Empower Sponsor Holdings LLC ("Sponsor") is the record holder of the securities reported. The managing member of the Sponsor is MidOcean Associates V, L.P. The general partner of MidOcean Associates V, L.P. is Ultramar Capital, Ltd., which is controlled by James Edward Virtue. Each of MidOcean Associates V, L.P., Ultramar Capital, Ltd. and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
November 23, 2020 Filed Aug 8, 2022 16:06 UTC Amendment	Holley Inc. HLLY · Entity 5776	OtherClass B ordinary shares · Derivative	937,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-22-019361 · rdgdoc.xml · derivative · entry 7 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250,000 Underlying: Common Stock · 937,500 shares Expires not disclosed F1 · derivative.exercise_price: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F10 · kind: The Sponsor forfeited the securities reported for no consideration in connection with the underwriters' election to not exercise their over-allotment option granted to the underwriters in connection with the issuer's initial public offering. F10 · price: The Sponsor forfeited the securities reported for no consideration in connection with the underwriters' election to not exercise their over-allotment option granted to the underwriters in connection with the issuer's initial public offering. F1 · derivative.exercise_date: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F1 · derivative.expiration_date: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F1 · derivative.underlying: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F2 · ownership.direct: Empower Sponsor Holdings LLC ("Sponsor") is the record holder of the securities reported. The managing member of the Sponsor is MidOcean Associates V, L.P. The general partner of MidOcean Associates V, L.P. is Ultramar Capital, Ltd., which is controlled by James Edward Virtue. Each of MidOcean Associates V, L.P., Ultramar Capital, Ltd. and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
October 09, 2020 Filed Aug 8, 2022 16:06 UTC Amendment	Holley Inc. HLLY · Entity 5776	PurchaseWarrants to purchase Common Stock · Derivative	4,666,667	$1.50 Strike: $11.50	$7,000,000.50	Disclosure SEC source: 0001437749-22-019361 · rdgdoc.xml · derivative · entry 6 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,666,667 Underlying: Common Stock · 4,666,667 shares Expires 2026-07-16 F9 · kind: On October 9, 2020, substantially concurrent with the consummation of the issuer's initial public offering, Sponsor acquired 4,666,667 private placement warrants of issuer (the "Private Placement Warrants") each exercisable for a Class A ordinary share at an exercise price of $11.50 per share, subject to adjustment. Upon consummation of the issuer's initial business combination described in footnote 1, the terms of the Private Placement Warrants were automatically amended to represent a right to acquire an equivalent number of shares of Common Stock of the issuer at an exercise price of $11.50 per share, subject to adjustment. The Private Placement Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business F9 · derivative.exercise_date: On October 9, 2020, substantially concurrent with the consummation of the issuer's initial public offering, Sponsor acquired 4,666,667 private placement warrants of issuer (the "Private Placement Warrants") each exercisable for a Class A ordinary share at an exercise price of $11.50 per share, subject to adjustment. Upon consummation of the issuer's initial business combination described in footnote 1, the terms of the Private Placement Warrants were automatically amended to represent a right to acquire an equivalent number of shares of Common Stock of the issuer at an exercise price of $11.50 per share, subject to adjustment. The Private Placement Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business F9 · derivative.expiration_date: On October 9, 2020, substantially concurrent with the consummation of the issuer's initial public offering, Sponsor acquired 4,666,667 private placement warrants of issuer (the "Private Placement Warrants") each exercisable for a Class A ordinary share at an exercise price of $11.50 per share, subject to adjustment. Upon consummation of the issuer's initial business combination described in footnote 1, the terms of the Private Placement Warrants were automatically amended to represent a right to acquire an equivalent number of shares of Common Stock of the issuer at an exercise price of $11.50 per share, subject to adjustment. The Private Placement Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business F9 · derivative.underlying: On October 9, 2020, substantially concurrent with the consummation of the issuer's initial public offering, Sponsor acquired 4,666,667 private placement warrants of issuer (the "Private Placement Warrants") each exercisable for a Class A ordinary share at an exercise price of $11.50 per share, subject to adjustment. Upon consummation of the issuer's initial business combination described in footnote 1, the terms of the Private Placement Warrants were automatically amended to represent a right to acquire an equivalent number of shares of Common Stock of the issuer at an exercise price of $11.50 per share, subject to adjustment. The Private Placement Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business F2 · ownership.direct: Empower Sponsor Holdings LLC ("Sponsor") is the record holder of the securities reported. The managing member of the Sponsor is MidOcean Associates V, L.P. The general partner of MidOcean Associates V, L.P. is Ultramar Capital, Ltd., which is controlled by James Edward Virtue. Each of MidOcean Associates V, L.P., Ultramar Capital, Ltd. and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
August 21, 2020 Filed Aug 8, 2022 16:06 UTC Amendment	Holley Inc. HLLY · Entity 5776	PurchaseClass B ordinary shares · Derivative	7,187,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-22-019361 · rdgdoc.xml · derivative · entry 5 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,187,500 Underlying: Common Stock · 7,187,500 shares Expires not disclosed F1 · derivative.exercise_price: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F8 · kind: Pursuant to that certain Securities Subscription Agreement, dated August 21, 2020, by and between the issuer and Sponsor (as filed as exhibit 10.6 to the Form S-1), 7,187,500 Class B ordinary shares were issued to Sponsor for an aggregate capital contribution of $25,000. F8 · price: Pursuant to that certain Securities Subscription Agreement, dated August 21, 2020, by and between the issuer and Sponsor (as filed as exhibit 10.6 to the Form S-1), 7,187,500 Class B ordinary shares were issued to Sponsor for an aggregate capital contribution of $25,000. F1 · derivative.exercise_date: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F1 · derivative.expiration_date: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F1 · derivative.underlying: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F2 · ownership.direct: Empower Sponsor Holdings LLC ("Sponsor") is the record holder of the securities reported. The managing member of the Sponsor is MidOcean Associates V, L.P. The general partner of MidOcean Associates V, L.P. is Ultramar Capital, Ltd., which is controlled by James Edward Virtue. Each of MidOcean Associates V, L.P., Ultramar Capital, Ltd. and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
July 16, 2020 Filed Aug 8, 2022 16:06 UTC Amendment	Holley Inc. HLLY · Entity 5776	PurchaseCommon Stock	1,100,000	$10.00	$11,000,000.00	Disclosure SEC source: 0001437749-22-019361 · rdgdoc.xml · nonDerivative · entry 4 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MidOcean Partners V, L.P. Disclosed balance after: 6,075,000 F7 · kind: On July 16, 2021, Partners acquired 1,100,000 shares of Common Stock in a private placement separate from the securities acquired pursuant to the A&R FPA discussed in footnote 3. F4 · ownership.nature: Partners is the record holder of the securities reported. The general partner of Partners is MidOcean Associates V, L.P. The general partner of MidOcean Associates V, L.P. is Ultramar Capital, Ltd., which is controlled by James Edward Virtue. Each of MidOcean Associates V, L.P., Ultramar Capital, Ltd. and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
July 16, 2020 Filed Aug 8, 2022 16:06 UTC Amendment	Holley Inc. HLLY · Entity 5776	PurchaseCommon Stock	25,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-22-019361 · rdgdoc.xml · nonDerivative · entry 3 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MidOcean Partners V Executive, L.P. Disclosed balance after: 25,000 F5 · kind: On July 16, 2021, MidOcean Partners V Executive, L.P. ("Executive") acquired 25,000 units of issuer, comprising 25,000 shares of Common Stock and 8,333 FPA Public Warrants at a purchase price of $10.00 per unit pursuant to the A&R FPA. Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F5 · price: On July 16, 2021, MidOcean Partners V Executive, L.P. ("Executive") acquired 25,000 units of issuer, comprising 25,000 shares of Common Stock and 8,333 FPA Public Warrants at a purchase price of $10.00 per unit pursuant to the A&R FPA. Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F6 · ownership.nature: Executive is the record holder of the securities reported. The general partner of Executive is MidOcean Associates V, L.P. The general partner of MidOcean Associates V, L.P. is Ultramar Capital, Ltd., which is controlled by James Edward Virtue. Each of MidOcean Associates V, L.P., Ultramar Capital, Ltd. and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
July 16, 2020 Filed Aug 8, 2022 16:06 UTC Amendment	Holley Inc. HLLY · Entity 5776	PurchaseCommon Stock	4,975,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-22-019361 · rdgdoc.xml · nonDerivative · entry 2 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MidOcean Partners V, L.P. Disclosed balance after: 4,975,000 F3 · kind: On July 16, 2021, MidOcean Partners V, L.P. ("Partners") acquired 4,975,000 units of the issuer, comprising 4,975,000 shares of Common Stock and 1,658,333 public warrants (the "FPA Public Warrants") in a private placement at a purchase price of $10.00 per unit (the "A&R FPA"). Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F3 · price: On July 16, 2021, MidOcean Partners V, L.P. ("Partners") acquired 4,975,000 units of the issuer, comprising 4,975,000 shares of Common Stock and 1,658,333 public warrants (the "FPA Public Warrants") in a private placement at a purchase price of $10.00 per unit (the "A&R FPA"). Upon consummation of the business combination, which closed on July 16, 2021, the units were separated into the underlying Common Stock and FPA Public Warrants. The FPA Public Warrants become exercisable at any time commencing on the later of one year from the closing of the issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. Each FPA Public Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to adjustment. F4 · ownership.nature: Partners is the record holder of the securities reported. The general partner of Partners is MidOcean Associates V, L.P. The general partner of MidOcean Associates V, L.P. is Ultramar Capital, Ltd., which is controlled by James Edward Virtue. Each of MidOcean Associates V, L.P., Ultramar Capital, Ltd. and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
July 16, 2020 Filed Aug 8, 2022 16:06 UTC Amendment	Holley Inc. HLLY · Entity 5776	ConversionCommon Stock	6,250,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001437749-22-019361 · rdgdoc.xml · nonDerivative · entry 1 Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As described in the registration statement on Form S-1 (File No. 333-248899) filed by the issuer (the "Form S-1"), under the heading "Description of Securities," the issuer's Class B ordinary shares were automatically convertible into the issuer's Class A ordinary shares at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and had no expiration date. The issuer consummated its initial business combination on July 16, 2021, whereby, among other things, (i) Class B ordinary shares automatically converted into Class A ordinary shares on a one-for-one basis and (ii) the issuer redomesticated as a Cayman Islands company to a Delaware corporation and in connection therewith the Class A ordinary shares were redesignated as Common Stock. F2 · ownership.direct: Empower Sponsor Holdings LLC ("Sponsor") is the record holder of the securities reported. The managing member of the Sponsor is MidOcean Associates V, L.P. The general partner of MidOcean Associates V, L.P. is Ultramar Capital, Ltd., which is controlled by James Edward Virtue. Each of MidOcean Associates V, L.P., Ultramar Capital, Ltd. and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. Read SEC document
April 01, 2019 Filed Apr 16, 2019 08:27 UTC	Freshpet, Inc. FRPT · Entity 1637	GrantCommon Stock	1,655	$0.00	$0.00	Disclosure SEC source: 0001437749-19-007238 · rdgdoc.xml · nonDerivative · entry 1 MIDOCEAN ASSOCIATES SPC · CIK 0001268107 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner MIDOCEAN PARTNERS III L P · CIK 0001372837 · 10% owner MIDOCEAN PARTNERS III-A L P · CIK 0001372838 · 10% owner MIDOCEAN PARTNERS III-D L P · CIK 0001372839 · 10% owner MidOcean US Advisor, L.P. · CIK 0001628540 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 3,296,308 F1 · security: 2,030,000 shares of Common Stock are held by MidOcean Partners III, L.P. 1,079,226 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 173,094 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MIdOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 13,988 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow. F1 · ownership.nature: 2,030,000 shares of Common Stock are held by MidOcean Partners III, L.P. 1,079,226 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 173,094 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MIdOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 13,988 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow. F2 · ownership.nature: Continued from footnote 1) an employee of MidOcean Partners. 12,333 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 1,655 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the restricted Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of common stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of restricted Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein Read SEC document
March 08, 2019 Filed Mar 11, 2019 16:31 UTC	Freshpet, Inc. FRPT · Entity 1637	SaleCommon Stock	4,000,000	$38.57	$154,280,000.00	Disclosure SEC source: 0000899243-19-007039 · doc4.xml · nonDerivative · entry 1 MIDOCEAN ASSOCIATES SPC · CIK 0001268107 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner MIDOCEAN PARTNERS III L P · CIK 0001372837 · 10% owner MIDOCEAN PARTNERS III-A L P · CIK 0001372838 · 10% owner MIDOCEAN PARTNERS III-D L P · CIK 0001372839 · 10% owner MidOcean US Advisor, L.P. · CIK 0001628540 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 3,294,653 F1 · security: 2,030,000 shares of Common Stock are held by MidOcean Partners III, L.P. 1,079,226 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 173,094 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates"), is the General Partner of each of the MidOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 12,333 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow. F2 · security: (Continued from footnote 1) 10,053 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 2,280 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of Common Stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein. F1 · ownership.nature: 2,030,000 shares of Common Stock are held by MidOcean Partners III, L.P. 1,079,226 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 173,094 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates"), is the General Partner of each of the MidOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 12,333 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow. F2 · ownership.nature: (Continued from footnote 1) 10,053 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 2,280 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of Common Stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein. Read SEC document
March 30, 2018 Filed Apr 20, 2018 16:17 UTC	Freshpet, Inc. FRPT · Entity 1637	GrantCommon Stock	2,280	$0.00	$0.00	Disclosure SEC source: 0001437749-18-007330 · rdgdoc.xml · nonDerivative · entry 1 MIDOCEAN ASSOCIATES SPC · CIK 0001268107 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner MIDOCEAN PARTNERS III L P · CIK 0001372837 · 10% owner MIDOCEAN PARTNERS III-A L P · CIK 0001372838 · 10% owner MIDOCEAN PARTNERS III-D L P · CIK 0001372839 · 10% owner MidOcean US Advisor, L.P. · CIK 0001628540 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 7,294,653 F1 · security: 4,503,859 shares of Common Stock are held by MidOcean Partners III, L.P. 2,394,425 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 384,036 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MIdOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 12,333 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow, F2 · security: Continued from footnote 1) an employee of MidOcean Partners. 10,053 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 2,280 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the restricted Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of common stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of restricted Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein. F1 · ownership.nature: 4,503,859 shares of Common Stock are held by MidOcean Partners III, L.P. 2,394,425 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 384,036 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MIdOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 12,333 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow, F2 · ownership.nature: Continued from footnote 1) an employee of MidOcean Partners. 10,053 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 2,280 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the restricted Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of common stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of restricted Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein. Read SEC document
April 03, 2017 Filed Apr 5, 2017 17:20 UTC	Freshpet, Inc. FRPT · Entity 1637	GrantCommon Stock	3,409	$0.00	$0.00	Disclosure SEC source: 0001437749-17-006154 · rdgdoc.xml · nonDerivative · entry 1 MIDOCEAN ASSOCIATES SPC · CIK 0001268107 · 10% owner VIRTUE J EDWARD · CIK 0001268105 · 10% owner ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner MIDOCEAN PARTNERS III L P · CIK 0001372837 · 10% owner MIDOCEAN PARTNERS III-A L P · CIK 0001372838 · 10% owner MIDOCEAN PARTNERS III-D L P · CIK 0001372839 · 10% owner MidOcean US Advisor, L.P. · CIK 0001628540 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See (1)(2) Disclosed balance after: 7,292,373 F1 · security: 4,503,859 shares of Common Stock are held by MidOcean Partners III, L.P., 2,394,425 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 384,036 shares of Common Stock are held by MidOcean Partners III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MidOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 10,053 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow, F2 · security: Continued from footnote 1) an employee of MidOcean Partners. 2,500 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 7,553 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the restricted Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of common stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of restricted Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.