Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Freshpet, Inc.FRPT · Entity 1637 | Director | March 13, 2023 | March 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Freshpet, Inc.
Report date March 13, 2023 · Filed March 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,301 |
Reported balance
After 2023-03-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-13 · Grant · Acquired 2,994 · Balance 34,301 F1: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Primo Water Holdings LLC
Report date February 10, 2020 · Filed March 04, 2020
Section 16 reporting ended · disclosed 2020-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-03-02 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-02-10 · Other · Acquired 275,170 · Balance 287,843 Row 2 · 2020-02-10 · Sale · Disposed 212,526 · Balance 75,317 F1: Represents shares of Common Stock withheld to pay the exercise price upon the cashless exercise of a warrant to purchase Common Stock. Row 3 · 2020-03-02 · Grant · Acquired 4,118 · Balance 79,435 F2: Represents an award of Common Stock made in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2020 by and among Primo Water Corporation, Cott Corporation ("Cott"), Cott Holdings Inc., Fore Acquisition Corporation and Fore Merger LLC (the "Merger Agreement") in compensation for services rendered by the reporting person as a director of the issuer for the period between the issuer's 2019 Annual Meeting of Stockholders and March 2, 2020. The number of shares issued was determined in accordance with the issuer's Amended and Restated Non-Employee Director Compensation Policy. Row 4 · 2020-03-02 · Disposition to issuer · Disposed 79,435 · Balance 0 F3: Disposed of pursuant to the Merger Agreement, whereby each share of Primo common stock will be exchanged for $5.04 in cash and 0.6549 common shares of Cott, or, at the election of the issuer's stockholders, for $14.00 in cash or 1.0229 common shares of Cott, subject to the proration procedures set forth in the Merger Agreement. The reporting person has agreed to elect to receive all stock consideration for his shares that are being disposed pursuant to the Merger Agreement, subject to the aforementioned proration procedures. On the effective date of the merger, the closing price of Cott's common stock was $14.62. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2020-03-02 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2020-03-02 · Disposition to issuer · Disposed 158,714 · Balance 0 F3: Disposed of pursuant to the Merger Agreement, whereby each share of Primo common stock will be exchanged for $5.04 in cash and 0.6549 common shares of Cott, or, at the election of the issuer's stockholders, for $14.00 in cash or 1.0229 common shares of Cott, subject to the proration procedures set forth in the Merger Agreement. The reporting person has agreed to elect to receive all stock consideration for his shares that are being disposed pursuant to the Merger Agreement, subject to the aforementioned proration procedures. On the effective date of the merger, the closing price of Cott's common stock was $14.62. F4: Held by the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust, of which Mr. Norris is a co-trustee. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.88 · Expires 2021-12-12 | Direct | 0 |
Reported balance
After 2020-02-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-02-10 · Other · Disposed 275,170 · Balance 0 F5: The warrants vest and become exercisable as follows: one-third of the warrants will vest on each of June 12, 2017, September 12, 2017 and December 12, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock withheld to pay the exercise price upon the cashless exercise of a warrant to purchase Common Stock.
F2: Represents an award of Common Stock made in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2020 by and among Primo Water Corporation, Cott Corporation ("Cott"), Cott Holdings Inc., Fore Acquisition Corporation and Fore Merger LLC (the "Merger Agreement") in compensation for services rendered by the reporting person as a director of the issuer for the period between the issuer's 2019 Annual Meeting of Stockholders and March 2, 2020. The number of shares issued was determined in accordance with the issuer's Amended and Restated Non-Employee Director Compensation Policy.
F3: Disposed of pursuant to the Merger Agreement, whereby each share of Primo common stock will be exchanged for $5.04 in cash and 0.6549 common shares of Cott, or, at the election of the issuer's stockholders, for $14.00 in cash or 1.0229 common shares of Cott, subject to the proration procedures set forth in the Merger Agreement. The reporting person has agreed to elect to receive all stock consideration for his shares that are being disposed pursuant to the Merger Agreement, subject to the aforementioned proration procedures. On the effective date of the merger, the closing price of Cott's common stock was $14.62.
F4: Held by the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust, of which Mr. Norris is a co-trustee.
F5: The warrants vest and become exercisable as follows: one-third of the warrants will vest on each of June 12, 2017, September 12, 2017 and December 12, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2023 Filed Mar 15, 2023 20:52 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 2,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-006777 · rdgdoc.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,301 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 18:38 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 2,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006463 · rdgdoc.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,188 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 20:26 UTC | Freshpet, Inc. FRPT · Entity 1637 | PurchaseCommon Stock | 5,000 | $110.03 | $550,150.00 |
DisclosureSEC source: 0001437749-21-027754 · rdgdoc.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,173 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $109.95 to $110.13. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| March 12, 2021 Filed Mar 22, 2021 20:21 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-006816 · rdgdoc.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,173 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| June 26, 2020 Filed Feb 12, 2021 20:39 UTC | Freshpet, Inc. FRPT · Entity 1637 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-002858 · rdgdoc.xml · nonDerivative · entry 4 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Margaret Norris 2020 Annuity Trust Disclosed balance after: 30,000 Read SEC document |
| June 25, 2020 Filed Feb 12, 2021 20:39 UTC | Freshpet, Inc. FRPT · Entity 1637 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-002858 · rdgdoc.xml · nonDerivative · entry 3 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Charles Norris 2020 Annuity Trust Disclosed balance after: 30,000 Read SEC document |
| June 25, 2020 Filed Feb 12, 2021 20:39 UTC | Freshpet, Inc. FRPT · Entity 1637 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-002858 · rdgdoc.xml · nonDerivative · entry 2 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Norris Trust Ltd 6/18/02 Disclosed balance after: 503,568 Read SEC document |
| June 25, 2020 Filed Feb 12, 2021 20:39 UTC | Freshpet, Inc. FRPT · Entity 1637 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-002858 · rdgdoc.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Norris Trust Ltd 6/18/02 Disclosed balance after: 533,568 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:11 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 1,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007125 · rdgdoc.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,089 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:47 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Disposition to issuerCommon Stock | 158,714 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016154 · doc4.xml · nonDerivative · entry 5 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: Disposed of pursuant to the Merger Agreement, whereby each share of Primo common stock will be exchanged for $5.04 in cash and 0.6549 common shares of Cott, or, at the election of the issuer's stockholders, for $14.00 in cash or 1.0229 common shares of Cott, subject to the proration procedures set forth in the Merger Agreement. The reporting person has agreed to elect to receive all stock consideration for his shares that are being disposed pursuant to the Merger Agreement, subject to the aforementioned proration procedures. On the effective date of the merger, the closing price of Cott's common stock was $14.62. F4 · ownership.nature: Held by the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust, of which Mr. Norris is a co-trustee. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:47 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Disposition to issuerCommon Stock | 79,435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016154 · doc4.xml · nonDerivative · entry 4 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Disposed of pursuant to the Merger Agreement, whereby each share of Primo common stock will be exchanged for $5.04 in cash and 0.6549 common shares of Cott, or, at the election of the issuer's stockholders, for $14.00 in cash or 1.0229 common shares of Cott, subject to the proration procedures set forth in the Merger Agreement. The reporting person has agreed to elect to receive all stock consideration for his shares that are being disposed pursuant to the Merger Agreement, subject to the aforementioned proration procedures. On the effective date of the merger, the closing price of Cott's common stock was $14.62. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:47 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 4,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016154 · doc4.xml · nonDerivative · entry 3 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,435 F2 · shares: Represents an award of Common Stock made in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2020 by and among Primo Water Corporation, Cott Corporation ("Cott"), Cott Holdings Inc., Fore Acquisition Corporation and Fore Merger LLC (the "Merger Agreement") in compensation for services rendered by the reporting person as a director of the issuer for the period between the issuer's 2019 Annual Meeting of Stockholders and March 2, 2020. The number of shares issued was determined in accordance with the issuer's Amended and Restated Non-Employee Director Compensation Policy. Read SEC document |
| February 10, 2020 Filed Mar 4, 2020 16:47 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | OtherWarrant (right to buy) · Derivative | 275,170 | $0.00 Strike: $11.88 | $0.00 |
DisclosureSEC source: 0001209191-20-016154 · doc4.xml · derivative · entry 6 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 275,170 shares Expires 2021-12-12 F5 · derivative.exercise_date: The warrants vest and become exercisable as follows: one-third of the warrants will vest on each of June 12, 2017, September 12, 2017 and December 12, 2017. Read SEC document |
| February 10, 2020 Filed Mar 4, 2020 16:47 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | SaleCommon Stock | 212,526 | $15.38 | $3,268,649.88 |
DisclosureSEC source: 0001209191-20-016154 · doc4.xml · nonDerivative · entry 2 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,317 F1 · shares: Represents shares of Common Stock withheld to pay the exercise price upon the cashless exercise of a warrant to purchase Common Stock. Read SEC document |
| February 10, 2020 Filed Mar 4, 2020 16:47 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | OtherCommon Stock | 275,170 | $11.88 | $3,269,019.60 |
DisclosureSEC source: 0001209191-20-016154 · doc4.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,843 Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:42 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 8,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027401 · doc4.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,673 F1 · shares: These restricted stock units may only be settled in shares of common stock and vest immediately. Read SEC document |
| April 01, 2019 Filed Apr 16, 2019 08:19 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 2,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-007234 · rdgdoc.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,680 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 16:11 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | SaleCommon Stock | 11,468 | $19.51 | $223,729.21 |
DisclosureSEC source: 0001209191-18-050227 · doc4.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 158,714 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.45 to $19.61, inclusive. The reporting person undertakes to provide to Primo Water Corporation, any security holder of Primo Water Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.nature: Held by the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust, of which Mr. Norris is a co-trustee. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 16:19 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | SaleCommon Stock | 17,103 | $19.57 | $334,620.20 |
DisclosureSEC source: 0001209191-18-050052 · doc4.xml · nonDerivative · entry 2 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 170,182 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.55 to $19.65, inclusive. The reporting person undertakes to provide to Primo Water Corporation, any security holder of Primo Water Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F2 · ownership.nature: Held by the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust, of which Mr. Norris is a co-trustee. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 16:19 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | SaleCommon Stock | 26,351 | $19.85 | $523,093.70 |
DisclosureSEC source: 0001209191-18-050052 · doc4.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 187,285 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.78 to $20.01, inclusive. The reporting person undertakes to provide to Primo Water Corporation, any security holder of Primo Water Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.nature: Held by the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust, of which Mr. Norris is a co-trustee. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 16:10 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | SaleCommon Stock | 100,000 | $20.27 | $2,026,800.00 |
DisclosureSEC source: 0001209191-18-049520 · doc4.xml · nonDerivative · entry 2 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 213,636 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.16 to $20.535, inclusive. The reporting person undertakes to provide to Primo Water Corporation, any security holder of Primo Water Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F2 · ownership.nature: Held by the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust, of which Mr. Norris is a co-trustee. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:10 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | SaleCommon Stock | 48,678 | $20.01 | $974,046.78 |
DisclosureSEC source: 0001209191-18-049520 · doc4.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 313,636 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.13, inclusive. The reporting person undertakes to provide to Primo Water Corporation, any security holder of Primo Water Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.nature: Held by the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust, of which Mr. Norris is a co-trustee. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 16:07 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | SaleCommon Stock | 25,000 | $20.14 | $503,500.00 |
DisclosureSEC source: 0001209191-18-049074 · doc4.xml · nonDerivative · entry 2 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 362,314 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.005 to $20.21, inclusive. The reporting person undertakes to provide to Primo Water Corporation, any security holder of Primo Water Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4. F2 · balance_after: On August 22, 2018, the reporting person inadvertently reported on a Form 4 that, following the reporting person's sale of shares of common stock of Primo Water Corporation, the reporting person indirectly owned 249,045 shares of common stock through the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust (the "Norris Trust"), of which the reporting person is a co-trustee, and directly owned 167,556 shares of common stock (the "Directly Owned Shares"). As reported in this Form 4, all but 4,282 of the shares of common stock previously reported as Directly Owned Shares are in fact indirectly owned by the reporting person through the Norris Trust. This Form 4 corrects the inadvertent misallocation of shares of common stock as between direct and indirect ownership on the previous Form 4. F3 · ownership.nature: Held by the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust, of which Mr. Norris is a co-trustee. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 16:07 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | SaleCommon Stock | 25,000 | $20.00 | $500,100.00 |
DisclosureSEC source: 0001209191-18-049074 · doc4.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 387,314 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.96 to $20.04, inclusive. The reporting person undertakes to provide to Primo Water Corporation, any security holder of Primo Water Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · balance_after: On August 22, 2018, the reporting person inadvertently reported on a Form 4 that, following the reporting person's sale of shares of common stock of Primo Water Corporation, the reporting person indirectly owned 249,045 shares of common stock through the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust (the "Norris Trust"), of which the reporting person is a co-trustee, and directly owned 167,556 shares of common stock (the "Directly Owned Shares"). As reported in this Form 4, all but 4,282 of the shares of common stock previously reported as Directly Owned Shares are in fact indirectly owned by the reporting person through the Norris Trust. This Form 4 corrects the inadvertent misallocation of shares of common stock as between direct and indirect ownership on the previous Form 4. F3 · ownership.nature: Held by the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust, of which Mr. Norris is a co-trustee. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 17:06 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | SaleCommon Stock | 25,000 | $20.41 | $510,175.00 |
DisclosureSEC source: 0001209191-18-047998 · doc4.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 249,045 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.30 to $20.63, inclusive. The reporting person undertakes to provide to Primo Water Corporation, any security holder of Primo Water Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.nature: Held by the Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust, of which Mr. Norris is a co-trustee. Read SEC document |
| May 02, 2018 Filed May 4, 2018 16:16 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 3,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028098 · doc4.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,556 F1 · shares: These restricted stock units may only be settled in stock and vest immediately. Read SEC document |
| March 30, 2018 Filed Apr 20, 2018 16:18 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 3,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-007332 · rdgdoc.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,552 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 16:33 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 1,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028730 · doc4.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,363 F1 · shares: These restricted stock units may only be settled in stock and vest immediately. F2 · balance_after: Mr. Norris acquired 163,274 shares of Primo Water Corporation's ("Primo") common stock in connection with the acquisition of Glacier Water Services, Inc. ("Glacier") by Primo on December 12, 2016 (the "Merger"). Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") entered into on October 9, 2016, 115,924 of such shares of Primo common stock received by Mr. Norris were deposited into escrow and are subject to forfeiture during the one-year period ending on December 12, 2017 to satisfy claims with respect to breaches, violations or non-fulfillment of covenants or agreements by Glacier and breaches of or inaccuracies in Glacier's representations or warranties contained in the Merger Agreement. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:21 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 5,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006158 · rdgdoc.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,753 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 21:38 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantWarrant (right to buy) · Derivative | 275,170 | $0.00 Strike: $11.88 | $0.00 |
DisclosureSEC source: 0001209191-16-155295 · doc4.xml · derivative · entry 3 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,170 Underlying: Common Stock · 275,170 shares Expires 2021-12-12 F3 · derivative.exercise_date: The warrants vest and become exercisable as follows: one-third of the warrants will vest on each of June 12, 2017, September 12, 2017 and December 12, 2017. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 21:38 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 274,045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-155295 · doc4.xml · nonDerivative · entry 2 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Norris Trust dtd 06/18/02 Disclosed balance after: 274,045 F2 · price: The Charles A. Norris & Margaret T. Norris TR UA 18-Jun-02 Norris Trust (the "Trust") acquired 274,045 shares of Primo Water Corporation's ("Primo") common stock in connection with the acquisition of Glacier Water Services, Inc. ("Glacier") by Primo on December 12, 2016 (the "Merger"). For each share of Glacier common stock, the Trust received approximately $12.18 in cash, 0.87 of a share of Primo common stock, and a warrant to purchase 0.55 of a share of Primo common stock. Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") entered into on October 9, 2016, 194,572 of such shares of Primo common stock received by the Trust were deposited into escrow and are subject to forfeiture during the one-year period ending on December 12, 2017 to satisfy claims with respect to breaches, violations or non-fulfillment of covenants or agreements by Glacier and breaches of or inaccuracies in Glacier's representations or warranties contained in the Merger Agreement. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 21:38 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 163,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-155295 · doc4.xml · nonDerivative · entry 1 NORRIS CHARLES A · CIK 0001230730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,274 F1 · price: Mr. Norris acquired 163,274 shares of Primo Water Corporation's ("Primo") common stock in connection with the acquisition of Glacier Water Services, Inc. ("Glacier") by Primo on December 12, 2016 (the "Merger"). For each share of Glacier common stock, Mr. Norris received approximately $12.18 in cash, 0.87 of a share of Primo common stock, and a warrant to purchase 0.55 of a share of Primo common stock. Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") entered into on October 9, 2016, 115,924 of such shares of Primo common stock received by Mr. Norris were deposited into escrow and are subject to forfeiture during the one-year period ending on December 12, 2017 to satisfy claims with respect to breaches, violations or non-fulfillment of covenants or agreements by Glacier and breaches of or inaccuracies in Glacier's representations or warranties contained in the Merger Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.