FRPT

SEC source: 0001437749-19-011720 · rdgdoc.xml · nonDerivative · entry 2

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,994

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.75 to $48.35. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.

SEC source: 0001437749-19-011720 · rdgdoc.xml · nonDerivative · entry 1

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-011719 · rdgdoc.xml · derivative · entry 17

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2026-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 10, 2017.

SEC source: 0001437749-19-011719 · rdgdoc.xml · derivative · entry 16

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,700 shares

Expires 2026-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. Half of the options vest in three equal annual installments beginning May 10, 2017. The remaining options are subject to the satisfaction of certain performance goals over three years beginning December 31, 2016 and the reporting person's continued employment through the vesting date.

SEC source: 0001437749-19-011719 · rdgdoc.xml · derivative · entry 15

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,434 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options were originally issued pursuant to the Issuer's 2010 Stock Option Plan as performance based awards. On December 30, 2016, the awards were amended from performance based awards to time vested awards. The awards as amended vested on December 31, 2018.

SEC source: 0001437749-19-011719 · rdgdoc.xml · nonDerivative · entry 6

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,798

SEC source: 0001437749-19-011719 · rdgdoc.xml · nonDerivative · entry 5

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-011719 · rdgdoc.xml · nonDerivative · entry 4

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,798

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.08 to $48.13. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.

SEC source: 0001437749-19-011719 · rdgdoc.xml · nonDerivative · entry 3

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-011719 · rdgdoc.xml · nonDerivative · entry 2

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,798

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $48.14. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.

SEC source: 0001437749-19-011719 · rdgdoc.xml · nonDerivative · entry 1

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-007206 · rdgdoc.xml · derivative · entry 1

Walsh Cathal · CIK 0001623774 · Senior VP of Cooler Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,819

Underlying: Common Stock · 6,819 shares

Expires 2029-04-01

F1 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning April 1, 2020.

SEC source: 0001437749-19-007227 · primary_doc.xml · nonDerivative · entry 1

Basto J David · CIK 0001623476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,321

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-19-007244 · rdgdoc.xml · derivative · entry 2

Weise Stephen · CIK 0001647877 · EVP Manufacturing &SupplyChain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,531

Underlying: Common Stock · 3,531 shares

Expires 2029-04-01

F2 · derivative.exercise_date: Subject to the satisfaction of certain performance goals and the reporting person's continued employment through the vesting date.

SEC source: 0001437749-19-007244 · rdgdoc.xml · derivative · entry 1

Weise Stephen · CIK 0001647877 · EVP Manufacturing &SupplyChain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,532

Underlying: Common Stock · 3,532 shares

Expires 2029-04-01

F1 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning 04/01/2020.

SEC source: 0001437749-19-007236 · rdgdoc.xml · nonDerivative · entry 1

GEORGE WALTER N. · CIK 0001241671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,375

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-19-007228 · primary_doc.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,342

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-19-007238 · rdgdoc.xml · nonDerivative · entry 1

MIDOCEAN ASSOCIATES SPC · CIK 0001268107 · 10% owner

VIRTUE J EDWARD · CIK 0001268105 · 10% owner

ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner

MIDOCEAN PARTNERS III L P · CIK 0001372837 · 10% owner

MIDOCEAN PARTNERS III-A L P · CIK 0001372838 · 10% owner

MIDOCEAN PARTNERS III-D L P · CIK 0001372839 · 10% owner

MidOcean US Advisor, L.P. · CIK 0001628540 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See

Disclosed balance after: 3,296,308

F1 · security: 2,030,000 shares of Common Stock are held by MidOcean Partners III, L.P. 1,079,226 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 173,094 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MIdOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 13,988 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow.

F1 · ownership.nature: 2,030,000 shares of Common Stock are held by MidOcean Partners III, L.P. 1,079,226 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 173,094 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MIdOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 13,988 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow.

F2 · ownership.nature: Continued from footnote 1) an employee of MidOcean Partners. 12,333 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 1,655 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the restricted Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of common stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of restricted Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein

SEC source: 0001437749-19-007232 · primary_doc.xml · derivative · entry 2

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,723

Underlying: Common Stock · 5,723 shares

Expires 2029-04-01

F2 · derivative.exercise_date: Subject to the satisfaction of certain performance goals and the reporting person's continued employment through the vesting date.

SEC source: 0001437749-19-007232 · primary_doc.xml · derivative · entry 1

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,723

Underlying: Common Stock · 5,724 shares

Expires 2029-04-01

F1 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning 4/1/2020.

SEC source: 0001437749-19-007242 · rdgdoc.xml · nonDerivative · entry 1

BREWSTER DARYL G · CIK 0001200559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,575

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-19-007234 · rdgdoc.xml · nonDerivative · entry 1

NORRIS CHARLES A · CIK 0001230730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,680

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-19-007230 · primary_doc.xml · nonDerivative · entry 1

Steeneck Craig D. · CIK 0001570945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,655

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-19-007250 · rdgdoc.xml · nonDerivative · entry 1

KING ROBERT C · CIK 0001383636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,988

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-19-007248 · rdgdoc.xml · nonDerivative · entry 1

Priest Leta D · CIK 0001754727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,615

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-19-007246 · rdgdoc.xml · nonDerivative · entry 1

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,012

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vests in three equal annual installments beginning April, 1, 2020.

SEC source: 0001437749-19-007240 · rdgdoc.xml · nonDerivative · entry 1

Kelley Jacki Sue · CIK 0001766296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,655

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0000899243-19-007039 · doc4.xml · nonDerivative · entry 1

MIDOCEAN ASSOCIATES SPC · CIK 0001268107 · 10% owner

VIRTUE J EDWARD · CIK 0001268105 · 10% owner

ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner

MIDOCEAN PARTNERS III L P · CIK 0001372837 · 10% owner

MIDOCEAN PARTNERS III-A L P · CIK 0001372838 · 10% owner

MIDOCEAN PARTNERS III-D L P · CIK 0001372839 · 10% owner

MidOcean US Advisor, L.P. · CIK 0001628540 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See

Disclosed balance after: 3,294,653

F1 · security: 2,030,000 shares of Common Stock are held by MidOcean Partners III, L.P. 1,079,226 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 173,094 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates"), is the General Partner of each of the MidOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 12,333 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow.

F2 · security: (Continued from footnote 1) 10,053 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 2,280 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of Common Stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein.

F1 · ownership.nature: 2,030,000 shares of Common Stock are held by MidOcean Partners III, L.P. 1,079,226 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 173,094 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates"), is the General Partner of each of the MidOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 12,333 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow.

F2 · ownership.nature: (Continued from footnote 1) 10,053 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 2,280 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of Common Stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein.

SEC source: 0001437749-19-004380 · rdgdoc.xml · derivative · entry 6

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,434

Underlying: Common Stock · 31,500 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were originally issued pursuant to the Issuer's 2010 Stock Option Plan as performance based awards. On December 30, 2016, the awards were amended from performance based awards to time vested awards. The awards as amended vested on December 31, 2018.

SEC source: 0001437749-19-004380 · rdgdoc.xml · nonDerivative · entry 4

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,798

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.12. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.

SEC source: 0001437749-19-004380 · rdgdoc.xml · nonDerivative · entry 3

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-004378 · rdgdoc.xml · derivative · entry 6

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,414

Underlying: Common Stock · 7,078 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were originally issued pursuant to the Issuer's 2010 Stock Option Plan as performance based awards. On December 30, 2016, the awards were amended from performance based awards to time vested awards. The awards as amended vested on December 31, 2018.

SEC source: 0001437749-19-004378 · rdgdoc.xml · nonDerivative · entry 4

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,938

SEC source: 0001437749-19-004378 · rdgdoc.xml · nonDerivative · entry 3

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-004382 · rdgdoc.xml · derivative · entry 3

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,414

Underlying: Common Stock · 25,000 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were originally issued pursuant to the Issuer's 2010 Stock Option Plan as performance based awards. On December 30, 2016, the awards were amended from performance based awards to time vested awards. The awards as amended vested on December 31, 2018.

SEC source: 0001437749-19-004382 · rdgdoc.xml · nonDerivative · entry 2

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,994

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.555. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.

SEC source: 0001437749-19-004382 · rdgdoc.xml · nonDerivative · entry 1

KASSAR RICHARD A · CIK 0001224986 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-004380 · rdgdoc.xml · derivative · entry 5

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,934

Underlying: Common Stock · 18,500 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were originally issued pursuant to the Issuer's 2010 Stock Option Plan as performance based awards. On December 30, 2016, the awards were amended from performance based awards to time vested awards. The awards as amended vested on December 31, 2018.

SEC source: 0001437749-19-004380 · rdgdoc.xml · nonDerivative · entry 2

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,798

SEC source: 0001437749-19-004380 · rdgdoc.xml · nonDerivative · entry 1

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-004378 · rdgdoc.xml · derivative · entry 5

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,492

Underlying: Common Stock · 17,922 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were originally issued pursuant to the Issuer's 2010 Stock Option Plan as performance based awards. On December 30, 2016, the awards were amended from performance based awards to time vested awards. The awards as amended vested on December 31, 2018.

SEC source: 0001437749-19-004378 · rdgdoc.xml · nonDerivative · entry 2

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,938

SEC source: 0001437749-19-004378 · rdgdoc.xml · nonDerivative · entry 1

Macchiaverna Stephen · CIK 0001623800 · Sr. VP, Controller, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-18-017665 · rdgdoc.xml · nonDerivative · entry 1

Priest Leta D · CIK 0001754727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960

F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

SEC source: 0001437749-18-017053 · rdgdoc.xml · derivative · entry 9

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,088

Underlying: Common Stock · 3,512 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The options vests in three equal annual installments beginning April 3, 2018.

SEC source: 0001437749-18-017053 · rdgdoc.xml · nonDerivative · entry 6

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,798

SEC source: 0001437749-18-017053 · rdgdoc.xml · nonDerivative · entry 5

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-18-017053 · rdgdoc.xml · derivative · entry 8

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,600

Underlying: Common Stock · 15,614 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The options vests in three equal annual installments beginning April 3, 2018.

SEC source: 0001437749-18-017053 · rdgdoc.xml · derivative · entry 7

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,417

Underlying: Common Stock · 10,874 shares

Expires 2026-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The options vests in three equal annual installments beginning December 31, 2016.

SEC source: 0001437749-18-017053 · rdgdoc.xml · nonDerivative · entry 4

Morris Scott James · CIK 0001623963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,798