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Nasdaq · USD

FORM

FORMFACTOR INC

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Tapewire entity
3670
SEC CIK
0001039399
Parsed reports
350

Last 12 months

Inside the activity.

0 purchase rows · 75 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202603
Feb 2026012
Mar 202604
Apr 202605
May 2026017
Jun 202609
Jul 202606
Aug 202606
Sep 202604
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2017 Filed May 31, 2017 23:19 UTC Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000050 · wf-form4_149627273379815.xml · derivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units vest and are exercisable in three annual installments on each May 28 of 2016, 2017, and 2018.

F2 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 28, 2017 Filed May 31, 2017 23:19 UTC Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000050 · wf-form4_149627273379815.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2017 Filed May 31, 2017 23:17 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000049 · wf-form4_149627266313488.xml · derivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest and are exercisable in three annual installments on each May 28 of 2016, 2017, and 2018.

F3 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 28, 2017 Filed May 31, 2017 23:17 UTC
SLESSOR MIKEDirector · CEO
Tax withholdingCommon Stock 3,772 $14.40 $54,316.80
Disclosure

SEC source: 0001039399-17-000049 · wf-form4_149627266313488.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,666

F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares for any reason other than to cover required taxes.

Read SEC document
May 28, 2017 Filed May 31, 2017 23:17 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000049 · wf-form4_149627266313488.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2017 Filed May 31, 2017 23:16 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000048 · wf-form4_149627258269835.xml · derivative · entry 3

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest and are exercisable in three annual installments on each May 28 of 2016, 2017, and 2018.

F3 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 28, 2017 Filed May 31, 2017 23:16 UTC Tax withholdingCommon Stock 5,218 $14.40 $75,139.20
Disclosure

SEC source: 0001039399-17-000048 · wf-form4_149627258269835.xml · nonDerivative · entry 2

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,514

F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares for any reason other than to cover required taxes.

Read SEC document
May 28, 2017 Filed May 31, 2017 23:16 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000048 · wf-form4_149627258269835.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2017 Filed Jun 6, 2017 22:57 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-17-005529 · dp77128_4-delateur.xml · derivative · entry 1

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 and the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 26, 2017 Filed Jun 6, 2017 22:56 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-17-005528 · dp77127_4-zellner.xml · derivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 and the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 26, 2017 Filed Jun 6, 2017 22:55 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-17-005527 · dp77126_4-steven.xml · derivative · entry 1

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 and the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 26, 2017 Filed Jun 6, 2017 21:40 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000053 · wf-form4_149678519381795.xml · derivative · entry 1

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 and the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 26, 2017 Filed Jun 6, 2017 21:47 UTC
MAIER LOTHARDirector
GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000057 · wf-form4_149678563712475.xml · derivative · entry 1

MAIER LOTHAR · CIK 0001253573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 and the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 26, 2017 Filed Jun 6, 2017 21:45 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000055 · wf-form4_149678551432074.xml · derivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 and the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 26, 2017 Filed Jun 6, 2017 21:32 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000051 · wf-form4_149678475373783.xml · derivative · entry 4

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 and the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window.

F4 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 20, 2017 Filed May 23, 2017 22:12 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000041 · wf-form4_149557753936700.xml · derivative · entry 2

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 20, 2016 and ending on May 20, 2017. Settlements of vested units into common stock will occur on the earlier of May 20, 2017 or the date the reporting person ceases to provide service to the Issuer.

F2 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 20, 2017 Filed May 23, 2017 22:12 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000041 · wf-form4_149557753936700.xml · nonDerivative · entry 1

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2017 Filed May 23, 2017 22:06 UTC
MAIER LOTHARDirector
Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000039 · wf-form4_149557719512790.xml · derivative · entry 2

MAIER LOTHAR · CIK 0001253573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 20, 2016 and ending on May 20, 2017. Settlements of vested units into common stock will occur on the earlier of May 20, 2017 or the date the reporting person ceases to provide service to the Issuer.

F2 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 20, 2017 Filed May 23, 2017 22:06 UTC
MAIER LOTHARDirector
Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000039 · wf-form4_149557719512790.xml · nonDerivative · entry 1

MAIER LOTHAR · CIK 0001253573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2017 Filed May 23, 2017 22:02 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000037 · wf-form4_149557696166503.xml · derivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 20, 2016 and ending on May 20, 2017. Settlements of vested units into common stock will occur on the earlier of May 20, 2017 or the date the reporting person ceases to provide service to the Issuer.

F2 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 20, 2017 Filed May 23, 2017 22:02 UTC GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000037 · wf-form4_149557696166503.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,933

Read SEC document
May 20, 2017 Filed May 23, 2017 20:19 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004828 · dp76394_4-zellner.xml · derivative · entry 2

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 20, 2016 and ending on May 20, 2017. Settlements of vested units into common stock will occur on the earlier of May 20, 2017 or the date the reporting person ceases to provide service to the Issuer.

F2 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:19 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004828 · dp76394_4-zellner.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:18 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004827 · dp76395_4-steven.xml · derivative · entry 2

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 20, 2016 and ending on May 20, 2017. Settlements of vested units into common stock will occur on the earlier of May 20, 2017 or the date the reporting person ceases to provide service to the Issuer.

F2 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:18 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004827 · dp76395_4-steven.xml · nonDerivative · entry 1

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:17 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004826 · dp76396_4-delateur.xml · derivative · entry 2

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 20, 2016 and ending on May 20, 2017. Settlements of vested units into common stock will occur on the earlier of May 20, 2017 or the date the reporting person ceases to provide service to the Issuer.

F2 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:17 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004826 · dp76396_4-delateur.xml · nonDerivative · entry 1

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 18, 2017 22:31 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 45,262 $13.60 Strike: $13.60 $615,563.20
Disclosure

SEC source: 0001039399-17-000033 · wf-form4_149514665559971.xml · derivative · entry 3

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,308

Underlying: Common Stock · 45,262 shares

Expires 2017-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option which was granted on May 19, 2010 was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vests in equal monthly installments over 2 years.

Read SEC document
May 16, 2017 Filed May 18, 2017 22:31 UTC SaleCommon Stock 45,262 $14.08 $637,166.75
Disclosure

SEC source: 0001039399-17-000033 · wf-form4_149514665559971.xml · nonDerivative · entry 2

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $14.00 through $14.25. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 16, 2017 Filed May 18, 2017 22:31 UTC Exercise / conversionCommon Stock 45,262 $13.60 $615,563.20
Disclosure

SEC source: 0001039399-17-000033 · wf-form4_149514665559971.xml · nonDerivative · entry 1

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 18, 2017 00:04 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $8.91 Strike: $8.91 $53,460.00
Disclosure

SEC source: 0001039399-17-000031 · wf-form4_149506587023025.xml · derivative · entry 3

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2017-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option which was granted on October 19, 2010 was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vests in equal monthly installments over 3 years.

Read SEC document
May 15, 2017 Filed May 18, 2017 00:04 UTC SaleCommon Stock 6,000 $13.90 $83,419.80
Disclosure

SEC source: 0001039399-17-000031 · wf-form4_149506587023025.xml · nonDerivative · entry 2

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.85 through $13.95. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 15, 2017 Filed May 18, 2017 00:04 UTC Exercise / conversionCommon Stock 6,000 $8.91 $53,460.00
Disclosure

SEC source: 0001039399-17-000031 · wf-form4_149506587023025.xml · nonDerivative · entry 1

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2017 Filed May 16, 2017 00:29 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,962 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001339595-17-000002 · wf-form4_149489457041477.xml · derivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,962 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, which is immediately exercisable, vested with respect to 25% of the shares on September 13, 2011 and thereafter continued to vest over a three-year period in equal monthly installments

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May 11, 2017 Filed May 16, 2017 00:29 UTC SaleCommon Stock 13,962 $13.55 $189,200.46
Disclosure

SEC source: 0001339595-17-000002 · wf-form4_149489457041477.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,933

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.55 through $13.60. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 11, 2017 Filed May 16, 2017 00:29 UTC Exercise / conversionCommon Stock 13,962 $7.52 $104,994.24
Disclosure

SEC source: 0001339595-17-000002 · wf-form4_149489457041477.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 09, 2017 Filed May 9, 2017 23:00 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 62,088 $7.52 Strike: $7.52 $466,901.76
Disclosure

SEC source: 0001039399-17-000024 · wf-form4_149437083596778.xml · derivative · entry 5

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,962

Underlying: Common Stock · 62,088 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, which is immediately exercisable, vested with respect to 25% of the shares on September 13, 2011 and thereafter continued to vest over a three-year period in equal monthly installments

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May 09, 2017 Filed May 9, 2017 23:00 UTC SaleCommon Stock 62,088 $13.77 $854,852.42
Disclosure

SEC source: 0001039399-17-000024 · wf-form4_149437083596778.xml · nonDerivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,933

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.75 through $13.80. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 09, 2017 Filed May 9, 2017 23:00 UTC Exercise / conversionCommon Stock 62,088 $7.52 $466,901.76
Disclosure

SEC source: 0001039399-17-000024 · wf-form4_149437083596778.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2017 Filed May 10, 2017 22:57 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 80,000 $10.30 Strike: $10.30 $824,000.00
Disclosure

SEC source: 0001039399-17-000028 · wf-form4_149445702623091.xml · derivative · entry 3

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2017-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, which is immediately exercisable, vested with respect to 26.665% of the shares on November 10, 2011 and thereafter continued to vest over a two-year period in equal monthly installments

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May 08, 2017 Filed May 10, 2017 22:57 UTC SaleCommon Stock 80,000 $13.80 $1,103,704.00
Disclosure

SEC source: 0001039399-17-000028 · wf-form4_149445702623091.xml · nonDerivative · entry 2

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.65 through $13.95. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 08, 2017 Filed May 10, 2017 22:57 UTC Exercise / conversionCommon Stock 80,000 $10.30 $824,000.00
Disclosure

SEC source: 0001039399-17-000028 · wf-form4_149445702623091.xml · nonDerivative · entry 1

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 05, 2017 Filed May 9, 2017 23:00 UTC Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000024 · wf-form4_149437083596778.xml · derivative · entry 4

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest and are exercisable in three annual installments on each May 5 of 2015, 2016, and 2017 (or the first market trading day during an open trading window under the Issuer's insider trading policy thereafter if the applicable vesting date is not on a market trading day during an open trading window).

F3 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

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May 05, 2017 Filed May 9, 2017 23:00 UTC Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000024 · wf-form4_149437083596778.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 9, 2017 22:31 UTC Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000021 · wf-form4_149436906963657.xml · derivative · entry 3

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest and are exercisable in three annual installments on each May 5 of 2015, 2016, and 2017 (or the first market trading day during an open trading window under the Issuer's insider trading policy thereafter if the applicable vesting date is not on a market trading day during an open trading window).

F3 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

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May 05, 2017 Filed May 9, 2017 22:31 UTC Tax withholdingCommon Stock 5,637 $14.25 $80,327.25
Disclosure

SEC source: 0001039399-17-000021 · wf-form4_149436906963657.xml · nonDerivative · entry 2

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,732

F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares for any reason other than to cover required taxes.

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May 05, 2017 Filed May 9, 2017 22:31 UTC Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000021 · wf-form4_149436906963657.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 05, 2017 Filed May 9, 2017 22:32 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 18,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000022 · wf-form4_149436913708473.xml · derivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest and are exercisable in three annual installments on each May 5 of 2015, 2016, and 2017 (or the first market trading day during an open trading window under the Issuer's insider trading policy thereafter if the applicable vesting date is not on a market trading day during an open trading window).

F3 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

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May 05, 2017 Filed May 9, 2017 22:32 UTC
SLESSOR MIKEDirector · CEO
Tax withholdingCommon Stock 10,373 $14.25 $147,815.25
Disclosure

SEC source: 0001039399-17-000022 · wf-form4_149436913708473.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,771

F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares for any reason other than to cover required taxes.

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May 05, 2017 Filed May 9, 2017 22:32 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 18,334 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000022 · wf-form4_149436913708473.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.