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Nasdaq · USD

FORM

FORMFACTOR INC

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Tapewire entity
3670
SEC CIK
0001039399
Parsed reports
350

Last 12 months

Inside the activity.

0 purchase rows · 75 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202603
Feb 2026012
Mar 202604
Apr 202605
May 2026017
Jun 202609
Jul 202606
Aug 202606
Sep 202604
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2019 Filed May 21, 2019 18:36 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000029 · wf-form4_155846377871417.xml · derivative · entry 2

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 17, 2019 Filed May 21, 2019 18:33 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000027 · wf-form4_155846358316993.xml · derivative · entry 2

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 02, 2019 Filed May 3, 2019 21:20 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000020 · wf-form4_155691839680568.xml · derivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Price Not Applicable.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three annual installments on each May 2, 2017, 2018 and 2019 and will be settled into shares of common stocks on or following the vesting dates.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three annual installments on each May 2, 2017, 2018 and 2019 and will be settled into shares of common stocks on or following the vesting dates.

Read SEC document
May 02, 2019 Filed May 3, 2019 21:20 UTC
SLESSOR MIKEDirector · CEO
Tax withholdingCommon Stock 5,398 $16.93 $91,388.14
Disclosure

SEC source: 0001039399-19-000020 · wf-form4_155691839680568.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,948

Read SEC document
May 02, 2019 Filed May 3, 2019 21:20 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000020 · wf-form4_155691839680568.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
April 23, 2019 Filed Apr 29, 2019 22:06 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionPerformance Shares · Derivative 47,880 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000016 · wf-form4_155657554904521.xml · derivative · entry 4

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,880

Underlying: Common Stock · 47,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Performance-based Restricted Stock Units vests following certified and earned through March 31, 2019. All stock will be released to the reporting person on the vesting date or the first market trading day after the vesting date, during an open trading window under the Issuer's Insider Trading Policy thereafter, if the applicable vesting date is not on a market trading day during an open trading window.

F3 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Performance-based Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
April 23, 2019 Filed Apr 29, 2019 22:06 UTC
SLESSOR MIKEDirector · CEO
GrantPerformance Shares · Derivative 47,880 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000016 · wf-form4_155657554904521.xml · derivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,880

Underlying: Common Stock · 47,880 shares

Expires not disclosed

F2 · derivative.exercise_date: The Performance-based Restricted Stock Units vests following certified and earned through March 31, 2019. All stock will be released to the reporting person on the vesting date or the first market trading day after the vesting date, during an open trading window under the Issuer's Insider Trading Policy thereafter, if the applicable vesting date is not on a market trading day during an open trading window.

F3 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Performance-based Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
April 23, 2019 Filed Apr 29, 2019 22:06 UTC
SLESSOR MIKEDirector · CEO
Tax withholdingCommon Stock 25,846 $18.52 $478,667.92
Disclosure

SEC source: 0001039399-19-000016 · wf-form4_155657554904521.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,346

Read SEC document
April 23, 2019 Filed Apr 29, 2019 22:06 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 47,880 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000016 · wf-form4_155657554904521.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Performance-based Restricted Stock Units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 19:00 UTC
Shahar ShaiCFO, SVP Global Finance
Exercise / conversionRestricted Stock Units · Derivative 15,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000014 · wf-form4_155293560009167.xml · derivative · entry 3

Shahar Shai · CIK 0001733068 · CFO, SVP Global Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Price Not Applicable.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three annual installments on each March 15, of 2019, 2020, and 2021 and will be settled into shares of common stock on or following the vesting dates.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three annual installments on each March 15, of 2019, 2020, and 2021 and will be settled into shares of common stock on or following the vesting dates.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 19:00 UTC
Shahar ShaiCFO, SVP Global Finance
Tax withholdingCommon Stock 5,447 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000014 · wf-form4_155293560009167.xml · nonDerivative · entry 2

Shahar Shai · CIK 0001733068 · CFO, SVP Global Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,053

Read SEC document
March 15, 2019 Filed Mar 18, 2019 19:00 UTC
Shahar ShaiCFO, SVP Global Finance
Exercise / conversionCommon Stock 15,500 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000014 · wf-form4_155293560009167.xml · nonDerivative · entry 1

Shahar Shai · CIK 0001733068 · CFO, SVP Global Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 17:09 UTC SaleCommon Stock 1,200 $15.42 $18,504.00
Disclosure

SEC source: 0001039399-19-000012 · wf-form4_155258333598823.xml · nonDerivative · entry 1

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

F1 · price: Price represents the sale price for the transaction reported. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:02 UTC SaleCommon Stock 8,000 $15.99 $127,895.20
Disclosure

SEC source: 0001039399-19-000008 · wf-form4_155078653577938.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $15.95 through $16.01. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 12, 2019 Filed Feb 15, 2019 00:45 UTC SaleCommon Stock 7,000 $15.50 $108,522.40
Disclosure

SEC source: 0001039399-19-000006 · wf-form4_155019149269876.xml · nonDerivative · entry 1

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $15.45 through $15.57. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 16:38 UTC SaleCommon Stock 11,000 $13.49 $148,396.60
Disclosure

SEC source: 0001039399-18-000078 · wf-form4_153668387545307.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,875

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.40 through $13.55. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 16, 2018 Filed Jan 3, 2019 18:03 UTC
SLESSOR MIKEDirector · CEO
GrantRestricted Stock Units · Derivative 62,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000002 · wf-form4_154653857347071.xml · derivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 62,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units vest in three annual installments on each August 16 of 2019, 2020, and 2021 and will be settled into shares of common stock on or following the vesting dates.

F2 · derivative.expiration_date: If the reporting person's employment is terminated for any reason before an applicable Vesting Date, all restricted stock units that have not yet vested shall be forfeited without consideration, except as provided in the change of control severance agreement and any other agreements regarding equity vesting and exercisability between the reporting person and Issuer, which agreements or form agreements are filed with the SEC.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 17:42 UTC SaleCommon Stock 6,000 $14.07 $84,429.60
Disclosure

SEC source: 0001039399-18-000076 · wf-form4_153444135725755.xml · nonDerivative · entry 1

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.925 through $14.2. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 05, 2018 Filed Aug 7, 2018 21:48 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000074 · wf-form4_153367847869739.xml · derivative · entry 2

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Price Not Applicable.

F2 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 36 equal monthly installments with the vesting dates beginning on September 5, 2015 and ending on August 5, 2018. Settlements of vested units into common stock will occur on the earlier of August 5, 2018 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: Restricted Stock Units Vest and become exercisable in 36 equal monthly installments with the vesting dates beginning on September 5, 2015 and ending on August 5, 2018. Settlements of vested units into common stock will occur on the earlier of August 5, 2018 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

Read SEC document
August 05, 2018 Filed Aug 7, 2018 21:48 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000074 · wf-form4_153367847869739.xml · nonDerivative · entry 1

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
July 20, 2018 Filed Jul 24, 2018 20:28 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 17,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000066 · wf-form4_153246410033304.xml · derivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,667

Underlying: Common Stock · 17,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Price Not Applicable.

F2 · derivative.exercise_date: The Restricted Stock Unit vests in three (3) equal annual installments beginning on July 20, 2018.

F2 · derivative.expiration_date: The Restricted Stock Unit vests in three (3) equal annual installments beginning on July 20, 2018.

Read SEC document
July 20, 2018 Filed Jul 24, 2018 20:28 UTC
SLESSOR MIKEDirector · CEO
Tax withholdingCommon Stock 9,357 $14.00 $130,998.00
Disclosure

SEC source: 0001039399-18-000066 · wf-form4_153246410033304.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,312

Read SEC document
July 20, 2018 Filed Jul 24, 2018 20:28 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 17,333 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000066 · wf-form4_153246410033304.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 30, 2018 Filed May 30, 2018 23:41 UTC SaleCommon Stock 4,500 $13.35 $60,075.00
Disclosure

SEC source: 0001039399-18-000055 · wf-form4_152772364734061.xml · nonDerivative · entry 2

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,602

Read SEC document
May 28, 2018 Filed May 30, 2018 23:35 UTC Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000051 · wf-form4_152772332056651.xml · derivative · entry 4

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units vest and are exercisable in three equal annual installments on each May 28 of 2016, 2017, and 2018 or thereafter, on the first market trading day.

F4 · derivative.expiration_date: If the reporting person's employment is terminated for any reason before an applicable Vesting Date, all options and/or restricted stock units that have not yet vested shall be forfeited without consideration, except as provided in the change of control severance agreement and any other agreements regarding award vesting and exercisability between the reporting person and Issuer, which agreements or form agreements are filed with the SEC.

Read SEC document
May 28, 2018 Filed May 30, 2018 23:35 UTC Exercise / conversionCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000051 · wf-form4_152772332056651.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2018 Filed May 30, 2018 23:33 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000049 · wf-form4_152772316172813.xml · derivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units vest and are exercisable in three annual installments on each May 28 of 2016, 2017, and 2018 or thereafter, on the first market trading day.

F2 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 28, 2018 Filed May 30, 2018 23:33 UTC
SLESSOR MIKEDirector · CEO
Tax withholdingCommon Stock 3,599 $13.40 $48,226.60
Disclosure

SEC source: 0001039399-18-000049 · wf-form4_152772316172813.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,336

Read SEC document
May 28, 2018 Filed May 30, 2018 23:33 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000049 · wf-form4_152772316172813.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:54 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000063 · wf-form4_152772440272691.xml · derivative · entry 2

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 or the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:54 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000063 · wf-form4_152772440272691.xml · nonDerivative · entry 1

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:49 UTC
MAIER LOTHARDirector
Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000061 · wf-form4_152772410302432.xml · derivative · entry 2

MAIER LOTHAR · CIK 0001253573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 or the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:49 UTC
MAIER LOTHARDirector
Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000061 · wf-form4_152772410302432.xml · nonDerivative · entry 1

MAIER LOTHAR · CIK 0001253573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:45 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000059 · wf-form4_152772392793565.xml · derivative · entry 2

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 or the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

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May 26, 2018 Filed May 30, 2018 23:45 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000059 · wf-form4_152772392793565.xml · nonDerivative · entry 1

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:43 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000057 · wf-form4_152772378093781.xml · derivative · entry 2

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 or the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

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May 26, 2018 Filed May 30, 2018 23:43 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000057 · wf-form4_152772378093781.xml · nonDerivative · entry 1

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:41 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000055 · wf-form4_152772364734061.xml · derivative · entry 3

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 or the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

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May 26, 2018 Filed May 30, 2018 23:41 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000055 · wf-form4_152772364734061.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:39 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000053 · wf-form4_152772348386006.xml · derivative · entry 2

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 or the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:39 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000053 · wf-form4_152772348386006.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:35 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000051 · wf-form4_152772332056651.xml · derivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 or the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 26, 2018 Filed May 30, 2018 23:35 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000051 · wf-form4_152772332056651.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2018 Filed May 22, 2018 22:45 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000046 · wf-form4_152702914331716.xml · derivative · entry 1

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2018 Filed May 22, 2018 22:42 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000044 · wf-form4_152702892533316.xml · derivative · entry 1

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2018 Filed May 22, 2018 22:34 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000040 · wf-form4_152702847324766.xml · derivative · entry 1

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2018 Filed May 22, 2018 22:38 UTC
MAIER LOTHARDirector
GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000042 · wf-form4_152702870188990.xml · derivative · entry 1

MAIER LOTHAR · CIK 0001253573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2018 Filed May 22, 2018 22:30 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000038 · wf-form4_152702815400330.xml · derivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2018 Filed May 22, 2018 22:25 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000036 · wf-form4_152702792774648.xml · derivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2018 Filed May 22, 2018 22:19 UTC GrantRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000034 · wf-form4_152702757938732.xml · derivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 18, 2018 and ending on May 18, 2019. Settlements of vested units into common stock will occur on the earlier of May 18, 2019 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.