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Nasdaq · USD

FORM

FORMFACTOR INC

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Tapewire entity
3670
SEC CIK
0001039399
Parsed reports
350

Last 12 months

Inside the activity.

0 purchase rows · 75 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202603
Feb 2026012
Mar 202604
Apr 202605
May 2026017
Jun 202609
Jul 202606
Aug 202606
Sep 202604
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2020 Filed May 19, 2020 22:04 UTC SaleCommon Stock 4,000 $24.33 $97,337.20
Disclosure

SEC source: 0001039399-20-000042 · wf-form4_158992583099406.xml · nonDerivative · entry 2

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,602

F1 · date: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $24.00 through $24.64. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:16 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000046 · wf-form4_158992656663244.xml · derivative · entry 2

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:16 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000046 · wf-form4_158992656663244.xml · nonDerivative · entry 1

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:09 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000044 · wf-form4_158992612482635.xml · derivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:09 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000044 · wf-form4_158992612482635.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:04 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000042 · wf-form4_158992583099406.xml · derivative · entry 3

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F4 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:04 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000042 · wf-form4_158992583099406.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:00 UTC
MAIER LOTHARDirector
Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000040 · wf-form4_158992558321460.xml · derivative · entry 2

MAIER LOTHAR · CIK 0001253573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:00 UTC
MAIER LOTHARDirector
Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000040 · wf-form4_158992558321460.xml · nonDerivative · entry 1

MAIER LOTHAR · CIK 0001253573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:56 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000034 · wf-form4_158992179490569.xml · derivative · entry 2

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:56 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000034 · wf-form4_158992179490569.xml · nonDerivative · entry 1

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:16 UTC GrantRestricted Stock Units · Derivative 7,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000046 · wf-form4_158992656663244.xml · derivative · entry 3

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,098

Underlying: Common Stock · 7,098 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:09 UTC GrantRestricted Stock Units · Derivative 7,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000044 · wf-form4_158992612482635.xml · derivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,098

Underlying: Common Stock · 7,098 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:04 UTC GrantRestricted Stock Units · Derivative 7,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000042 · wf-form4_158992583099406.xml · derivative · entry 4

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,098

Underlying: Common Stock · 7,098 shares

Expires not disclosed

F5 · derivative.exercise_date: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F4 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:00 UTC
MAIER LOTHARDirector
GrantRestricted Stock Units · Derivative 7,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000040 · wf-form4_158992558321460.xml · derivative · entry 3

MAIER LOTHAR · CIK 0001253573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,098

Underlying: Common Stock · 7,098 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:52 UTC
Rhodes SheriDirector
GrantRestricted Stock Units · Derivative 7,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000039 · wf-form4_158992516048291.xml · derivative · entry 1

Rhodes Sheri · CIK 0001718082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,098

Underlying: Common Stock · 7,098 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:00 UTC GrantRestricted Stock Units · Derivative 7,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000037 · wf-form4_158992199216026.xml · derivative · entry 1

Obregon-Jimenez Rebeca · CIK 0001788948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,098

Underlying: Common Stock · 7,098 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:56 UTC GrantRestricted Stock Units · Derivative 7,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000034 · wf-form4_158992179490569.xml · derivative · entry 3

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,098

Underlying: Common Stock · 7,098 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.

F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.

Read SEC document
May 12, 2020 Filed May 12, 2020 22:26 UTC
Shahar ShaiCFO, SVP Global Finance
SaleCommon Stock 17,216 $24.63 $423,949.16
Disclosure

SEC source: 0001039399-20-000032 · wf-form4_158932235264284.xml · nonDerivative · entry 2

Shahar Shai · CIK 0001733068 · CFO, SVP Global Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $24.424 through $24.79. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 12, 2020 Filed May 12, 2020 22:17 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $8.44 Strike: $8.44 $211,000.00
Disclosure

SEC source: 0001039399-20-000028 · wf-form4_158932183859686.xml · derivative · entry 6

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 25,000 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on February 9, 2016, February 9, 2017, February 9, 2018 and February 9, 2019.

Read SEC document
May 12, 2020 Filed May 12, 2020 22:17 UTC
SLESSOR MIKEDirector · CEO
SaleCommon Stock 25,000 $24.60 $614,930.00
Disclosure

SEC source: 0001039399-20-000028 · wf-form4_158932183859686.xml · nonDerivative · entry 4

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,767

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $24.19 through $24.84. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 12, 2020 Filed May 12, 2020 22:17 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 25,000 $8.44 $211,000.00
Disclosure

SEC source: 0001039399-20-000028 · wf-form4_158932183859686.xml · nonDerivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 12, 2020 22:26 UTC
Shahar ShaiCFO, SVP Global Finance
SaleCommon Stock 5,111 $24.87 $127,085.02
Disclosure

SEC source: 0001039399-20-000032 · wf-form4_158932235264284.xml · nonDerivative · entry 1

Shahar Shai · CIK 0001733068 · CFO, SVP Global Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,216

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $24.73 through $24.95. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2020 Filed May 12, 2020 22:22 UTC SaleCommon Stock 6,000 $24.78 $148,686.60
Disclosure

SEC source: 0001039399-20-000030 · wf-form4_158932212174979.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $24.70 through $24.91. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2020 Filed May 12, 2020 22:17 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $8.44 Strike: $8.44 $211,000.00
Disclosure

SEC source: 0001039399-20-000028 · wf-form4_158932183859686.xml · derivative · entry 5

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 25,000 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on February 9, 2016, February 9, 2017, February 9, 2018 and February 9, 2019.

Read SEC document
May 11, 2020 Filed May 12, 2020 22:17 UTC
SLESSOR MIKEDirector · CEO
SaleCommon Stock 25,000 $24.41 $610,310.00
Disclosure

SEC source: 0001039399-20-000028 · wf-form4_158932183859686.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,767

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $23.85 through $24.905. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2020 Filed May 12, 2020 22:17 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 25,000 $8.44 $211,000.00
Disclosure

SEC source: 0001039399-20-000028 · wf-form4_158932183859686.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 18:01 UTC
Shahar ShaiCFO, SVP Global Finance
Exercise / conversionRestricted Stock Units · Derivative 15,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000016 · wf-form4_158446805356359.xml · derivative · entry 3

Shahar Shai · CIK 0001733068 · CFO, SVP Global Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Price Not Applicable.

F2 · derivative.exercise_date: Restricted Stock Units represent the second annual installment vest of a three year grant, grant date 3/15/2018.

F2 · derivative.expiration_date: Restricted Stock Units represent the second annual installment vest of a three year grant, grant date 3/15/2018.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 18:01 UTC
Shahar ShaiCFO, SVP Global Finance
Tax withholdingCommon Stock 8,337 $16.84 $140,395.08
Disclosure

SEC source: 0001039399-20-000016 · wf-form4_158446805356359.xml · nonDerivative · entry 2

Shahar Shai · CIK 0001733068 · CFO, SVP Global Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,327

Read SEC document
March 16, 2020 Filed Mar 17, 2020 18:01 UTC
Shahar ShaiCFO, SVP Global Finance
Exercise / conversionCommon Stock 15,500 $0.00 $0.00
Disclosure

SEC source: 0001039399-20-000016 · wf-form4_158446805356359.xml · nonDerivative · entry 1

Shahar Shai · CIK 0001733068 · CFO, SVP Global Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Restricted Stock Units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:52 UTC
SLESSOR MIKEDirector · CEO
SaleCommon Stock 15,856 $22.16 $351,386.40
Disclosure

SEC source: 0001039399-20-000014 · wf-form4_158334076063090.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,767

F1 · date: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $21.87 through $22.65. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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February 11, 2020 Filed Feb 12, 2020 18:13 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $8.44 Strike: $8.44 $211,000.00
Disclosure

SEC source: 0001039399-20-000005 · wf-form4_158153116362992.xml · derivative · entry 6

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 25,000 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vested over 4 years, with 25% vesting on February 9, 2016, February 9, 2017, February 9, 2018 and February 9, 2019.

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February 11, 2020 Filed Feb 12, 2020 18:13 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 25,000 $8.44 $211,000.00
Disclosure

SEC source: 0001039399-20-000005 · wf-form4_158153116362992.xml · nonDerivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 18:16 UTC SaleCommon Stock 10,000 $25.94 $259,379.00
Disclosure

SEC source: 0001039399-20-000007 · wf-form4_158153136181195.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $25.92 through $25.95. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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February 10, 2020 Filed Feb 12, 2020 18:13 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $8.44 Strike: $8.44 $211,000.00
Disclosure

SEC source: 0001039399-20-000005 · wf-form4_158153116362992.xml · derivative · entry 5

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 25,000 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vested over 4 years, with 25% vesting on February 9, 2016, February 9, 2017, February 9, 2018 and February 9, 2019.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 18:13 UTC
SLESSOR MIKEDirector · CEO
SaleCommon Stock 25,000 $26.38 $659,497.50
Disclosure

SEC source: 0001039399-20-000005 · wf-form4_158153116362992.xml · nonDerivative · entry 4

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,623

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $25.88 through $26.68. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 18:13 UTC
SLESSOR MIKEDirector · CEO
SaleCommon Stock 25,000 $25.44 $636,052.50
Disclosure

SEC source: 0001039399-20-000005 · wf-form4_158153116362992.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,623

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $25.04 through $25.62. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 18:13 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 25,000 $8.44 $211,000.00
Disclosure

SEC source: 0001039399-20-000005 · wf-form4_158153116362992.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:41 UTC
Rhodes SheriDirector
GrantCommon Stock 4,019 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-017091 · dp117524_4-rhodes.xml · nonDerivative · entry 1

Rhodes Sheri · CIK 0001718082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,019

F1 · security: Represents a grant under the company's equity incentive plan of Restricted Stock Units vesting in full on May 17, 2020 in accordance with the company's policy for new director equity compensation .

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December 06, 2019 Filed Dec 12, 2019 22:22 UTC Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000094 · wf-form4_157618936050784.xml · derivative · entry 2

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the acceleration of the unvested portion of the annual director RSU grant of May 17, 2019 in connection with the reporting person's resignation from the Company's board of directors.

F2 · derivative.expiration_date: Not Applicable

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December 06, 2019 Filed Dec 12, 2019 22:22 UTC Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-19-000094 · wf-form4_157618936050784.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 17:58 UTC
SLESSOR MIKEDirector · CEO
SaleCommon Stock 14,976 $22.82 $341,702.90
Disclosure

SEC source: 0001039399-19-000089 · wf-form4_157548228452929.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,623

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $22.67 through $23.17. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:15 UTC SaleCommon Stock 5,000 $22.68 $113,414.50
Disclosure

SEC source: 0001039399-19-000087 · wf-form4_157445371029341.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The St. Dennis 1998 Trust

Disclosed balance after: 46,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $22.68 through $22.683. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: The Shares are held of record by The St. Dennis 1998 Trust, for which the Reporting Person serves as co-Trustee, along with Sandra St. Dennis.

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November 12, 2019 Filed Nov 13, 2019 17:48 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $8.44 Strike: $8.44 $211,000.00
Disclosure

SEC source: 0001039399-19-000085 · wf-form4_157366731533407.xml · derivative · entry 6

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 25,000 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vested over 4 years, with 25% vesting on February 9, 2016, February 9, 2017, February 9, 2018 and February 9, 2019.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 17:48 UTC
SLESSOR MIKEDirector · CEO
SaleCommon Stock 25,000 $22.62 $565,520.00
Disclosure

SEC source: 0001039399-19-000085 · wf-form4_157366731533407.xml · nonDerivative · entry 4

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,599

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $22.47 through $22.75. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 17:48 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 25,000 $8.44 $211,000.00
Disclosure

SEC source: 0001039399-19-000085 · wf-form4_157366731533407.xml · nonDerivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 17:48 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $8.44 Strike: $8.44 $211,000.00
Disclosure

SEC source: 0001039399-19-000085 · wf-form4_157366731533407.xml · derivative · entry 5

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 25,000 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vested over 4 years, with 25% vesting on February 9, 2016, February 9, 2017, February 9, 2018 and February 9, 2019.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 17:48 UTC
SLESSOR MIKEDirector · CEO
SaleCommon Stock 25,000 $22.38 $559,412.50
Disclosure

SEC source: 0001039399-19-000085 · wf-form4_157366731533407.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,599

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $22.13 through $22.48. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 17:48 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 25,000 $8.44 $211,000.00
Disclosure

SEC source: 0001039399-19-000085 · wf-form4_157366731533407.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 18:22 UTC SaleCommon Stock 38,000 $19.85 $754,455.80
Disclosure

SEC source: 0001039399-19-000076 · wf-form4_157125013487853.xml · nonDerivative · entry 1

ROGAS EDWARD JR · CIK 0001239379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Rogas and Sheila Harmon Family Trust

Disclosed balance after: 39,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $19.76 through $20.05. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The Shares are held of record by the 1999 Edward Rogas and Sheila Harmon Family Trust u/a/d 7/19/1999, for which the Reporting Person serves as Trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.