FNKO

SEC source: 0000899243-18-018732 · doc4.xml · derivative · entry 2

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,070

Underlying: Class A Common Stock · 315,070 shares

Expires 2028-06-27

F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on June 27, 2019 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-18-018732 · doc4.xml · derivative · entry 1

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,660

Underlying: Class A Common Stock · 34,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through forth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through forth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through forth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-17-025694 · doc4.xml · derivative · entry 2

IRVINE DIANE M · CIK 0001287611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Class A Common Stock · 43,000 shares

Expires 2027-10-31

F1 · date: The Option was granted effective November 1, 2017 (the "Pricing Date"), subject to the closing of the Issuer's initial public offering, which occurred on November 6, 2017.

F2 · derivative.exercise_date: The Option will vest and become exercisable in eight (8) equal quarterly installments on the last business day of each calendar quarter following the Pricing Date, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

SEC source: 0000899243-17-025694 · doc4.xml · nonDerivative · entry 1

IRVINE DIANE M · CIK 0001287611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

SEC source: 0000899243-17-025650 · doc4.xml · derivative · entry 1

Perlmutter Andrew Mark · CIK 0001719492 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,000

Underlying: Class A Common Stock · 123,000 shares

Expires 2027-10-31

F1 · date: The Option was granted effective November 1, 2017 (the "Pricing Date"), subject to the closing of the Issuer's initial public offering, which occurred on November 6, 2017.

F2 · derivative.exercise_date: The Option was 25% vested as of the Pricing Date, and the remaining 75% of the shares subject to the Option will vest in three equal installments on each of the first three anniversaries of the Pricing Date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-17-025653 · doc4.xml · nonDerivative · entry 1

DENSON CHARLES D · CIK 0001239159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

SEC source: 0000899243-17-025649 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,000

Underlying: Class A Common Stock · 103,000 shares

Expires 2027-10-31

F2 · date: The Option was granted effective November 1, 2017 (the "Pricing Date"), subject to the closing of the Issuer's initial public offering, which occurred on November 6, 2017.

F3 · derivative.exercise_date: The Option will vest and become exercisable with respect to twenty-five percent (25%) of the shares subject thereto on the first anniversary of the Pricing Date, and the remaining 75% of the shares subject to the Option will vest in thirty-six (36) equal installments on each monthly anniversary following the first anniversary of the Pricing Date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-17-025649 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: The reported securities represent shares of Common Stock of the Issuer, which were redeemed by the Issuer at a price equal to their par value in connection with the filing of its Amended and Restated Certificate of Incorporation on November 1, 2017. This transaction occurred prior to the registration of the Issuer's Class A Common Stock under Section 12 of the Securities Exchange Act of 1934, as amended.

F1 · kind: The reported securities represent shares of Common Stock of the Issuer, which were redeemed by the Issuer at a price equal to their par value in connection with the filing of its Amended and Restated Certificate of Incorporation on November 1, 2017. This transaction occurred prior to the registration of the Issuer's Class A Common Stock under Section 12 of the Securities Exchange Act of 1934, as amended.