Last 12 months
Inside the activity.
1 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 13 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 6 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2019 Filed Sep 23, 2019 20:39 UTC |
Kriger Adam M.Director
|
SaleClass A Common Stock | 322,288 | $25.42 | $8,192,560.96 |
DisclosureSEC source: 0001123292-19-001142 · edgar.xml · nonDerivative · entry 4 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors Holdings 2, L.L.C. Disclosed balance after: 1,774,080 F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 20:39 UTC |
Kriger Adam M.Director
|
SaleClass A Common Stock | 764,357 | $25.42 | $19,429,954.94 |
DisclosureSEC source: 0001123292-19-001142 · edgar.xml · nonDerivative · entry 3 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors Holdings 1, L.L.C. Disclosed balance after: 4,207,513 F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 20:39 UTC |
Kriger Adam M.Director
|
SaleClass A Common Stock | 1,613,567 | $25.42 | $41,016,873.14 |
DisclosureSEC source: 0001123292-19-001142 · edgar.xml · nonDerivative · entry 2 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors, L.L.C. Disclosed balance after: 0 F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 20:39 UTC |
Kriger Adam M.Director
|
ConversionClass A Common Stock | 1,613,567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-19-001142 · edgar.xml · nonDerivative · entry 1 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors, L.L.C. Disclosed balance after: 1,613,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis. F1 · price: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 22:55 UTC |
Levy Sarah KirshbaumDirector
|
GrantOption to Purchase Class A Common Stock · Derivative | 3,916 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0000899243-19-022879 · doc4.xml · derivative · entry 2 Levy Sarah Kirshbaum · CIK 0001786657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,916 Underlying: Class A Common Stock · 3,916 shares Expires 2029-09-03 F2 · derivative.exercise_date: The option will vest in full and become exercisable on September 3, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 22:55 UTC |
Levy Sarah KirshbaumDirector
|
GrantRestricted Stock Units · Derivative | 1,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-022879 · doc4.xml · derivative · entry 1 Levy Sarah Kirshbaum · CIK 0001786657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 Underlying: Class A Common Stock · 1,292 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on September 3, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on September 3, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on September 3, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 17:55 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 48,045 | $22.71 | $1,090,948.21 |
DisclosureSEC source: 0001209191-19-047045 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 830,414 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 17:55 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 10,547 | $22.71 | $239,488.62 |
DisclosureSEC source: 0001209191-19-047045 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 182,286 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 17:55 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 49,603 | $22.63 | $1,122,347.24 |
DisclosureSEC source: 0001209191-19-047045 · doc4.xml · nonDerivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 878,460 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 17:55 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 10,888 | $22.63 | $246,358.42 |
DisclosureSEC source: 0001209191-19-047045 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 192,832 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:06 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
ConversionCommon Units · Derivative | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046686 · doc4.xml · derivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,996,538 Underlying: Class A Common Stock · 820,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:06 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
ConversionCommon Units · Derivative | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046686 · doc4.xml · derivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 433,138 Underlying: Class A Common Stock · 180,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:06 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
Disposition to issuerClass B Common Stock | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046686 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,996,538 F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:06 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
ConversionClass A Common Stock | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046686 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 928,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:06 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
Disposition to issuerClass B Common Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046686 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 433,138 F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:06 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
ConversionClass A Common Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046686 · doc4.xml · nonDerivative · entry 1 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 203,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 17:24 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 5,822 | $23.53 | $137,005.05 |
DisclosureSEC source: 0001209191-19-046367 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 108,062 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $23.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 17:24 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 1,278 | $23.53 | $30,074.28 |
DisclosureSEC source: 0001209191-19-046367 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 23,721 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $23.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 18:19 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 77,982 | $23.81 | $1,856,961.97 |
DisclosureSEC source: 0001209191-19-045991 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 113,884 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $24.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 18:19 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 17,118 | $23.81 | $407,625.80 |
DisclosureSEC source: 0001209191-19-045991 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 24,999 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $24.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 01:45 UTC |
Fall Jung JenniferChief Financial Officer
|
GrantOption to Purchase Class A Common Stock · Derivative | 81,168 | $0.00 Strike: $23.80 | $0.00 |
DisclosureSEC source: 0000899243-19-021889 · doc4.xml · derivative · entry 2 Jung Jennifer Fall · CIK 0001784540 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,168 Underlying: Class A Common Stock · 81,168 shares Expires 2029-08-13 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on August 13, 2020 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| August 13, 2019 Filed Aug 16, 2019 01:45 UTC |
Fall Jung JenniferChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 8,928 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021889 · doc4.xml · derivative · entry 1 Jung Jennifer Fall · CIK 0001784540 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,928 Underlying: Class A Common Stock · 8,928 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 18:19 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 82,991 | $23.63 | $1,960,737.07 |
DisclosureSEC source: 0001209191-19-045991 · doc4.xml · nonDerivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 191,866 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 18:19 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 18,218 | $23.63 | $430,416.65 |
DisclosureSEC source: 0001209191-19-045991 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 42,117 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 20:20 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
ConversionCommon Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021714 · doc4.xml · derivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,758,496 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F5 · balance_after: 3,516,227 Common Units are vested and 242,269 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 20:20 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
SaleClass A Common Stock | 50,000 | $23.55 | $1,177,315.00 |
DisclosureSEC source: 0000899243-19-021714 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,665 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.28 to $23.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 20:20 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
Disposition to issuerClass B Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021714 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,031,689 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 20:20 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021714 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 16:22 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 168,051 | $24.23 | $4,071,707.68 |
DisclosureSEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 8 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 274,858 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 16:22 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 143,341 | $23.86 | $3,419,757.91 |
DisclosureSEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 7 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 442,908 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.51 to $23.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 16:22 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 36,889 | $24.23 | $893,783.58 |
DisclosureSEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 60,334 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 16:22 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 31,465 | $23.86 | $750,676.24 |
DisclosureSEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 97,224 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.51 to $23.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:22 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 205,000 | $23.18 | $4,751,941.00 |
DisclosureSEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 586,249 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.81 to $23.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:22 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 45,000 | $23.18 | $1,043,109.00 |
DisclosureSEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 128,689 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.81 to $23.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 05, 2019 Filed Apr 16, 2020 20:16 UTC |
Perlmutter Andrew MarkPRESIDENT
|
Exercise / conversionCommon Units · Derivative | 5,000 | $0.05 | $250.00 |
DisclosureSEC source: 0000899243-20-010840 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,583 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Common Units may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc., par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F2 · derivative.exercise_date: Common Units may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc., par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F2 · derivative.expiration_date: Common Units may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc., par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| August 05, 2019 Filed Apr 16, 2020 20:16 UTC |
Perlmutter Andrew MarkPRESIDENT
|
Exercise / conversionOption to Purchase Common Units · Derivative | 5,000 | $0.00 Strike: $0.05 | $0.00 |
DisclosureSEC source: 0000899243-20-010840 · doc4.xml · derivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,529 Underlying: Common Units · 5,000 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options to purchase Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") are fully vested and currently exercisable. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:07 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 12,843 | $25.26 | $324,450.14 |
DisclosureSEC source: 0001209191-19-044619 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 791,249 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.25 to $25.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:07 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 2,819 | $25.26 | $71,215.83 |
DisclosureSEC source: 0001209191-19-044619 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 173,689 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.25 to $25.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 31, 2019 Filed Jul 31, 2019 18:03 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 45,838 | $25.10 | $1,150,414.62 |
DisclosureSEC source: 0001209191-19-043899 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 804,092 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 31, 2019 Filed Jul 31, 2019 18:03 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 10,062 | $25.10 | $252,530.04 |
DisclosureSEC source: 0001209191-19-043899 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 176,508 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 18:03 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 22,386 | $24.80 | $555,130.27 |
DisclosureSEC source: 0001209191-19-043899 · doc4.xml · nonDerivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 849,930 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.75 to $24.915, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 18:03 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 4,914 | $24.80 | $121,857.86 |
DisclosureSEC source: 0001209191-19-043899 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 186,570 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.75 to $24.915, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 16:58 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 25,965 | $24.64 | $639,855.50 |
DisclosureSEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 8 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 872,316 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.50 to $24.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 16:58 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 5,700 | $24.64 | $140,465.10 |
DisclosureSEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 191,484 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.50 to $24.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 16:58 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 34,438 | $24.26 | $835,524.42 |
DisclosureSEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 7 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 898,282 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.25 to $24.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 16:58 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 7,559 | $24.26 | $183,394.19 |
DisclosureSEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 197,183 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.25 to $24.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 16:58 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 21,161 | $24.29 | $514,089.57 |
DisclosureSEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 932,719 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.25 to $24.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 16:58 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 4,645 | $24.29 | $112,846.56 |
DisclosureSEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 204,743 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.25 to $24.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 24, 2019 Filed Jul 24, 2019 17:39 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 25,420 | $24.17 | $614,439.53 |
DisclosureSEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 8 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 953,880 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 24, 2019 Filed Jul 24, 2019 17:39 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 5,580 | $24.17 | $134,876.97 |
DisclosureSEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 209,388 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.