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Nasdaq · USD

FNKO

Funko, Inc.

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2463
SEC CIK
0001704711
Parsed reports
536

Last 12 months

Inside the activity.

1 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 2026013
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202616
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 19, 2019 Filed Sep 23, 2019 20:39 UTC SaleClass A Common Stock 322,288 $25.42 $8,192,560.96
Disclosure

SEC source: 0001123292-19-001142 · edgar.xml · nonDerivative · entry 4

Kriger Adam M. · CIK 0001719491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors Holdings 2, L.L.C.

Disclosed balance after: 1,774,080

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

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September 19, 2019 Filed Sep 23, 2019 20:39 UTC SaleClass A Common Stock 764,357 $25.42 $19,429,954.94
Disclosure

SEC source: 0001123292-19-001142 · edgar.xml · nonDerivative · entry 3

Kriger Adam M. · CIK 0001719491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors Holdings 1, L.L.C.

Disclosed balance after: 4,207,513

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

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September 19, 2019 Filed Sep 23, 2019 20:39 UTC SaleClass A Common Stock 1,613,567 $25.42 $41,016,873.14
Disclosure

SEC source: 0001123292-19-001142 · edgar.xml · nonDerivative · entry 2

Kriger Adam M. · CIK 0001719491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 0

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

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September 19, 2019 Filed Sep 23, 2019 20:39 UTC ConversionClass A Common Stock 1,613,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-19-001142 · edgar.xml · nonDerivative · entry 1

Kriger Adam M. · CIK 0001719491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 1,613,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis.

F1 · price: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis.

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

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September 03, 2019 Filed Sep 5, 2019 22:55 UTC GrantOption to Purchase Class A Common Stock · Derivative 3,916 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0000899243-19-022879 · doc4.xml · derivative · entry 2

Levy Sarah Kirshbaum · CIK 0001786657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,916

Underlying: Class A Common Stock · 3,916 shares

Expires 2029-09-03

F2 · derivative.exercise_date: The option will vest in full and become exercisable on September 3, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.

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September 03, 2019 Filed Sep 5, 2019 22:55 UTC GrantRestricted Stock Units · Derivative 1,292 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022879 · doc4.xml · derivative · entry 1

Levy Sarah Kirshbaum · CIK 0001786657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Class A Common Stock · 1,292 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on September 3, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on September 3, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on September 3, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.

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August 20, 2019 Filed Aug 21, 2019 17:55 UTC SaleClass A Common Stock 48,045 $22.71 $1,090,948.21
Disclosure

SEC source: 0001209191-19-047045 · doc4.xml · nonDerivative · entry 6

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 830,414

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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August 20, 2019 Filed Aug 21, 2019 17:55 UTC SaleClass A Common Stock 10,547 $22.71 $239,488.62
Disclosure

SEC source: 0001209191-19-047045 · doc4.xml · nonDerivative · entry 3

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 182,286

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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August 19, 2019 Filed Aug 21, 2019 17:55 UTC SaleClass A Common Stock 49,603 $22.63 $1,122,347.24
Disclosure

SEC source: 0001209191-19-047045 · doc4.xml · nonDerivative · entry 5

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 878,460

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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August 19, 2019 Filed Aug 21, 2019 17:55 UTC SaleClass A Common Stock 10,888 $22.63 $246,358.42
Disclosure

SEC source: 0001209191-19-047045 · doc4.xml · nonDerivative · entry 2

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 192,832

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 18:06 UTC ConversionCommon Units · Derivative 820,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046686 · doc4.xml · derivative · entry 6

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 1,996,538

Underlying: Class A Common Stock · 820,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.

F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.

F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.

F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 18:06 UTC ConversionCommon Units · Derivative 180,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046686 · doc4.xml · derivative · entry 5

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 433,138

Underlying: Class A Common Stock · 180,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.

F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.

F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.

F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 18:06 UTC Disposition to issuerClass B Common Stock 820,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046686 · doc4.xml · nonDerivative · entry 4

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 1,996,538

F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.

F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 18:06 UTC ConversionClass A Common Stock 820,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046686 · doc4.xml · nonDerivative · entry 3

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 928,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 18:06 UTC Disposition to issuerClass B Common Stock 180,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046686 · doc4.xml · nonDerivative · entry 2

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 433,138

F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.

F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 18:06 UTC ConversionClass A Common Stock 180,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046686 · doc4.xml · nonDerivative · entry 1

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 203,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 17:24 UTC SaleClass A Common Stock 5,822 $23.53 $137,005.05
Disclosure

SEC source: 0001209191-19-046367 · doc4.xml · nonDerivative · entry 4

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 108,062

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $23.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 17:24 UTC SaleClass A Common Stock 1,278 $23.53 $30,074.28
Disclosure

SEC source: 0001209191-19-046367 · doc4.xml · nonDerivative · entry 2

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 23,721

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $23.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 18:19 UTC SaleClass A Common Stock 77,982 $23.81 $1,856,961.97
Disclosure

SEC source: 0001209191-19-045991 · doc4.xml · nonDerivative · entry 6

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 113,884

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $24.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 18:19 UTC SaleClass A Common Stock 17,118 $23.81 $407,625.80
Disclosure

SEC source: 0001209191-19-045991 · doc4.xml · nonDerivative · entry 3

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 24,999

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $24.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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August 13, 2019 Filed Aug 16, 2019 01:45 UTC
Fall Jung JenniferChief Financial Officer
GrantOption to Purchase Class A Common Stock · Derivative 81,168 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0000899243-19-021889 · doc4.xml · derivative · entry 2

Jung Jennifer Fall · CIK 0001784540 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,168

Underlying: Class A Common Stock · 81,168 shares

Expires 2029-08-13

F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on August 13, 2020 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

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August 13, 2019 Filed Aug 16, 2019 01:45 UTC
Fall Jung JenniferChief Financial Officer
GrantRestricted Stock Units · Derivative 8,928 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021889 · doc4.xml · derivative · entry 1

Jung Jennifer Fall · CIK 0001784540 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,928

Underlying: Class A Common Stock · 8,928 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 18:19 UTC SaleClass A Common Stock 82,991 $23.63 $1,960,737.07
Disclosure

SEC source: 0001209191-19-045991 · doc4.xml · nonDerivative · entry 5

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 191,866

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 18:19 UTC SaleClass A Common Stock 18,218 $23.63 $430,416.65
Disclosure

SEC source: 0001209191-19-045991 · doc4.xml · nonDerivative · entry 2

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 42,117

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 20:20 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
ConversionCommon Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021714 · doc4.xml · derivative · entry 4

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,758,496

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F5 · balance_after: 3,516,227 Common Units are vested and 242,269 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.

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August 12, 2019 Filed Aug 14, 2019 20:20 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
SaleClass A Common Stock 50,000 $23.55 $1,177,315.00
Disclosure

SEC source: 0000899243-19-021714 · doc4.xml · nonDerivative · entry 3

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,665

F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.28 to $23.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 12, 2019 Filed Aug 14, 2019 20:20 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Disposition to issuerClass B Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021714 · doc4.xml · nonDerivative · entry 2

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031,689

F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.

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August 12, 2019 Filed Aug 14, 2019 20:20 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021714 · doc4.xml · nonDerivative · entry 1

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 16:22 UTC SaleClass A Common Stock 168,051 $24.23 $4,071,707.68
Disclosure

SEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 8

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 274,858

F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 16:22 UTC SaleClass A Common Stock 143,341 $23.86 $3,419,757.91
Disclosure

SEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 7

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 442,908

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.51 to $23.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 16:22 UTC SaleClass A Common Stock 36,889 $24.23 $893,783.58
Disclosure

SEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 4

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 60,334

F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 16:22 UTC SaleClass A Common Stock 31,465 $23.86 $750,676.24
Disclosure

SEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 3

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 97,224

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.51 to $23.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:22 UTC SaleClass A Common Stock 205,000 $23.18 $4,751,941.00
Disclosure

SEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 6

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 586,249

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.81 to $23.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:22 UTC SaleClass A Common Stock 45,000 $23.18 $1,043,109.00
Disclosure

SEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 2

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 128,689

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.81 to $23.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 05, 2019 Filed Apr 16, 2020 20:16 UTC Exercise / conversionCommon Units · Derivative 5,000 $0.05 $250.00
Disclosure

SEC source: 0000899243-20-010840 · doc4.xml · derivative · entry 2

Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,583

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Common Units may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc., par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis.

F2 · derivative.exercise_date: Common Units may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc., par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis.

F2 · derivative.expiration_date: Common Units may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc., par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis.

Read SEC document
August 05, 2019 Filed Apr 16, 2020 20:16 UTC Exercise / conversionOption to Purchase Common Units · Derivative 5,000 $0.00 Strike: $0.05 $0.00
Disclosure

SEC source: 0000899243-20-010840 · doc4.xml · derivative · entry 1

Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,529

Underlying: Common Units · 5,000 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options to purchase Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") are fully vested and currently exercisable.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 17:07 UTC SaleClass A Common Stock 12,843 $25.26 $324,450.14
Disclosure

SEC source: 0001209191-19-044619 · doc4.xml · nonDerivative · entry 4

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 791,249

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.25 to $25.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 17:07 UTC SaleClass A Common Stock 2,819 $25.26 $71,215.83
Disclosure

SEC source: 0001209191-19-044619 · doc4.xml · nonDerivative · entry 2

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 173,689

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.25 to $25.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
July 31, 2019 Filed Jul 31, 2019 18:03 UTC SaleClass A Common Stock 45,838 $25.10 $1,150,414.62
Disclosure

SEC source: 0001209191-19-043899 · doc4.xml · nonDerivative · entry 6

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 804,092

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
July 31, 2019 Filed Jul 31, 2019 18:03 UTC SaleClass A Common Stock 10,062 $25.10 $252,530.04
Disclosure

SEC source: 0001209191-19-043899 · doc4.xml · nonDerivative · entry 3

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 176,508

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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July 30, 2019 Filed Jul 31, 2019 18:03 UTC SaleClass A Common Stock 22,386 $24.80 $555,130.27
Disclosure

SEC source: 0001209191-19-043899 · doc4.xml · nonDerivative · entry 5

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 849,930

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.75 to $24.915, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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July 30, 2019 Filed Jul 31, 2019 18:03 UTC SaleClass A Common Stock 4,914 $24.80 $121,857.86
Disclosure

SEC source: 0001209191-19-043899 · doc4.xml · nonDerivative · entry 2

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 186,570

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.75 to $24.915, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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July 29, 2019 Filed Jul 29, 2019 16:58 UTC SaleClass A Common Stock 25,965 $24.64 $639,855.50
Disclosure

SEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 8

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 872,316

F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.50 to $24.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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July 29, 2019 Filed Jul 29, 2019 16:58 UTC SaleClass A Common Stock 5,700 $24.64 $140,465.10
Disclosure

SEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 4

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 191,484

F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.50 to $24.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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July 26, 2019 Filed Jul 29, 2019 16:58 UTC SaleClass A Common Stock 34,438 $24.26 $835,524.42
Disclosure

SEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 7

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 898,282

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.25 to $24.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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July 26, 2019 Filed Jul 29, 2019 16:58 UTC SaleClass A Common Stock 7,559 $24.26 $183,394.19
Disclosure

SEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 3

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 197,183

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.25 to $24.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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July 25, 2019 Filed Jul 29, 2019 16:58 UTC SaleClass A Common Stock 21,161 $24.29 $514,089.57
Disclosure

SEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 6

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 932,719

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.25 to $24.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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July 25, 2019 Filed Jul 29, 2019 16:58 UTC SaleClass A Common Stock 4,645 $24.29 $112,846.56
Disclosure

SEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 2

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 204,743

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.25 to $24.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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July 24, 2019 Filed Jul 24, 2019 17:39 UTC SaleClass A Common Stock 25,420 $24.17 $614,439.53
Disclosure

SEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 8

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 953,880

F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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July 24, 2019 Filed Jul 24, 2019 17:39 UTC SaleClass A Common Stock 5,580 $24.17 $134,876.97
Disclosure

SEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 4

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 209,388

F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.