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Nasdaq · USD

FNKO

Funko, Inc.

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2463
SEC CIK
0001704711
Parsed reports
536

Last 12 months

Inside the activity.

1 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 2026013
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202616
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 17, 2020 Filed Apr 21, 2020 22:25 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Units · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011094 · doc4.xml · derivative · entry 2

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,063

Underlying: Class A Common Stock · 4,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2019, the Reporting Person was granted 18,750 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: On April 17, 2019, the Reporting Person was granted 18,750 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

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April 17, 2020 Filed Apr 21, 2020 22:25 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCLASS A COMMON STOCK 4,687 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011094 · doc4.xml · nonDerivative · entry 1

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2020 Filed May 22, 2021 00:11 UTC
Daw Tracy DSEE REMARKS
SaleCLASS A COMMON STOCK 431 $3.56 $1,534.36
Disclosure

SEC source: 0000899243-21-020407 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,888

F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 8, 2020.

F2 · balance_after: The total number of shares of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 22:15 UTC Exercise / conversionRestricted Stock Units · Derivative 2,925 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007499 · doc4.xml · derivative · entry 2

Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,775

Underlying: Class A Common Stock · 2,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 4, 2019, the Reporting Person was granted 11,700 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: On March 4, 2019, the Reporting Person was granted 11,700 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 22:15 UTC Exercise / conversionCLASS A COMMON STOCK 2,925 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007499 · doc4.xml · nonDerivative · entry 1

Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 22:14 UTC
Daw Tracy DSEE REMARKS BELOW
Exercise / conversionRestricted Stock Units · Derivative 1,367 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007498 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · SEE REMARKS BELOW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,103

Underlying: Class A Common Stock · 1,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 4, 2019, the Reporting Person was granted 5,470 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: On March 4, 2019, the Reporting Person was granted 5,470 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 22:14 UTC
Daw Tracy DSEE REMARKS BELOW
Exercise / conversionCLASS A COMMON STOCK 1,367 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007498 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · SEE REMARKS BELOW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 02:47 UTC PurchaseCLASS A COMMON STOCK 36,000 $13.84 $498,240.00
Disclosure

SEC source: 0000899243-19-027845 · doc4.xml · nonDerivative · entry 1

DENSON CHARLES D · CIK 0001239159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,900

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:53 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
ConversionCommon Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025866 · doc4.xml · derivative · entry 4

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,258,496

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F5 · balance_after: 3,016,227 Common Units are vested and 242,269 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:53 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
SaleClass A Common Stock 50,000 $18.14 $906,975.00
Disclosure

SEC source: 0000899243-19-025866 · doc4.xml · nonDerivative · entry 3

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,665

F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:53 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
Disposition to issuerClass B Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025866 · doc4.xml · nonDerivative · entry 2

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,531,689

F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:53 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025866 · doc4.xml · nonDerivative · entry 1

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 00:41 UTC ConversionCommon Units · Derivative 56,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024789 · doc4.xml · derivative · entry 3

Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,583

Underlying: Class A Common Stock · 56,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F4 · balance_after: 35,058 Common Units are vested and 86,525 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 00:41 UTC SaleCLASS A COMMON STOCK 56,250 $20.61 $1,159,211.25
Disclosure

SEC source: 0000899243-19-024789 · doc4.xml · nonDerivative · entry 2

Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,582

F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.29 to $20.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 00:41 UTC ConversionCLASS A COMMON STOCK 56,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024789 · doc4.xml · nonDerivative · entry 1

Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

Read SEC document
October 01, 2019 Filed Oct 4, 2019 00:29 UTC Exercise / conversionRestricted Stock Units · Derivative 56,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025012 · doc4.xml · derivative · entry 2

Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Class A Common Stock · 56,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 225,000 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of October 1, 2017, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 225,000 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of October 1, 2017, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
October 01, 2019 Filed Oct 4, 2019 00:29 UTC Exercise / conversionCLASS A COMMON STOCK 56,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025012 · doc4.xml · nonDerivative · entry 1

Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:28 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
ConversionCommon Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024181 · doc4.xml · derivative · entry 5

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,308,496

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F6 · balance_after: 3,066,227 Common Units are vested and 242,269 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:28 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
SaleClass A Common Stock 26,656 $23.21 $618,640.44
Disclosure

SEC source: 0000899243-19-024181 · doc4.xml · nonDerivative · entry 4

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,665

F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.82 to $23.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:28 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
SaleClass A Common Stock 23,344 $22.10 $515,902.40
Disclosure

SEC source: 0000899243-19-024181 · doc4.xml · nonDerivative · entry 3

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,321

F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.805 to $22.795, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:28 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
Disposition to issuerClass B Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024181 · doc4.xml · nonDerivative · entry 2

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581,689

F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:28 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024181 · doc4.xml · nonDerivative · entry 1

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

Read SEC document
September 19, 2019 Filed Sep 19, 2019 20:15 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
ConversionCommon Units · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023916 · doc4.xml · derivative · entry 4

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,358,496

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F3 · balance_after: 3,116,227 Common Units are vested and 242,269 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
September 19, 2019 Filed Sep 19, 2019 20:15 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
SaleClass A Common Stock 400,000 $25.42 $10,168,000.00
Disclosure

SEC source: 0000899243-19-023916 · doc4.xml · nonDerivative · entry 3

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,665

Read SEC document
September 19, 2019 Filed Sep 19, 2019 20:15 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
Disposition to issuerClass B Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023916 · doc4.xml · nonDerivative · entry 2

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,631,689

F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.

Read SEC document
September 19, 2019 Filed Sep 19, 2019 20:15 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
ConversionClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023916 · doc4.xml · nonDerivative · entry 1

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:41 UTC
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
ConversionCommon Units of Funko Acquisition Holdings, L.L.C. · Derivative 1,613,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-19-001145 · edgar.xml · derivative · entry 7

ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner

ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner

ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner

ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner

ACON Funko Investors Holdings 2, L.L.C. · CIK 0001721244 · Director · 10% owner

ACON Funko Investors Holdings 3, L.L.C · CIK 0001721243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 8,882,120

Underlying: Class A common stock · 1,613,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F6 · price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F6 · derivative.exercise_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F6 · derivative.expiration_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C.

F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:41 UTC
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
Disposition to issuerClass B Common Stock 1,613,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-19-001145 · edgar.xml · nonDerivative · entry 6

ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner

ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner

ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner

ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner

ACON Funko Investors Holdings 2, L.L.C. · CIK 0001721244 · Director · 10% owner

ACON Funko Investors Holdings 3, L.L.C · CIK 0001721243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 8,882,120

F4 · security: The shares of Class B common stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the permitted holders of common units of Funko Acquisition Holdings, L.L.C.

F5 · price: Reflects the cancellation for no consideration of a number of shares of Class B common stock equal to the number of common units of Funko Acquisition Holdings, L.L.C. redeemed by the Issuer pursuant to their terms in connection with the redemption.

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C.

F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:41 UTC
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
SaleClass A Common Stock 899,788 $25.42 $22,872,610.96
Disclosure

SEC source: 0001123292-19-001145 · edgar.xml · nonDerivative · entry 5

ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner

ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner

ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner

ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner

ACON Funko Investors Holdings 2, L.L.C. · CIK 0001721244 · Director · 10% owner

ACON Funko Investors Holdings 3, L.L.C · CIK 0001721243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors Holdings 3, L.L.C.

Disclosed balance after: 4,953,013

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C.

F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:41 UTC
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
SaleClass A Common Stock 322,288 $25.42 $8,192,560.96
Disclosure

SEC source: 0001123292-19-001145 · edgar.xml · nonDerivative · entry 4

ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner

ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner

ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner

ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner

ACON Funko Investors Holdings 2, L.L.C. · CIK 0001721244 · Director · 10% owner

ACON Funko Investors Holdings 3, L.L.C · CIK 0001721243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors Holdings 2, L.L.C.

Disclosed balance after: 1,774,080

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C.

F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:41 UTC
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
SaleClass A Common Stock 764,357 $25.42 $19,429,954.94
Disclosure

SEC source: 0001123292-19-001145 · edgar.xml · nonDerivative · entry 3

ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner

ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner

ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner

ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner

ACON Funko Investors Holdings 2, L.L.C. · CIK 0001721244 · Director · 10% owner

ACON Funko Investors Holdings 3, L.L.C · CIK 0001721243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors Holdings 1, L.L.C.

Disclosed balance after: 4,207,513

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C.

F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:41 UTC
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
SaleClass A Common Stock 1,613,567 $25.42 $41,016,873.14
Disclosure

SEC source: 0001123292-19-001145 · edgar.xml · nonDerivative · entry 2

ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner

ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner

ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner

ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner

ACON Funko Investors Holdings 2, L.L.C. · CIK 0001721244 · Director · 10% owner

ACON Funko Investors Holdings 3, L.L.C · CIK 0001721243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 0

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C.

F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:41 UTC
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
ConversionClass A Common Stock 1,613,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-19-001145 · edgar.xml · nonDerivative · entry 1

ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner

ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner

ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner

ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner

ACON Funko Investors Holdings 2, L.L.C. · CIK 0001721244 · Director · 10% owner

ACON Funko Investors Holdings 3, L.L.C · CIK 0001721243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 1,613,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis.

F1 · price: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis.

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C.

F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:40 UTC
Dellomo GinoDirector
ConversionCommon Units of Funko Acquisition Holdings, L.L.C. · Derivative 1,613,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-19-001143 · edgar.xml · derivative · entry 7

Dellomo Gino · CIK 0001719469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 8,882,120

Underlying: Class A common stock · 1,613,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F6 · price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F6 · derivative.exercise_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F6 · derivative.expiration_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:40 UTC
Dellomo GinoDirector
Disposition to issuerClass B Common Stock 1,613,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-19-001143 · edgar.xml · nonDerivative · entry 6

Dellomo Gino · CIK 0001719469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 8,882,120

F4 · security: The shares of Class B common stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the permitted holders of common units of Funko Acquisition Holdings, L.L.C.

F5 · price: Reflects the cancellation for no consideration of a number of shares of Class B common stock equal to the number of common units of Funko Acquisition Holdings, L.L.C. redeemed by the Issuer pursuant to their terms in connection with the redemption.

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:40 UTC
Dellomo GinoDirector
SaleClass A Common Stock 899,788 $25.42 $22,872,610.96
Disclosure

SEC source: 0001123292-19-001143 · edgar.xml · nonDerivative · entry 5

Dellomo Gino · CIK 0001719469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors Holdings 3, L.L.C.

Disclosed balance after: 4,953,013

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:40 UTC
Dellomo GinoDirector
SaleClass A Common Stock 322,288 $25.42 $8,192,560.96
Disclosure

SEC source: 0001123292-19-001143 · edgar.xml · nonDerivative · entry 4

Dellomo Gino · CIK 0001719469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors Holdings 2, L.L.C.

Disclosed balance after: 1,774,080

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:40 UTC
Dellomo GinoDirector
SaleClass A Common Stock 764,357 $25.42 $19,429,954.94
Disclosure

SEC source: 0001123292-19-001143 · edgar.xml · nonDerivative · entry 3

Dellomo Gino · CIK 0001719469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors Holdings 1, L.L.C.

Disclosed balance after: 4,207,513

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:40 UTC
Dellomo GinoDirector
SaleClass A Common Stock 1,613,567 $25.42 $41,016,873.14
Disclosure

SEC source: 0001123292-19-001143 · edgar.xml · nonDerivative · entry 2

Dellomo Gino · CIK 0001719469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 0

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:40 UTC
Dellomo GinoDirector
ConversionClass A Common Stock 1,613,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-19-001143 · edgar.xml · nonDerivative · entry 1

Dellomo Gino · CIK 0001719469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 1,613,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis.

F1 · price: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis.

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

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September 19, 2019 Filed Sep 23, 2019 20:40 UTC ConversionCommon Units of Funko Acquisition Holdings, L.L.C. · Derivative 1,613,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-19-001144 · edgar.xml · derivative · entry 7

Brotman Kenneth R. · CIK 0001719473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 8,882,120

Underlying: Class A common stock · 1,613,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F6 · price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F6 · derivative.exercise_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F6 · derivative.expiration_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

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September 19, 2019 Filed Sep 23, 2019 20:40 UTC Disposition to issuerClass B Common Stock 1,613,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-19-001144 · edgar.xml · nonDerivative · entry 6

Brotman Kenneth R. · CIK 0001719473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 8,882,120

F4 · security: The shares of Class B common stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the permitted holders of common units of Funko Acquisition Holdings, L.L.C.

F5 · price: Reflects the cancellation for no consideration of a number of shares of Class B common stock equal to the number of common units of Funko Acquisition Holdings, L.L.C. redeemed by the Issuer pursuant to their terms in connection with the redemption.

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

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September 19, 2019 Filed Sep 23, 2019 20:40 UTC SaleClass A Common Stock 899,788 $25.42 $22,872,610.96
Disclosure

SEC source: 0001123292-19-001144 · edgar.xml · nonDerivative · entry 5

Brotman Kenneth R. · CIK 0001719473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors Holdings 3, L.L.C.

Disclosed balance after: 4,953,013

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 20:40 UTC SaleClass A Common Stock 322,288 $25.42 $8,192,560.96
Disclosure

SEC source: 0001123292-19-001144 · edgar.xml · nonDerivative · entry 4

Brotman Kenneth R. · CIK 0001719473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors Holdings 2, L.L.C.

Disclosed balance after: 1,774,080

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 20:40 UTC SaleClass A Common Stock 764,357 $25.42 $19,429,954.94
Disclosure

SEC source: 0001123292-19-001144 · edgar.xml · nonDerivative · entry 3

Brotman Kenneth R. · CIK 0001719473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors Holdings 1, L.L.C.

Disclosed balance after: 4,207,513

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 20:40 UTC SaleClass A Common Stock 1,613,567 $25.42 $41,016,873.14
Disclosure

SEC source: 0001123292-19-001144 · edgar.xml · nonDerivative · entry 2

Brotman Kenneth R. · CIK 0001719473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 0

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 20:40 UTC ConversionClass A Common Stock 1,613,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-19-001144 · edgar.xml · nonDerivative · entry 1

Brotman Kenneth R. · CIK 0001719473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 1,613,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis.

F1 · price: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis.

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

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September 19, 2019 Filed Sep 23, 2019 20:39 UTC ConversionCommon Units of Funko Acquisition Holdings, L.L.C. · Derivative 1,613,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-19-001142 · edgar.xml · derivative · entry 7

Kriger Adam M. · CIK 0001719491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 8,882,120

Underlying: Class A common stock · 1,613,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F6 · price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F6 · derivative.exercise_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F6 · derivative.expiration_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 20:39 UTC Disposition to issuerClass B Common Stock 1,613,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-19-001142 · edgar.xml · nonDerivative · entry 6

Kriger Adam M. · CIK 0001719491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors, L.L.C.

Disclosed balance after: 8,882,120

F4 · security: The shares of Class B common stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the permitted holders of common units of Funko Acquisition Holdings, L.L.C.

F5 · price: Reflects the cancellation for no consideration of a number of shares of Class B common stock equal to the number of common units of Funko Acquisition Holdings, L.L.C. redeemed by the Issuer pursuant to their terms in connection with the redemption.

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

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September 19, 2019 Filed Sep 23, 2019 20:39 UTC SaleClass A Common Stock 899,788 $25.42 $22,872,610.96
Disclosure

SEC source: 0001123292-19-001142 · edgar.xml · nonDerivative · entry 5

Kriger Adam M. · CIK 0001719491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACON Funko Investors Holdings 3, L.L.C.

Disclosed balance after: 4,953,013

F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2, L.L.C. and ACON Funko Investors Holdings 3, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz.

F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.