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Nasdaq · USD

FLUX

Flux Power Holdings, Inc.

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7921
SEC CIK
0001083743
Parsed reports
166

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2023 Filed Feb 17, 2023 21:05 UTC PurchaseCommon Stock 1,469 $6.81 $10,004.33
Disclosure

SEC source: 0001493152-23-005433 · ownership.xml · nonDerivative · entry 1

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,147

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions, at prices ranging from 6.76 to $6.91, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate transaction.

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November 11, 2022 Filed Nov 15, 2022 21:05 UTC Exercise / conversionStock Options · Derivative 22,500 $4.60 Strike: $4.60 $103,500.00
Disclosure

SEC source: 0001493152-22-032493 · ownership.xml · derivative · entry 3

Berry Jonathan Andrew · CIK 0001745443 · FORMER COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2022-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested.

F3 · shares: All transactions are exempt from Section 16(b) by reason of Rule 16b-3.

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November 11, 2022 Filed Nov 15, 2022 21:05 UTC Tax withholdingCommon Stock 21,928 $4.72 $103,500.16
Disclosure

SEC source: 0001493152-22-032493 · ownership.xml · nonDerivative · entry 2

Berry Jonathan Andrew · CIK 0001745443 · FORMER COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,120

F1 · security: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested.

F2 · shares: Reflects 21,928 shares withheld by the Issuer at the market price of $4.72 per share less an exercise price of $4.60 per share to fund the cashless exercise of 22,500 options.

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November 11, 2022 Filed Nov 15, 2022 21:05 UTC Exercise / conversionCommon Stock 22,500 $4.60 $103,500.00
Disclosure

SEC source: 0001493152-22-032493 · ownership.xml · nonDerivative · entry 1

Berry Jonathan Andrew · CIK 0001745443 · FORMER COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested.

F1 · shares: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested.

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October 31, 2022 Filed Nov 1, 2022 23:01 UTC
Scheiwe CharlesCFO and Secretary
GrantStock Options · Derivative 41,878 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001493152-22-030130 · ownership.xml · derivative · entry 1

Scheiwe Charles · CIK 0001761309 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,878

Underlying: Common Stock · 41,878 shares

Expires 2032-10-31

F1 · price: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 31, 2022 (the "Grant Date"), the Reporting Person was granted 41,878 incentive stock options (the "Options") at an exercise price of $3.43, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest in four equal annual installments commencing one year after the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person.

F1 · derivative.exercise_date: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 31, 2022 (the "Grant Date"), the Reporting Person was granted 41,878 incentive stock options (the "Options") at an exercise price of $3.43, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest in four equal annual installments commencing one year after the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person.

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October 31, 2022 Filed Nov 1, 2022 22:59 UTC
DUTT RONALD FDirector · CEO and President
GrantStock Options · Derivative 80,175 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001493152-22-030128 · ownership.xml · derivative · entry 1

DUTT RONALD F · CIK 0001262880 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,175

Underlying: Common Stock · 80,175 shares

Expires 2032-10-31

F1 · price: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 31, 2022 (the "Grant Date"), the Reporting Person was granted 80,175 incentive stock options (the "Options") at an exercise price of $3.43, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest in four equal annual installments commencing one year after the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person.

F1 · derivative.exercise_date: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 31, 2022 (the "Grant Date"), the Reporting Person was granted 80,175 incentive stock options (the "Options") at an exercise price of $3.43, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest in four equal annual installments commencing one year after the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person.

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October 27, 2022 Filed Nov 1, 2022 00:15 UTC
DUTT RONALD FDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 4,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-030050 · ownership.xml · derivative · entry 2

DUTT RONALD F · CIK 0001262880 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,041

Underlying: Common Stock · 4,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

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October 27, 2022 Filed Nov 1, 2022 00:15 UTC
DUTT RONALD FDirector · CEO and President
Exercise / conversionCommon Stock 4,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-030050 · ownership.xml · nonDerivative · entry 1

DUTT RONALD F · CIK 0001262880 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

Read SEC document
October 27, 2022 Filed Nov 1, 2022 00:12 UTC
Scheiwe CharlesDirector · CFO and Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-030049 · ownership.xml · derivative · entry 2

Scheiwe Charles · CIK 0001761309 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Stock · 2,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

Read SEC document
October 27, 2022 Filed Nov 1, 2022 00:12 UTC
Scheiwe CharlesDirector · CFO and Secretary
Exercise / conversionCommon Stock 2,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-030049 · ownership.xml · nonDerivative · entry 1

Scheiwe Charles · CIK 0001761309 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

Read SEC document
October 27, 2022 Filed Nov 2, 2022 01:53 UTC Amendment
Scheiwe CharlesCFO and Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-030132 · ownership.xml · derivative · entry 2

Scheiwe Charles · CIK 0001761309 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Stock · 2,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

Read SEC document
October 27, 2022 Filed Nov 2, 2022 01:53 UTC Amendment
Scheiwe CharlesCFO and Secretary
Exercise / conversionCommon Stock 2,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-030132 · ownership.xml · nonDerivative · entry 1

Scheiwe Charles · CIK 0001761309 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 21:00 UTC Exercise / conversionRestricted Stock Units · Derivative 1,678 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-024285 · ownership.xml · derivative · entry 3

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Common Stock · 1,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024.

F1 · price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024.

F1 · derivative.exercise_date: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024.

F1 · derivative.expiration_date: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 21:00 UTC GrantRestricted Stock Units · Derivative 5,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-024285 · ownership.xml · derivative · entry 2

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,034

Underlying: Common Stock · 5,034 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024.

F1 · price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024.

F1 · derivative.exercise_date: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024.

F1 · derivative.expiration_date: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 21:00 UTC Exercise / conversionCommon Stock 1,678 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-024285 · ownership.xml · nonDerivative · entry 1

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 21:00 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 889 $2.25 $2,003.63
Disclosure

SEC source: 0001493152-22-016987 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,467,281

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25 to $2.285, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F3 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F3 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F3 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

Read SEC document
June 13, 2022 Filed Jun 16, 2022 01:57 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 5,620 $2.25 $12,645.00
Disclosure

SEC source: 0001493152-22-016912 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,468,170

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F2 · price: The price reported in Column 4 is the actual price. These shares were sold in multiple transactions, all at the stated price of $2.25. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F3 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F3 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F3 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:18 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 4,570 $2.54 $11,629.74
Disclosure

SEC source: 0001493152-22-016558 · ownership.xml · nonDerivative · entry 2

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,473,790

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.615, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

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June 09, 2022 Filed Jun 13, 2022 20:18 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 9,120 $2.66 $24,251.90
Disclosure

SEC source: 0001493152-22-016558 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,478,360

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.715, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

Read SEC document
April 29, 2022 Filed May 2, 2022 23:26 UTC Exercise / conversionRestricted Stock Units · Derivative 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011853 · ownership.xml · derivative · entry 2

Walters-Hoffert Lisa · CIK 0001711576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,052

Underlying: Common Stock · 1,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

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April 29, 2022 Filed May 2, 2022 23:26 UTC Exercise / conversionCommon Stock 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011853 · ownership.xml · nonDerivative · entry 1

Walters-Hoffert Lisa · CIK 0001711576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · kind: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · price: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 29, 2022 Filed May 2, 2022 23:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011851 · ownership.xml · derivative · entry 2

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,052

Underlying: Common Stock · 1,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

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April 29, 2022 Filed May 2, 2022 23:22 UTC Exercise / conversionCommon Stock 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011851 · ownership.xml · nonDerivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · kind: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · price: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 29, 2022 Filed May 2, 2022 23:19 UTC
Johnson MichaelDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011849 · ownership.xml · derivative · entry 2

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,052

Underlying: Common Stock · 1,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

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April 29, 2022 Filed May 2, 2022 23:19 UTC
Johnson MichaelDirector · 10% owner
Exercise / conversionCommon Stock 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011849 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,487,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · kind: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · price: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F4 · ownership.nature: 1,526 shares of common stock are directly held by the Reporting Person and 4,485,954 are held by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). The Reporting Person is the sole director and beneficial owner of Esenjay.

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April 28, 2022 Filed May 2, 2022 23:26 UTC GrantRestricted Stock Units · Derivative 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011853 · ownership.xml · derivative · entry 3

Walters-Hoffert Lisa · CIK 0001711576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,793

Underlying: Common Stock · 17,793 shares

Expires not disclosed

F3 · security: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · derivative.exercise_price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · derivative.exercise_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · derivative.expiration_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

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April 28, 2022 Filed May 2, 2022 23:22 UTC GrantRestricted Stock Units · Derivative 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011851 · ownership.xml · derivative · entry 3

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,793

Underlying: Common Stock · 17,793 shares

Expires not disclosed

F3 · security: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · derivative.exercise_price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · derivative.exercise_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · derivative.expiration_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

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April 28, 2022 Filed May 2, 2022 23:19 UTC
Johnson MichaelDirector · 10% owner
GrantRestricted Stock Units · Derivative 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011849 · ownership.xml · derivative · entry 3

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,793

Underlying: Common Stock · 17,793 shares

Expires not disclosed

F3 · security: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · derivative.exercise_price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · derivative.exercise_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · derivative.expiration_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

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April 28, 2022 Filed May 2, 2022 23:16 UTC GrantRestricted Stock Units · Derivative 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011847 · ownership.xml · derivative · entry 1

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,793

Underlying: Common Stock · 17,793 shares

Expires not disclosed

F1 · security: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F1 · derivative.exercise_price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F1 · price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F1 · derivative.exercise_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F1 · derivative.expiration_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

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March 03, 2022 Filed Mar 8, 2022 00:04 UTC
Cosentino John A JrFormer Director
GrantCommon Stock 4,578 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-006208 · ownership.xml · nonDerivative · entry 1

Cosentino John A Jr · CIK 0001335778 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,248

F1 · shares: Mr. Cosentino resigned as a director of the Company on March 1, 2022. The restricted stock units vested and converted to common stock on March 3, 2022

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December 03, 2021 Filed Dec 3, 2021 22:34 UTC PurchaseCommon Stock 1,673 $4.75 $7,946.75
Disclosure

SEC source: 0001493152-21-030495 · ownership.xml · nonDerivative · entry 1

Berry Jonathan Andrew · CIK 0001745443 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,548

F1 · security: Represents the purchase of 1,673 shares of common stock of the Issuer by Mr. Berry in an open market transaction at $4.75 per share, for a total purchase price of $7,946.75.

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December 01, 2021 Filed Dec 2, 2021 21:05 UTC
DUTT RONALD FDirector · CEO & President
PurchaseCommon Stock 4,700 $5.24 $24,628.00
Disclosure

SEC source: 0001493152-21-030306 · ownership.xml · nonDerivative · entry 1

DUTT RONALD F · CIK 0001262880 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,360

F1 · security: Represents the purchase of 4,700 shares of common stock of the Issuer by Mr. Dutt in an open market transaction at $5.24 per share, for a total purchase price of $24,628.

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November 30, 2021 Filed Dec 1, 2021 21:01 UTC
Scheiwe CharlesCFO & Secretary
PurchaseCommon Stock 3,018 $4.90 $14,790.61
Disclosure

SEC source: 0001493152-21-030183 · ownership.xml · nonDerivative · entry 1

Scheiwe Charles · CIK 0001761309 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,018

F1 · security: The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions at prices ranging from $4.9000 to $4.9050, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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October 29, 2021 Filed Nov 2, 2021 19:01 UTC Amendment
Scheiwe CharlesCFO and Secretary
GrantPerformance Based Restricted Stock Units · Derivative 9,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-026959 · ownership.xml · derivative · entry 2

Scheiwe Charles · CIK 0001761309 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,450

Underlying: Common Stock · 9,450 shares

Expires not disclosed

F3 · date: Clerical error as to the Grant Date.

F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.

F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.

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October 29, 2021 Filed Nov 2, 2021 19:01 UTC Amendment
Scheiwe CharlesCFO and Secretary
GrantTime Based Restricted Stock Units · Derivative 6,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-026959 · ownership.xml · derivative · entry 1

Scheiwe Charles · CIK 0001761309 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 6,300 shares

Expires not disclosed

F3 · date: Clerical error as to the Grant Date.

F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021.

F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 18:58 UTC Amendment
DUTT RONALD FDirector · CEO and President
GrantPerformance Based Restricted Stock Units · Derivative 18,092 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-026957 · ownership.xml · derivative · entry 2

DUTT RONALD F · CIK 0001262880 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,092

Underlying: Common Stock · 18,092 shares

Expires not disclosed

F3 · date: Clerical error as to the Grant Date.

F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.

F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 18:58 UTC Amendment
DUTT RONALD FDirector · CEO and President
GrantTime Based Restricted Stock Units · Derivative 12,061 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-026957 · ownership.xml · derivative · entry 1

DUTT RONALD F · CIK 0001262880 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,061

Underlying: Common Stock · 12,061 shares

Expires not disclosed

F3 · date: Clerical error as to the Grant Date.

F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021.

F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 18:55 UTC Amendment GrantPerformance Based Restricted Stock Units · Derivative 9,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-026955 · ownership.xml · derivative · entry 2

Berry Jonathan Andrew · CIK 0001745443 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,450

Underlying: Common Stock · 9,450 shares

Expires not disclosed

F3 · date: Clerical error as to the Grant Date.

F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.

F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 18:55 UTC Amendment GrantTime Based Restricted Stock Units · Derivative 6,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-026955 · ownership.xml · derivative · entry 1

Berry Jonathan Andrew · CIK 0001745443 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 6,300 shares

Expires not disclosed

F3 · date: Clerical error as to the Grant Date.

F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021.

F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021.

Read SEC document
October 27, 2021 Filed Oct 30, 2021 00:12 UTC
Scheiwe CharlesCFO and Secretary
GrantPerformance Based Restricted Stock Units · Derivative 9,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-026794 · ownership.xml · derivative · entry 2

Scheiwe Charles · CIK 0001761309 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,450

Underlying: Common Stock · 9,450 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.

F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.

Read SEC document
October 27, 2021 Filed Oct 30, 2021 00:12 UTC
Scheiwe CharlesCFO and Secretary
GrantTime Based Restricted Stock Units · Derivative 6,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-026794 · ownership.xml · derivative · entry 1

Scheiwe Charles · CIK 0001761309 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 6,300 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from the Grant Date.

F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from the Grant Date.

Read SEC document
October 27, 2021 Filed Oct 30, 2021 00:10 UTC
DUTT RONALD FDirector · CEO and President
GrantPerformance Based Restricted Stock Units · Derivative 18,092 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-026792 · ownership.xml · derivative · entry 2

DUTT RONALD F · CIK 0001262880 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,092

Underlying: Common Stock · 18,092 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.

F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.

Read SEC document
October 27, 2021 Filed Oct 30, 2021 00:10 UTC
DUTT RONALD FDirector · CEO and President
GrantTime Based Restricted Stock Units · Derivative 12,061 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-026792 · ownership.xml · derivative · entry 1

DUTT RONALD F · CIK 0001262880 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,061

Underlying: Common Stock · 12,061 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock.The RSUs will vest annually in one-third installments over 3 years, with the first installment vest date occurring one year from the Grant Date

F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock.The RSUs will vest annually in one-third installments over 3 years, with the first installment vest date occurring one year from the Grant Date

Read SEC document
October 27, 2021 Filed Oct 30, 2021 00:07 UTC GrantPerformance Based Restricted Stock Units · Derivative 9,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-026790 · ownership.xml · derivative · entry 2

Berry Jonathan Andrew · CIK 0001745443 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,450

Underlying: Common Stock · 9,450 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.

F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.

Read SEC document
October 27, 2021 Filed Oct 30, 2021 00:07 UTC GrantTime Based Restricted Stock Units · Derivative 6,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-026790 · ownership.xml · derivative · entry 1

Berry Jonathan Andrew · CIK 0001745443 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 6,300 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years, with the first installment vest date occurring one year from the Grant Date.

F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years, with the first installment vest date occurring one year from the Grant Date.

Read SEC document
June 10, 2021 Filed Jun 10, 2021 23:21 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 7,285 $10.93 $79,643.26
Disclosure

SEC source: 0001493152-21-014062 · ownership.xml · nonDerivative · entry 2

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,485,954

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.68 to $11.20, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 23:21 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 8,460 $11.01 $93,152.21
Disclosure

SEC source: 0001493152-21-014062 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,493,239

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.15,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 00:56 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 5,120 $11.08 $56,738.82
Disclosure

SEC source: 0001493152-21-013941 · ownership.xml · nonDerivative · entry 2

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,501,699

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.24, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 00:56 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 46,963 $10.97 $515,339.09
Disclosure

SEC source: 0001493152-21-013941 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,506,819

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.85 to $11.25, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 22:44 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 2,662 $10.50 $27,951.00
Disclosure

SEC source: 0001493152-21-013557 · ownership.xml · nonDerivative · entry 3

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,553,782

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F4 · price: The price reported in Column 4 is the actual price. These shares were sold in multiple transactions, all at the stated price of $10.50. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.