Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2023 Filed Feb 17, 2023 21:05 UTC |
Bo-Linn CheeminDirector
|
PurchaseCommon Stock | 1,469 | $6.81 | $10,004.33 |
DisclosureSEC source: 0001493152-23-005433 · ownership.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,147 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions, at prices ranging from 6.76 to $6.91, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate transaction. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:05 UTC |
Berry Jonathan AndrewFORMER COO
|
Exercise / conversionStock Options · Derivative | 22,500 | $4.60 Strike: $4.60 | $103,500.00 |
DisclosureSEC source: 0001493152-22-032493 · ownership.xml · derivative · entry 3 Berry Jonathan Andrew · CIK 0001745443 · FORMER COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires 2022-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. F3 · shares: All transactions are exempt from Section 16(b) by reason of Rule 16b-3. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:05 UTC |
Berry Jonathan AndrewFORMER COO
|
Tax withholdingCommon Stock | 21,928 | $4.72 | $103,500.16 |
DisclosureSEC source: 0001493152-22-032493 · ownership.xml · nonDerivative · entry 2 Berry Jonathan Andrew · CIK 0001745443 · FORMER COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,120 F1 · security: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. F2 · shares: Reflects 21,928 shares withheld by the Issuer at the market price of $4.72 per share less an exercise price of $4.60 per share to fund the cashless exercise of 22,500 options. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:05 UTC |
Berry Jonathan AndrewFORMER COO
|
Exercise / conversionCommon Stock | 22,500 | $4.60 | $103,500.00 |
DisclosureSEC source: 0001493152-22-032493 · ownership.xml · nonDerivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · FORMER COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. F1 · shares: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 23:01 UTC |
Scheiwe CharlesCFO and Secretary
|
GrantStock Options · Derivative | 41,878 | Not disclosed Strike: $3.43 | Not disclosed |
DisclosureSEC source: 0001493152-22-030130 · ownership.xml · derivative · entry 1 Scheiwe Charles · CIK 0001761309 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,878 Underlying: Common Stock · 41,878 shares Expires 2032-10-31 F1 · price: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 31, 2022 (the "Grant Date"), the Reporting Person was granted 41,878 incentive stock options (the "Options") at an exercise price of $3.43, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest in four equal annual installments commencing one year after the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. F1 · derivative.exercise_date: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 31, 2022 (the "Grant Date"), the Reporting Person was granted 41,878 incentive stock options (the "Options") at an exercise price of $3.43, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest in four equal annual installments commencing one year after the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 22:59 UTC |
DUTT RONALD FDirector · CEO and President
|
GrantStock Options · Derivative | 80,175 | Not disclosed Strike: $3.43 | Not disclosed |
DisclosureSEC source: 0001493152-22-030128 · ownership.xml · derivative · entry 1 DUTT RONALD F · CIK 0001262880 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,175 Underlying: Common Stock · 80,175 shares Expires 2032-10-31 F1 · price: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 31, 2022 (the "Grant Date"), the Reporting Person was granted 80,175 incentive stock options (the "Options") at an exercise price of $3.43, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest in four equal annual installments commencing one year after the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. F1 · derivative.exercise_date: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 31, 2022 (the "Grant Date"), the Reporting Person was granted 80,175 incentive stock options (the "Options") at an exercise price of $3.43, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest in four equal annual installments commencing one year after the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. Read SEC document |
| October 27, 2022 Filed Nov 1, 2022 00:15 UTC |
DUTT RONALD FDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 4,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-030050 · ownership.xml · derivative · entry 2 DUTT RONALD F · CIK 0001262880 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,041 Underlying: Common Stock · 4,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. Read SEC document |
| October 27, 2022 Filed Nov 1, 2022 00:15 UTC |
DUTT RONALD FDirector · CEO and President
|
Exercise / conversionCommon Stock | 4,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-030050 · ownership.xml · nonDerivative · entry 1 DUTT RONALD F · CIK 0001262880 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. Read SEC document |
| October 27, 2022 Filed Nov 1, 2022 00:12 UTC |
Scheiwe CharlesDirector · CFO and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-030049 · ownership.xml · derivative · entry 2 Scheiwe Charles · CIK 0001761309 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200 Underlying: Common Stock · 2,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. Read SEC document |
| October 27, 2022 Filed Nov 1, 2022 00:12 UTC |
Scheiwe CharlesDirector · CFO and Secretary
|
Exercise / conversionCommon Stock | 2,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-030049 · ownership.xml · nonDerivative · entry 1 Scheiwe Charles · CIK 0001761309 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. Read SEC document |
| October 27, 2022 Filed Nov 2, 2022 01:53 UTC Amendment |
Scheiwe CharlesCFO and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-030132 · ownership.xml · derivative · entry 2 Scheiwe Charles · CIK 0001761309 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200 Underlying: Common Stock · 2,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. Read SEC document |
| October 27, 2022 Filed Nov 2, 2022 01:53 UTC Amendment |
Scheiwe CharlesCFO and Secretary
|
Exercise / conversionCommon Stock | 2,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-030132 · ownership.xml · nonDerivative · entry 1 Scheiwe Charles · CIK 0001761309 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 21:00 UTC |
Bo-Linn CheeminDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-024285 · ownership.xml · derivative · entry 3 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,356 Underlying: Common Stock · 1,678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. F1 · price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. F1 · derivative.exercise_date: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. F1 · derivative.expiration_date: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 21:00 UTC |
Bo-Linn CheeminDirector
|
GrantRestricted Stock Units · Derivative | 5,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-024285 · ownership.xml · derivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,034 Underlying: Common Stock · 5,034 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. F1 · price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. F1 · derivative.exercise_date: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. F1 · derivative.expiration_date: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 21:00 UTC |
Bo-Linn CheeminDirector
|
Exercise / conversionCommon Stock | 1,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-024285 · ownership.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 21:00 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 889 | $2.25 | $2,003.63 |
DisclosureSEC source: 0001493152-22-016987 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,467,281 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25 to $2.285, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F3 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F3 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F3 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| June 13, 2022 Filed Jun 16, 2022 01:57 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 5,620 | $2.25 | $12,645.00 |
DisclosureSEC source: 0001493152-22-016912 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,468,170 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F2 · price: The price reported in Column 4 is the actual price. These shares were sold in multiple transactions, all at the stated price of $2.25. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F3 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F3 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F3 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:18 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 4,570 | $2.54 | $11,629.74 |
DisclosureSEC source: 0001493152-22-016558 · ownership.xml · nonDerivative · entry 2 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,473,790 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.615, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:18 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 9,120 | $2.66 | $24,251.90 |
DisclosureSEC source: 0001493152-22-016558 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,478,360 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.715, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| April 29, 2022 Filed May 2, 2022 23:26 UTC |
Walters-Hoffert LisaDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-011853 · ownership.xml · derivative · entry 2 Walters-Hoffert Lisa · CIK 0001711576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,052 Underlying: Common Stock · 1,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. F2 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. Read SEC document |
| April 29, 2022 Filed May 2, 2022 23:26 UTC |
Walters-Hoffert LisaDirector
|
Exercise / conversionCommon Stock | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-011853 · ownership.xml · nonDerivative · entry 1 Walters-Hoffert Lisa · CIK 0001711576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · kind: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · price: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. Read SEC document |
| April 29, 2022 Filed May 2, 2022 23:22 UTC |
Robinette Dale ThomasDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-011851 · ownership.xml · derivative · entry 2 Robinette Dale Thomas · CIK 0001781328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,052 Underlying: Common Stock · 1,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. F2 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. Read SEC document |
| April 29, 2022 Filed May 2, 2022 23:22 UTC |
Robinette Dale ThomasDirector
|
Exercise / conversionCommon Stock | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-011851 · ownership.xml · nonDerivative · entry 1 Robinette Dale Thomas · CIK 0001781328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · kind: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · price: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. Read SEC document |
| April 29, 2022 Filed May 2, 2022 23:19 UTC |
Johnson MichaelDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-011849 · ownership.xml · derivative · entry 2 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,052 Underlying: Common Stock · 1,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. F2 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively. Read SEC document |
| April 29, 2022 Filed May 2, 2022 23:19 UTC |
Johnson MichaelDirector · 10% owner
|
Exercise / conversionCommon Stock | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-011849 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,487,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · kind: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · price: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F4 · ownership.nature: 1,526 shares of common stock are directly held by the Reporting Person and 4,485,954 are held by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| April 28, 2022 Filed May 2, 2022 23:26 UTC |
Walters-Hoffert LisaDirector
|
GrantRestricted Stock Units · Derivative | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-011853 · ownership.xml · derivative · entry 3 Walters-Hoffert Lisa · CIK 0001711576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,793 Underlying: Common Stock · 17,793 shares Expires not disclosed F3 · security: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F3 · derivative.exercise_price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F3 · price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F3 · derivative.exercise_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F3 · derivative.expiration_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. Read SEC document |
| April 28, 2022 Filed May 2, 2022 23:22 UTC |
Robinette Dale ThomasDirector
|
GrantRestricted Stock Units · Derivative | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-011851 · ownership.xml · derivative · entry 3 Robinette Dale Thomas · CIK 0001781328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,793 Underlying: Common Stock · 17,793 shares Expires not disclosed F3 · security: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F3 · derivative.exercise_price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F3 · price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F3 · derivative.exercise_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F3 · derivative.expiration_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. Read SEC document |
| April 28, 2022 Filed May 2, 2022 23:19 UTC |
Johnson MichaelDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-011849 · ownership.xml · derivative · entry 3 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,793 Underlying: Common Stock · 17,793 shares Expires not disclosed F3 · security: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F3 · derivative.exercise_price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F3 · price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F3 · derivative.exercise_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F3 · derivative.expiration_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. Read SEC document |
| April 28, 2022 Filed May 2, 2022 23:16 UTC |
Bo-Linn CheeminDirector
|
GrantRestricted Stock Units · Derivative | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-011847 · ownership.xml · derivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,793 Underlying: Common Stock · 17,793 shares Expires not disclosed F1 · security: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F1 · derivative.exercise_price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F1 · price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F1 · derivative.exercise_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F1 · derivative.expiration_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. Read SEC document |
| March 03, 2022 Filed Mar 8, 2022 00:04 UTC |
Cosentino John A JrFormer Director
|
GrantCommon Stock | 4,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-006208 · ownership.xml · nonDerivative · entry 1 Cosentino John A Jr · CIK 0001335778 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,248 F1 · shares: Mr. Cosentino resigned as a director of the Company on March 1, 2022. The restricted stock units vested and converted to common stock on March 3, 2022 Read SEC document |
| December 03, 2021 Filed Dec 3, 2021 22:34 UTC | PurchaseCommon Stock | 1,673 | $4.75 | $7,946.75 |
DisclosureSEC source: 0001493152-21-030495 · ownership.xml · nonDerivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,548 F1 · security: Represents the purchase of 1,673 shares of common stock of the Issuer by Mr. Berry in an open market transaction at $4.75 per share, for a total purchase price of $7,946.75. Read SEC document |
|
| December 01, 2021 Filed Dec 2, 2021 21:05 UTC |
DUTT RONALD FDirector · CEO & President
|
PurchaseCommon Stock | 4,700 | $5.24 | $24,628.00 |
DisclosureSEC source: 0001493152-21-030306 · ownership.xml · nonDerivative · entry 1 DUTT RONALD F · CIK 0001262880 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,360 F1 · security: Represents the purchase of 4,700 shares of common stock of the Issuer by Mr. Dutt in an open market transaction at $5.24 per share, for a total purchase price of $24,628. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 21:01 UTC |
Scheiwe CharlesCFO & Secretary
|
PurchaseCommon Stock | 3,018 | $4.90 | $14,790.61 |
DisclosureSEC source: 0001493152-21-030183 · ownership.xml · nonDerivative · entry 1 Scheiwe Charles · CIK 0001761309 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,018 F1 · security: The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions at prices ranging from $4.9000 to $4.9050, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 19:01 UTC Amendment |
Scheiwe CharlesCFO and Secretary
|
GrantPerformance Based Restricted Stock Units · Derivative | 9,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026959 · ownership.xml · derivative · entry 2 Scheiwe Charles · CIK 0001761309 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,450 Underlying: Common Stock · 9,450 shares Expires not disclosed F3 · date: Clerical error as to the Grant Date. F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 19:01 UTC Amendment |
Scheiwe CharlesCFO and Secretary
|
GrantTime Based Restricted Stock Units · Derivative | 6,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026959 · ownership.xml · derivative · entry 1 Scheiwe Charles · CIK 0001761309 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires not disclosed F3 · date: Clerical error as to the Grant Date. F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 18:58 UTC Amendment |
DUTT RONALD FDirector · CEO and President
|
GrantPerformance Based Restricted Stock Units · Derivative | 18,092 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026957 · ownership.xml · derivative · entry 2 DUTT RONALD F · CIK 0001262880 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,092 Underlying: Common Stock · 18,092 shares Expires not disclosed F3 · date: Clerical error as to the Grant Date. F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 18:58 UTC Amendment |
DUTT RONALD FDirector · CEO and President
|
GrantTime Based Restricted Stock Units · Derivative | 12,061 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026957 · ownership.xml · derivative · entry 1 DUTT RONALD F · CIK 0001262880 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,061 Underlying: Common Stock · 12,061 shares Expires not disclosed F3 · date: Clerical error as to the Grant Date. F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 18:55 UTC Amendment | GrantPerformance Based Restricted Stock Units · Derivative | 9,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026955 · ownership.xml · derivative · entry 2 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,450 Underlying: Common Stock · 9,450 shares Expires not disclosed F3 · date: Clerical error as to the Grant Date. F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. Read SEC document |
|
| October 29, 2021 Filed Nov 2, 2021 18:55 UTC Amendment | GrantTime Based Restricted Stock Units · Derivative | 6,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026955 · ownership.xml · derivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires not disclosed F3 · date: Clerical error as to the Grant Date. F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021. Read SEC document |
|
| October 27, 2021 Filed Oct 30, 2021 00:12 UTC |
Scheiwe CharlesCFO and Secretary
|
GrantPerformance Based Restricted Stock Units · Derivative | 9,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026794 · ownership.xml · derivative · entry 2 Scheiwe Charles · CIK 0001761309 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,450 Underlying: Common Stock · 9,450 shares Expires not disclosed F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 00:12 UTC |
Scheiwe CharlesCFO and Secretary
|
GrantTime Based Restricted Stock Units · Derivative | 6,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026794 · ownership.xml · derivative · entry 1 Scheiwe Charles · CIK 0001761309 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires not disclosed F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from the Grant Date. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from the Grant Date. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 00:10 UTC |
DUTT RONALD FDirector · CEO and President
|
GrantPerformance Based Restricted Stock Units · Derivative | 18,092 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026792 · ownership.xml · derivative · entry 2 DUTT RONALD F · CIK 0001262880 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,092 Underlying: Common Stock · 18,092 shares Expires not disclosed F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 00:10 UTC |
DUTT RONALD FDirector · CEO and President
|
GrantTime Based Restricted Stock Units · Derivative | 12,061 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026792 · ownership.xml · derivative · entry 1 DUTT RONALD F · CIK 0001262880 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,061 Underlying: Common Stock · 12,061 shares Expires not disclosed F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock.The RSUs will vest annually in one-third installments over 3 years, with the first installment vest date occurring one year from the Grant Date F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock.The RSUs will vest annually in one-third installments over 3 years, with the first installment vest date occurring one year from the Grant Date Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 00:07 UTC | GrantPerformance Based Restricted Stock Units · Derivative | 9,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026790 · ownership.xml · derivative · entry 2 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,450 Underlying: Common Stock · 9,450 shares Expires not disclosed F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. Read SEC document |
|
| October 27, 2021 Filed Oct 30, 2021 00:07 UTC | GrantTime Based Restricted Stock Units · Derivative | 6,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026790 · ownership.xml · derivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires not disclosed F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years, with the first installment vest date occurring one year from the Grant Date. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years, with the first installment vest date occurring one year from the Grant Date. Read SEC document |
|
| June 10, 2021 Filed Jun 10, 2021 23:21 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 7,285 | $10.93 | $79,643.26 |
DisclosureSEC source: 0001493152-21-014062 · ownership.xml · nonDerivative · entry 2 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,485,954 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.68 to $11.20, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 23:21 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 8,460 | $11.01 | $93,152.21 |
DisclosureSEC source: 0001493152-21-014062 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,493,239 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.15,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 00:56 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 5,120 | $11.08 | $56,738.82 |
DisclosureSEC source: 0001493152-21-013941 · ownership.xml · nonDerivative · entry 2 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,501,699 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.24, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| June 07, 2021 Filed Jun 10, 2021 00:56 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 46,963 | $10.97 | $515,339.09 |
DisclosureSEC source: 0001493152-21-013941 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,506,819 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.85 to $11.25, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 22:44 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 2,662 | $10.50 | $27,951.00 |
DisclosureSEC source: 0001493152-21-013557 · ownership.xml · nonDerivative · entry 3 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,553,782 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F4 · price: The price reported in Column 4 is the actual price. These shares were sold in multiple transactions, all at the stated price of $10.50. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.