Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Flux Power Holdings, Inc.
Report date November 11, 2022 · Filed November 15, 2022
Section 16 reporting ended · disclosed 2022-11-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,120 |
Last balance in matching sequence
After 2022-11-11 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-11-11 · Exercise / conversion · Acquired 22,500 · Balance 26,048 F1: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. Row 2 · 2022-11-11 · Tax withholding · Disposed 21,928 · Balance 4,120 F1: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. F2: Reflects 21,928 shares withheld by the Issuer at the market price of $4.72 per share less an exercise price of $4.60 per share to fund the cashless exercise of 22,500 options. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.60 · Expires 2022-11-12 | Direct | 0 |
Reported balance
After 2022-11-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-11-11 · Exercise / conversion · Disposed 22,500 · Balance 0 F1: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. F3: All transactions are exempt from Section 16(b) by reason of Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested.
F2: Reflects 21,928 shares withheld by the Issuer at the market price of $4.72 per share less an exercise price of $4.60 per share to fund the cashless exercise of 22,500 options.
F3: All transactions are exempt from Section 16(b) by reason of Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2022 Filed Nov 15, 2022 21:05 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionStock Options · Derivative | 22,500 | $4.60 Strike: $4.60 | $103,500.00 |
DisclosureSEC source: 0001493152-22-032493 · ownership.xml · derivative · entry 3 Berry Jonathan Andrew · CIK 0001745443 · FORMER COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires 2022-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. F3 · shares: All transactions are exempt from Section 16(b) by reason of Rule 16b-3. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:05 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Tax withholdingCommon Stock | 21,928 | $4.72 | $103,500.16 |
DisclosureSEC source: 0001493152-22-032493 · ownership.xml · nonDerivative · entry 2 Berry Jonathan Andrew · CIK 0001745443 · FORMER COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,120 F1 · security: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. F2 · shares: Reflects 21,928 shares withheld by the Issuer at the market price of $4.72 per share less an exercise price of $4.60 per share to fund the cashless exercise of 22,500 options. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:05 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionCommon Stock | 22,500 | $4.60 | $103,500.00 |
DisclosureSEC source: 0001493152-22-032493 · ownership.xml · nonDerivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · FORMER COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. F1 · shares: Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested. Read SEC document |
| December 03, 2021 Filed Dec 3, 2021 22:34 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | PurchaseCommon Stock | 1,673 | $4.75 | $7,946.75 |
DisclosureSEC source: 0001493152-21-030495 · ownership.xml · nonDerivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,548 F1 · security: Represents the purchase of 1,673 shares of common stock of the Issuer by Mr. Berry in an open market transaction at $4.75 per share, for a total purchase price of $7,946.75. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 18:55 UTC Amendment | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantPerformance Based Restricted Stock Units · Derivative | 9,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026955 · ownership.xml · derivative · entry 2 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,450 Underlying: Common Stock · 9,450 shares Expires not disclosed F3 · date: Clerical error as to the Grant Date. F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 18:55 UTC Amendment | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantTime Based Restricted Stock Units · Derivative | 6,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026955 · ownership.xml · derivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires not disclosed F3 · date: Clerical error as to the Grant Date. F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 29, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years with the first installment vest date occurring one year from October 27, 2021. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 00:07 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantPerformance Based Restricted Stock Units · Derivative | 9,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026790 · ownership.xml · derivative · entry 2 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,450 Underlying: Common Stock · 9,450 shares Expires not disclosed F2 · derivative.exercise_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. F2 · derivative.expiration_date: Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 00:07 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantTime Based Restricted Stock Units · Derivative | 6,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-026790 · ownership.xml · derivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires not disclosed F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years, with the first installment vest date occurring one year from the Grant Date. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years, with the first installment vest date occurring one year from the Grant Date. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantRetention Based Restricted Stock Units · Derivative | 7,030 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-020809 · ownership.xml · derivative · entry 3 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,030 Underlying: Common Stock · 7,030 shares Expires not disclosed F3 · derivative.exercise_date: Represents a one-time grant of RSU pursuant to the Issuer's Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to cliff vest at the end of three years, as long as the reporting person remains employed with the Issuer at the time of vesting. F3 · derivative.expiration_date: Represents a one-time grant of RSU pursuant to the Issuer's Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to cliff vest at the end of three years, as long as the reporting person remains employed with the Issuer at the time of vesting. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantPerformance Based Restricted Stock Units · Derivative | 5,272 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-020809 · ownership.xml · derivative · entry 2 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,272 Underlying: Common Stock · 5,272 shares Expires not disclosed F2 · derivative.exercise_date: Represents a maximum grant of RSUs pursuant to the Issuer's Plan on the Grant Date, contingent upon the terms and conditions of the Performance Restricted Stock Unit Award Agreement under the Issuer's Plan based on target performance goals approved by the Issuer's board of directors (the "Board") for each fiscal period. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest in one-third installments at the end of each fiscal period of the Issuer over a three-year period. F2 · derivative.expiration_date: Represents a maximum grant of RSUs pursuant to the Issuer's Plan on the Grant Date, contingent upon the terms and conditions of the Performance Restricted Stock Unit Award Agreement under the Issuer's Plan based on target performance goals approved by the Issuer's board of directors (the "Board") for each fiscal period. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest in one-third installments at the end of each fiscal period of the Issuer over a three-year period. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantTime Based Restricted Stock Units · Derivative | 3,515 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-020809 · ownership.xml · derivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,515 Underlying: Common Stock · 3,515 shares Expires not disclosed F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on November 5, 2020 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to cliff vest at the end of three years, as long as the reporting person has completed three years of service of the vesting schedule. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on November 5, 2020 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to cliff vest at the end of three years, as long as the reporting person has completed three years of service of the vesting schedule. Read SEC document |
| November 05, 2020 Filed Jul 16, 2021 20:05 UTC Amendment | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantRetention Based Restricted Stock Units · Derivative | 7,030 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-017053 · ownership.xml · derivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,030 Underlying: Common Stock · 7,030 shares Expires not disclosed F1 · derivative.exercise_date: Represents a one-time grant of RSU pursuant to the Issuer's Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to cliff vest at the end of four years, as long as the reporting person remains employed with the Issuer at the time of vesting. F1 · derivative.expiration_date: Represents a one-time grant of RSU pursuant to the Issuer's Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to cliff vest at the end of four years, as long as the reporting person remains employed with the Issuer at the time of vesting. Read SEC document |
| August 18, 2020 Filed Aug 18, 2020 22:09 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | PurchaseCommon Stock | 1,875 | $4.00 | $7,500.00 |
DisclosureSEC source: 0001493152-20-016235 · ownership.xml · nonDerivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 F1 · security: Represents the acquisition of 1,875 shares of common stock acquired by Mr. Berry at the offering price of $4.00 per share, for a total purchase price of $7,500, in connection with the Issuer's public offering which closed on August 18, 2020. Read SEC document |
| August 14, 2020 Filed Feb 23, 2021 23:25 UTC Amendment | Flux Power Holdings, Inc. FLUX · Entity 7921 | PurchaseCommon Stock | 1,875 | $4.00 | $7,500.00 |
DisclosureSEC source: 0001493152-21-004642 · ownership.xml · nonDerivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 F1 · security: Represents the purchase of 1,875 shares of common stock acquired by Mr. Berry on August 14, 2020 at the offering price of $4.00 per share, for a total purchase price of $7,500, in connection with the Issuer's public offering which closed on August 18, 2020. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 22:02 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantStock Option · Derivative | 300,000 | Not disclosed Strike: $1.36 | Not disclosed |
DisclosureSEC source: 0001654954-19-002918 · section16.xml · derivative · entry 1 Berry Jonathan Andrew · CIK 0001745443 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common stock · 300,000 shares Expires 2029-05-15 F1 · security: Pursuant to the stock option, Reporting Person has a right to purchase up to 300,000 shares of common stock of Issuer. The stock option vests over a 3 year period in quarterly installments, with 25% vesting on March 15, 2019. The exercise price is the fair market value of Issuer's common stock, which is $1.36 per share based on the Issuer's 30day volume-weighted average price on March 15, 2019. F1 · price: Pursuant to the stock option, Reporting Person has a right to purchase up to 300,000 shares of common stock of Issuer. The stock option vests over a 3 year period in quarterly installments, with 25% vesting on March 15, 2019. The exercise price is the fair market value of Issuer's common stock, which is $1.36 per share based on the Issuer's 30day volume-weighted average price on March 15, 2019. F1 · derivative.exercise_date: Pursuant to the stock option, Reporting Person has a right to purchase up to 300,000 shares of common stock of Issuer. The stock option vests over a 3 year period in quarterly installments, with 25% vesting on March 15, 2019. The exercise price is the fair market value of Issuer's common stock, which is $1.36 per share based on the Issuer's 30day volume-weighted average price on March 15, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.