Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DATA I/O CORPDAIO · Entity 1469 | Director | May 19, 2022 | May 20, 2022 |
| DarkHorse Technologies Inc.ANY · Entity 7675 | Director | May 08, 2018 | May 10, 2018 |
| Silvaco Group, Inc.SVCO · Entity 6240 | Director | August 11, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DATA I/O CORP
Report date May 19, 2022 · Filed May 20, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 15,401 |
Reported balance
After 2022-05-19 transaction · row 1
1 source rowRow 1 · 2022-05-19 · Grant · Acquired 10,800 · Balance 15,401 F1: RSU grant, vests over the earlier of 1 year or the next Annual Meeting of Shareholders. F2: FMV price is the average of high low for the day. |
Filing footnotes · ownership attribution and instrument terms
F1: RSU grant, vests over the earlier of 1 year or the next Annual Meeting of Shareholders.
F2: FMV price is the average of high low for the day.
DarkHorse Technologies Inc.
Report date May 08, 2018 · Filed May 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,348 |
Ending reported balance
After 2018-05-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-05-08 · Grant · Acquired 15,853 · Balance 20,348 Row 2 · 2018-05-10 · Exercise / conversion · Acquired 16,000 · Balance 36,348 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-05-10 | Direct | 0 |
Reported balance
After 2018-05-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-05-10 · Exercise / conversion · Disposed 16,000 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.
Silvaco Group, Inc.
Report date August 11, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,264 |
Ending reported balance
After 2026-08-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-11 · Grant · Acquired 1,400 · Balance 18,964 F1: The shares of Silvaco Group, Inc. (the "Issuer") common stock were awarded to the Reporting Person pursuant to an amendment to the Issuer's non-employee director compensation plan providing for the replacement of the quarterly cash retainer earned in the second quarter of fiscal 2026 with an award of Issuer common stock with a fair market value equal to such quarterly cash retainer. Row 2 · 2026-08-11 · Sale · Disposed 700 · Balance 18,264 F2: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 12, 2026. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Silvaco Group, Inc. (the "Issuer") common stock were awarded to the Reporting Person pursuant to an amendment to the Issuer's non-employee director compensation plan providing for the replacement of the quarterly cash retainer earned in the second quarter of fiscal 2026 with an award of Issuer common stock with a fair market value equal to such quarterly cash retainer.
F2: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 12, 2026.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BMC STOCK HOLDINGS, INC.
Report date January 01, 2021 · Filed January 05, 2021
Section 16 reporting ended · disclosed 2021-01-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-01-01 transaction · row 1
1 source rowRow 1 · 2021-01-01 · Disposition to issuer · Disposed 10,921 · Balance 0 F1: Represents a disposition in connection with the Agreement and Plan of Merger, dated as of August 26, 2020 (the "Merger Agreement"), by and among Builders FirstSource, Inc. ("BFS"), Boston Merger Sub I Inc. ("Merger Sub"), and BMC Stock Holdings, Inc. ("BMC"), pursuant to which Merger Sub merged with and into BMC, with BMC surviving as a wholly owned subsidiary of BFS. At the effective time of such merger, each outstanding BMC restricted stock unit vested and settled into 1.3125 shares of BFS common stock in accordance with the Merger Agreement and each share of BMC common stock was converted into the right to receive 1.3125 shares of BFS common stock in accordance with the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a disposition in connection with the Agreement and Plan of Merger, dated as of August 26, 2020 (the "Merger Agreement"), by and among Builders FirstSource, Inc. ("BFS"), Boston Merger Sub I Inc. ("Merger Sub"), and BMC Stock Holdings, Inc. ("BMC"), pursuant to which Merger Sub merged with and into BMC, with BMC surviving as a wholly owned subsidiary of BFS. At the effective time of such merger, each outstanding BMC restricted stock unit vested and settled into 1.3125 shares of BFS common stock in accordance with the Merger Agreement and each share of BMC common stock was converted into the right to receive 1.3125 shares of BFS common stock in accordance with the Merger Agreement.
Flux Power Holdings, Inc.
Report date April 18, 2024 · Filed April 19, 2024
Section 16 reporting ended · disclosed 2024-04-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,501 |
Reported balance
After 2024-04-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-04-18 · Exercise / conversion · Acquired 16,883 · Balance 39,501 F1: Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024. F3: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| Common StockSEC Table I · non-derivative | Direct | 41,179 |
Reported balance
After 2024-04-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-04-18 · Exercise / conversion · Acquired 1,678 · Balance 41,179 F2: Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024. F3: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-04-18 · Exercise / conversion · Disposed 16,883 · Balance 0 F1: Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024. F3: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-04-18 · Exercise / conversion · Disposed 1,678 · Balance 0 F2: Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024. F3: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024.
F2: Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024.
F3: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
KORE Group Holdings, Inc.
Report date July 21, 2026 · Filed July 23, 2026
Section 16 reporting ended · disclosed 2026-07-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-21 transaction · row 1
1 source rowRow 1 · 2026-07-21 · Disposition to issuer · Disposed 141,505 · Balance 0 F1: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2026 Filed Aug 12, 2026 21:10 UTC | Silvaco Group, Inc. SVCO · Entity 6240 | SaleCommon Stock | 700 | $7.28 | $5,092.85 |
DisclosureSEC source: 0001628280-26-056345 · wk-form4_1786569031.xml · nonDerivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,264 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 12, 2026. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 11, 2026 Filed Aug 12, 2026 21:10 UTC | Silvaco Group, Inc. SVCO · Entity 6240 | GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-056345 · wk-form4_1786569031.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,964 F1 · shares: The shares of Silvaco Group, Inc. (the "Issuer") common stock were awarded to the Reporting Person pursuant to an amendment to the Issuer's non-employee director compensation plan providing for the replacement of the quarterly cash retainer earned in the second quarter of fiscal 2026 with an award of Issuer common stock with a fair market value equal to such quarterly cash retainer. Read SEC document |
| July 21, 2026 Filed Jul 23, 2026 20:53 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Disposition to issuerCommon Stock | 141,505 | $9.25 | $1,308,921.25 |
DisclosureSEC source: 0001628280-26-049436 · wk-form4_1784840017.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share. F1 · price: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share. Read SEC document |
| June 10, 2026 Filed Jun 15, 2026 20:43 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionRestricted Stock Units · Derivative | 58,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-043260 · wk-form4_1781556212.xml · derivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_price: The reported RSUs vested in full on June 10, 2026. F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: The reported RSUs vested in full on June 10, 2026. F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock. Read SEC document |
| June 10, 2026 Filed Jun 15, 2026 20:43 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionCommon Stock | 58,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-043260 · wk-form4_1781556212.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued upon vesting of restricted stock units ("RSUs") on June 10, 2026. F1 · price: Shares issued upon vesting of restricted stock units ("RSUs") on June 10, 2026. Read SEC document |
| April 22, 2026 Filed Apr 27, 2026 21:05 UTC | Silvaco Group, Inc. SVCO · Entity 6240 | GrantCommon Stock | 17,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-027614 · wk-form4_1777323938.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,564 F1 · shares: The restricted stock units shall fully vest on the earlier of the one-year anniversary of the grant date or the Issuer's 2027 annual meeting of stockholders. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 20:59 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | GrantRestricted Stock Units · Derivative | 58,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-031075 · wk-form4_1749761935.xml · derivative · entry 3 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,139 Underlying: Common Stock · 58,139 shares Expires not disclosed F2 · security: Each RSU represents a right to receive one share of the issuer's common stock. F5 · derivative.exercise_price: The reported RSUs will vest on the earlier of (i) the date of the issuer's 2026 annual meeting and (ii) June 10, 2026, in each case assuming continued director service. F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock. F5 · derivative.exercise_date: The reported RSUs will vest on the earlier of (i) the date of the issuer's 2026 annual meeting and (ii) June 10, 2026, in each case assuming continued director service. F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 20:59 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionRestricted Stock Units · Derivative | 44,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-031075 · wk-form4_1749761935.xml · derivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_price: The reported RSUs vested in full on June 10, 2025. F4 · shares: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: The reported RSUs vested in full on June 10, 2025. F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock. F4 · derivative.underlying_shares: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. F4 · balance_after: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 20:59 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionCommon Stock | 44,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-031075 · wk-form4_1749761935.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued upon vesting of restricted stock units ("RSUs") on June 10, 2025. F1 · price: Shares issued upon vesting of restricted stock units ("RSUs") on June 10, 2025. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:15 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-041883 · wk-form4_1727900104.xml · derivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the issuer's common stock. F4 · derivative.exercise_price: The RSUs fully vested on September 30, 2024. F2 · shares: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. F3 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock. F4 · derivative.exercise_date: The RSUs fully vested on September 30, 2024. F4 · derivative.expiration_date: The RSUs fully vested on September 30, 2024. F2 · derivative.underlying_shares: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:15 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-041883 · wk-form4_1727900104.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares issued upon vesting of restricted stock units ("RSUs") on September 30, 2024. F2 · balance_after: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:03 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | GrantRestricted Stock Units · Derivative | 223,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028279 · wk-form4_1718395383.xml · derivative · entry 3 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,880 Underlying: Common Stock · 223,880 shares Expires not disclosed F2 · security: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_price: The reported RSUs will vest on the earlier of (i) the date of the issuer's 2025 annual meeting and (ii) June 12, 2025, in each case assuming continued director service. F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: The reported RSUs will vest on the earlier of (i) the date of the issuer's 2025 annual meeting and (ii) June 12, 2025, in each case assuming continued director service. F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:03 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionRestricted Stock Units · Derivative | 115,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028279 · wk-form4_1718395383.xml · derivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a right to receive one share of the issuer's common stock. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock. F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:03 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionCommon Stock | 115,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028279 · wk-form4_1718395383.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares issued upon vesting of restricted stock units ("RSUs") on June 12, 2024. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 22:42 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionRestricted Stock Unit · Derivative | 1,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-015412 · ownership.xml · derivative · entry 4 Bo-Linn Cheemin · CIK 0001595341 · FORMER DIRECTOR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024. F3 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_price: Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024. F2 · price: Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024. F2 · derivative.exercise_date: Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024. F2 · derivative.expiration_date: Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 22:42 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionRestricted Stock Units · Derivative | 16,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-015412 · ownership.xml · derivative · entry 3 Bo-Linn Cheemin · CIK 0001595341 · FORMER DIRECTOR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024. F3 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_price: Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024. F1 · price: Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024. F1 · derivative.exercise_date: Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024. F1 · derivative.expiration_date: Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 22:42 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionCommon Stock | 1,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-015412 · ownership.xml · nonDerivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · FORMER DIRECTOR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024. F3 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · kind: Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024. F2 · price: Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 22:42 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionCommon Stock | 16,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-015412 · ownership.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · FORMER DIRECTOR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024. F3 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · kind: Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024. F1 · price: Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 20:27 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-033637 · wk-form4_1696364840.xml · derivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F2 · derivative.exercise_price: The remaining RSUs vest on September 30, 2024. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: The remaining RSUs vest on September 30, 2024. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 20:27 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-033637 · wk-form4_1696364840.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:25 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | GrantRestricted Stock Units · Derivative | 115,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-022759 · wf-form4_168729632988872.xml · derivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,384 Underlying: Common Stock · 115,384 shares Expires not disclosed F2 · security: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2024 annual meeting or (ii) June 15, 2024, in each case assuming continued director service. F3 · derivative.expiration_date: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2024 annual meeting or (ii) June 15, 2024, in each case assuming continued director service. Read SEC document |
| April 29, 2023 Filed May 2, 2023 00:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionRestricted Stock Unit · Derivative | 1,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015071 · ownership.xml · derivative · entry 4 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,678 Underlying: Common Stock · 1,678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On August 26, 2022, in consideration for board services the Issuer granted 5,034 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 5,034 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on August 26, 2022, 1,678 of the remaining RSUs vested on April 29, 2023 and the remaining 1,678 RSU will vest on April 29, 2024. F2 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 1,678 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F4 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On August 26, 2022, in consideration for board services the Issuer granted 5,034 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 5,034 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on August 26, 2022, 1,678 of the remaining RSUs vested on April 29, 2023 and the remaining 1,678 RSU will vest on April 29, 2024. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On August 26, 2022, in consideration for board services the Issuer granted 5,034 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 5,034 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on August 26, 2022, 1,678 of the remaining RSUs vested on April 29, 2023 and the remaining 1,678 RSU will vest on April 29, 2024. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On August 26, 2022, in consideration for board services the Issuer granted 5,034 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 5,034 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on August 26, 2022, 1,678 of the remaining RSUs vested on April 29, 2023 and the remaining 1,678 RSU will vest on April 29, 2024. Read SEC document |
| April 29, 2023 Filed May 2, 2023 00:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionCommon Stock | 1,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015071 · ownership.xml · nonDerivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the number of common stock issued upon the vesting of 1,678 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F2 · kind: Represents the number of common stock issued upon the vesting of 1,678 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F2 · price: Represents the number of common stock issued upon the vesting of 1,678 RSUs, which converted into the Issuer's common stock on a one-for-one basis. Read SEC document |
| April 28, 2023 Filed May 2, 2023 00:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionRestricted Stock Units · Derivative | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015071 · ownership.xml · derivative · entry 3 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F3 · price: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F3 · derivative.exercise_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F3 · derivative.expiration_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. Read SEC document |
| April 28, 2023 Filed May 2, 2023 00:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionCommon Stock | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015071 · ownership.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · kind: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:16 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantRestricted Stock Unit · Derivative | 16,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-013221 · ownership.xml · derivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,883 Underlying: Common Stock · 16,883 shares Expires not disclosed F1 · security: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.exercise_price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.exercise_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.expiration_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:05 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | PurchaseCommon Stock | 1,469 | $6.81 | $10,004.33 |
DisclosureSEC source: 0001493152-23-005433 · ownership.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,147 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions, at prices ranging from 6.76 to $6.91, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate transaction. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 21:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionRestricted Stock Units · Derivative | 1,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-024285 · ownership.xml · derivative · entry 3 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,356 Underlying: Common Stock · 1,678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. F1 · price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. F1 · derivative.exercise_date: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. F1 · derivative.expiration_date: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 21:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantRestricted Stock Units · Derivative | 5,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-024285 · ownership.xml · derivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,034 Underlying: Common Stock · 5,034 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. F1 · price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. F1 · derivative.exercise_date: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. F1 · derivative.expiration_date: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 21:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionCommon Stock | 1,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-024285 · ownership.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 20:15 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | GrantRestricted Stock Units · Derivative | 21,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-024389 · doc4.xml · derivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,126 Underlying: Common Stock · 21,126 shares Expires not disclosed F1 · security: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F2 · derivative.exercise_price: The reported RSUs will vest on September 30, 2022. F2 · derivative.exercise_date: The reported RSUs will vest on September 30, 2022. F2 · derivative.expiration_date: The reported RSUs will vest on September 30, 2022. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 20:25 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | GrantRestricted Stock Units · Derivative | 41,436 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023083 · doc4.xml · derivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,436 Underlying: Common Stock · 41,436 shares Expires not disclosed F1 · security: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F2 · derivative.exercise_price: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2023 annual meeting or (ii) June 15, 2023, in each case assuming continued director service. F2 · derivative.exercise_date: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2023 annual meeting or (ii) June 15, 2023, in each case assuming continued director service. F2 · derivative.expiration_date: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2023 annual meeting or (ii) June 15, 2023, in each case assuming continued director service. Read SEC document |
| May 19, 2022 Filed May 20, 2022 22:12 UTC | DATA I/O CORP DAIO · Entity 1469 | Grantcommon stock | 10,800 | $3.09 | $33,372.00 |
DisclosureSEC source: 0001654954-22-007334 · section16.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,401 F1 · shares: RSU grant, vests over the earlier of 1 year or the next Annual Meeting of Shareholders. F2 · price: FMV price is the average of high low for the day. Read SEC document |
| April 28, 2022 Filed May 2, 2022 23:16 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantRestricted Stock Units · Derivative | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-011847 · ownership.xml · derivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,793 Underlying: Common Stock · 17,793 shares Expires not disclosed F1 · security: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F1 · derivative.exercise_price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F1 · price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F1 · derivative.exercise_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. F1 · derivative.expiration_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant. Read SEC document |
| January 04, 2022 Filed Jan 13, 2022 21:23 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-001903 · doc4.xml · derivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · security: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F2 · derivative.exercise_price: The reported RSUs will vest in four 25% installments on each of the first four anniversaries of September 30, 2021. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 18:24 UTC | DATA I/O CORP DAIO · Entity 1469 | Grantcommon stock | 4,601 | $4.62 | $21,233.62 |
DisclosureSEC source: 0001654954-21-013401 · section16.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,601 F3 · date: New Director grant prorated on appointment to the Board. F2 · shares: RSU grant, vests over the earlier of 1 year or the next Annual Meeting of Shareholders. F1 · price: FMV price is the average of high low for the day. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 16:38 UTC | BMC STOCK HOLDINGS, INC. BMCH · Entity 144119 | Disposition to issuerCommon Stock | 10,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001574815-21-000015 · wf-form4_160988271811453.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents a disposition in connection with the Agreement and Plan of Merger, dated as of August 26, 2020 (the "Merger Agreement"), by and among Builders FirstSource, Inc. ("BFS"), Boston Merger Sub I Inc. ("Merger Sub"), and BMC Stock Holdings, Inc. ("BMC"), pursuant to which Merger Sub merged with and into BMC, with BMC surviving as a wholly owned subsidiary of BFS. At the effective time of such merger, each outstanding BMC restricted stock unit vested and settled into 1.3125 shares of BFS common stock in accordance with the Merger Agreement and each share of BMC common stock was converted into the right to receive 1.3125 shares of BFS common stock in accordance with the Merger Agreement. F1 · price: Represents a disposition in connection with the Agreement and Plan of Merger, dated as of August 26, 2020 (the "Merger Agreement"), by and among Builders FirstSource, Inc. ("BFS"), Boston Merger Sub I Inc. ("Merger Sub"), and BMC Stock Holdings, Inc. ("BMC"), pursuant to which Merger Sub merged with and into BMC, with BMC surviving as a wholly owned subsidiary of BFS. At the effective time of such merger, each outstanding BMC restricted stock unit vested and settled into 1.3125 shares of BFS common stock in accordance with the Merger Agreement and each share of BMC common stock was converted into the right to receive 1.3125 shares of BFS common stock in accordance with the Merger Agreement. Read SEC document |
| May 13, 2020 Filed May 15, 2020 16:20 UTC | BMC STOCK HOLDINGS, INC. BMCH · Entity 144119 | GrantCommon Stock | 5,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001574815-20-000046 · wf-form4_158957400749946.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,921 F1 · shares: Effective May 13, 2020 (the "Grant Date"), the reporting person was granted 5,613 restricted stock units, vesting in full on the earlier of May 13, 2021 or the date of the issuer's 2021 annual meeting of stockholders. Read SEC document |
| May 16, 2019 Filed May 17, 2019 16:55 UTC | BMC STOCK HOLDINGS, INC. BMCH · Entity 144119 | GrantCommon Stock | 5,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001574815-19-000082 · wf-form4_155812650820671.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,308 F1 · shares: Effective May 16, 2019 (the "Grant Date"), the reporting person was granted 5,308 restricted stock units, vesting in full on the earlier of May 16, 2020 or the date of the issuer's 2020 annual meeting of stockholders. Read SEC document |
| May 10, 2018 Filed May 10, 2018 20:44 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000022 · edgardoc.xml · derivative · entry 3 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2018-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| May 10, 2018 Filed May 10, 2018 20:44 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000022 · edgardoc.xml · nonDerivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:44 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantCommon Stock | 15,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001591956-18-000022 · edgardoc.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,348 Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 21:07 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | GrantCommon Stock | 4,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001591956-18-000015 · edgardoc.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,495 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.