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Robinette Dale Thomas

Disclosed activity across 1 company

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42912
SEC CIK
0001781328

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Flux Power Holdings, Inc.FLUX · Entity 7921DirectorMay 28, 2025June 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Flux Power Holdings, Inc.

Report date May 28, 2025 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect106,311 Reported balance After 2026-05-28 transaction · row 1
1 source row

Row 1 · 2026-05-28 · Exercise / conversion · Acquired 50,000 · Balance 106,311

F1: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect50,000 Reported balance After 2025-05-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-05-28 · Grant · Acquired 50,000 · Balance 50,000

F1: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

F2: Due to an administrative error, this grant was not previously reported.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-28 · Exercise / conversion · Disposed 50,000 · Balance 0

F1: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

F2: Due to an administrative error, this grant was not previously reported.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2026 Filed Jun 2, 2026 01:41 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionRestricted Stock Units · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-026713 · ownership.xml · derivative · entry 3

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

F1 · price: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

F1 · derivative.exercise_date: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

F1 · derivative.expiration_date: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

Read SEC document
May 28, 2026 Filed Jun 2, 2026 01:41 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-026713 · ownership.xml · nonDerivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

Read SEC document
September 15, 2025 Filed Sep 18, 2025 00:15 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 PurchaseCommon Stock Purchase Warrant (right to buy) · Derivative 6,075 Not disclosed Strike: $1.72 Not disclosed
Disclosure

SEC source: 0001493152-25-013945 · ownership.xml · derivative · entry 2

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,075

Underlying: Common Stock · 6,075 shares

Expires 2030-09-15

F1 · security: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 1,291 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 6,075 shares of the Issuer's Common Stock.

F3 · security: The Common Warrants have an initial exercise price of $1.715 and is exercisable immediately from the date of issuance and expire 5 years from the date of issuance.

F1 · price: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 1,291 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 6,075 shares of the Issuer's Common Stock.

Read SEC document
September 15, 2025 Filed Sep 18, 2025 00:15 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 PurchasePre-Funded Warrant (right to buy) · Derivative 1,291 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001493152-25-013945 · ownership.xml · derivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,291

Underlying: Series A Convertible Preferred Stock · 1,291 shares

Expires not disclosed

F1 · security: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 1,291 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 6,075 shares of the Issuer's Common Stock.

F1 · price: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 1,291 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 6,075 shares of the Issuer's Common Stock.

F2 · derivative.expiration_date: The Pre-Funded Warrants are exercisable immediately from the date of issuance and expire when exercised in full. Each Pre-Funded Warrant is exercisable for 1 share of the Company's Series A Convertible Preferred Stock, which may be converted into shares of Common Stock at an initial conversion price of $2.058 as subject to adjustments.

Read SEC document
May 28, 2025 Filed Jun 2, 2026 01:41 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 GrantRestricted Stock Units · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-026713 · ownership.xml · derivative · entry 2

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

F2 · derivative.exercise_price: Due to an administrative error, this grant was not previously reported.

F1 · price: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

F1 · derivative.exercise_date: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

F1 · derivative.expiration_date: On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

Read SEC document
April 18, 2025 Filed Apr 21, 2025 20:04 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionRestricted Stock Unit · Derivative 17,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-005543 · ownership.xml · derivative · entry 2

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This award was granted on April 18, 2024. 17,057 RSUs vested on April 18, 2025.

F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 17,057 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F2 · price: This award was granted on April 18, 2024. 17,057 RSUs vested on April 18, 2025.

F2 · derivative.exercise_date: This award was granted on April 18, 2024. 17,057 RSUs vested on April 18, 2025.

F2 · derivative.expiration_date: This award was granted on April 18, 2024. 17,057 RSUs vested on April 18, 2025.

Read SEC document
April 18, 2025 Filed Apr 21, 2025 20:04 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionCommon Stock 17,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-005543 · ownership.xml · nonDerivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of common stock issued upon the vesting of 17,057 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · kind: Represents the number of common stock issued upon the vesting of 17,057 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · price: Represents the number of common stock issued upon the vesting of 17,057 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 22:34 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionRestricted Stock Unit · Derivative 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-017308 · ownership.xml · derivative · entry 2

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This award was granted on April 29, 2021 subject to the terms and conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan. One third of the original grant of 4,578 RSUs vested on April 29, 2022, and a subsequent one third vested on April 29, 2023. On April 29, 2024, the remaining one third of the original grant vested.

F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F2 · price: This award was granted on April 29, 2021 subject to the terms and conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan. One third of the original grant of 4,578 RSUs vested on April 29, 2022, and a subsequent one third vested on April 29, 2023. On April 29, 2024, the remaining one third of the original grant vested.

F2 · derivative.exercise_date: This award was granted on April 29, 2021 subject to the terms and conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan. One third of the original grant of 4,578 RSUs vested on April 29, 2022, and a subsequent one third vested on April 29, 2023. On April 29, 2024, the remaining one third of the original grant vested.

F2 · derivative.expiration_date: This award was granted on April 29, 2021 subject to the terms and conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan. One third of the original grant of 4,578 RSUs vested on April 29, 2022, and a subsequent one third vested on April 29, 2023. On April 29, 2024, the remaining one third of the original grant vested.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 22:34 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionCommon Stock 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-017308 · ownership.xml · nonDerivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · kind: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · price: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 20, 2024 Filed Apr 23, 2024 01:56 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionRestricted Stock Unit · Derivative 16,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-015622 · ownership.xml · derivative · entry 2

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This award was granted on April 20, 2023. 16,883 RSUs vested on April 20, 2024.

F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 16,883 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F2 · price: This award was granted on April 20, 2023. 16,883 RSUs vested on April 20, 2024.

F2 · derivative.exercise_date: This award was granted on April 20, 2023. 16,883 RSUs vested on April 20, 2024.

F2 · derivative.expiration_date: This award was granted on April 20, 2023. 16,883 RSUs vested on April 20, 2024.

Read SEC document
April 20, 2024 Filed Apr 23, 2024 01:56 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionCommon Stock 16,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-015622 · ownership.xml · nonDerivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of common stock issued upon the vesting of 16,883 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · kind: Represents the number of common stock issued upon the vesting of 16,883 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · price: Represents the number of common stock issued upon the vesting of 16,883 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 18, 2024 Filed Apr 23, 2024 01:56 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 GrantRestricted Stock Unit · Derivative 17,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-015622 · ownership.xml · derivative · entry 3

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,057

Underlying: Common Stock · 17,057 shares

Expires not disclosed

F3 · security: Represents a grant of RSUs on April 18, 2024, pursuant to the Issuer's 2021 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 18, 2025, which is one year from the date of grant.

F3 · derivative.exercise_price: Represents a grant of RSUs on April 18, 2024, pursuant to the Issuer's 2021 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 18, 2025, which is one year from the date of grant.

F3 · price: Represents a grant of RSUs on April 18, 2024, pursuant to the Issuer's 2021 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 18, 2025, which is one year from the date of grant.

F3 · derivative.exercise_date: Represents a grant of RSUs on April 18, 2024, pursuant to the Issuer's 2021 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 18, 2025, which is one year from the date of grant.

F3 · derivative.expiration_date: Represents a grant of RSUs on April 18, 2024, pursuant to the Issuer's 2021 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 18, 2025, which is one year from the date of grant.

Read SEC document
April 29, 2023 Filed May 1, 2023 23:55 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionRestricted Stock Unit · Derivative 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015067 · ownership.xml · derivative · entry 4

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,526

Underlying: Common Stock · 1,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

F2 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F4 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

Read SEC document
April 29, 2023 Filed May 1, 2023 23:55 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionCommon Stock 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015067 · ownership.xml · nonDerivative · entry 2

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F2 · kind: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F2 · price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 28, 2023 Filed May 1, 2023 23:55 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionRestricted Stock Units · Derivative 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015067 · ownership.xml · derivative · entry 3

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F3 · price: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F3 · derivative.exercise_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F3 · derivative.expiration_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

Read SEC document
April 28, 2023 Filed May 1, 2023 23:55 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionCommon Stock 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015067 · ownership.xml · nonDerivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · kind: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 20:18 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 GrantRestricted Stock Unit · Derivative 16,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-013223 · ownership.xml · derivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,883

Underlying: Common Stock · 16,883 shares

Expires not disclosed

F1 · security: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.exercise_price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.exercise_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.expiration_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

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April 29, 2022 Filed May 2, 2022 23:22 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionRestricted Stock Units · Derivative 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011851 · ownership.xml · derivative · entry 2

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,052

Underlying: Common Stock · 1,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.

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April 29, 2022 Filed May 2, 2022 23:22 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 Exercise / conversionCommon Stock 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011851 · ownership.xml · nonDerivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · kind: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · price: Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

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April 28, 2022 Filed May 2, 2022 23:22 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 GrantRestricted Stock Units · Derivative 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-011851 · ownership.xml · derivative · entry 3

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,793

Underlying: Common Stock · 17,793 shares

Expires not disclosed

F3 · security: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · derivative.exercise_price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · price: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · derivative.exercise_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

F3 · derivative.expiration_date: Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.

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April 29, 2021 Filed May 3, 2021 20:05 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 GrantRestricted Stock Units · Derivative 4,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-010329 · ownership.xml · derivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,578

Underlying: Common Stock · 4,578 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are subject to the following vesting schedule: 1/3 of the RSUs shall vest on April 29, 2022, and each subsequent 1/3 of the RSUs shall vest every twelve (12) months thereafter until fully vested.

F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are subject to the following vesting schedule: 1/3 of the RSUs shall vest on April 29, 2022, and each subsequent 1/3 of the RSUs shall vest every twelve (12) months thereafter until fully vested.

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January 01, 2020 Filed Jan 3, 2020 21:54 UTC Flux Power Holdings, Inc. FLUX · Entity 7921 GrantStock Option · Derivative 3,948 Not disclosed Strike: $8.87 Not disclosed
Disclosure

SEC source: 0001493152-20-000137 · ownership.xml · derivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,948

Underlying: Common Stock · 3,948 shares

Expires 2030-01-01

F1 · security: Pursuant to the stock option, Reporting Person has a right to purchase up to 3,948 shares of common stock of Issuer. The stock option vests over a 2 year period in quarterly installments, starting on 1/1/2020. The exercise price is the fair market value of Issuer's common stock, which is $8.87 per share based on the Issuer's 30-day volume-weighted average price on January 1, 2020.

F1 · price: Pursuant to the stock option, Reporting Person has a right to purchase up to 3,948 shares of common stock of Issuer. The stock option vests over a 2 year period in quarterly installments, starting on 1/1/2020. The exercise price is the fair market value of Issuer's common stock, which is $8.87 per share based on the Issuer's 30-day volume-weighted average price on January 1, 2020.

F1 · derivative.exercise_date: Pursuant to the stock option, Reporting Person has a right to purchase up to 3,948 shares of common stock of Issuer. The stock option vests over a 2 year period in quarterly installments, starting on 1/1/2020. The exercise price is the fair market value of Issuer's common stock, which is $8.87 per share based on the Issuer's 30-day volume-weighted average price on January 1, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.