FLS

SEC source: 0000030625-18-000008 · wf-form4_151787095670272.xml · nonDerivative · entry 1

Jackson Kim · CIK 0001654774 · President, EPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

SEC source: 0000030625-18-000007 · wf-form4_151787093861813.xml · derivative · entry 5

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,214

Underlying: Common Stock · 3,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.exercise_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.expiration_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

SEC source: 0000030625-18-000007 · wf-form4_151787093861813.xml · nonDerivative · entry 2

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,891

SEC source: 0000030625-18-000007 · wf-form4_151787093861813.xml · nonDerivative · entry 1

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

SEC source: 0000030625-18-000005 · wf-form4_151787079684658.xml · derivative · entry 6

Wilson Kirk · CIK 0001654776 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,794

Underlying: Common Stock · 2,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.exercise_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.expiration_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

SEC source: 0000030625-18-000005 · wf-form4_151787079684658.xml · nonDerivative · entry 2

Wilson Kirk · CIK 0001654776 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,410

SEC source: 0000030625-18-000005 · wf-form4_151787079684658.xml · nonDerivative · entry 1

Wilson Kirk · CIK 0001654776 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

SEC source: 0000030625-18-000006 · wf-form4_151787087360612.xml · derivative · entry 6

OConnor Carey · CIK 0001559725 · SVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,867

Underlying: Common Stock · 2,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.exercise_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

F1 · derivative.expiration_date: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

SEC source: 0000030625-18-000006 · wf-form4_151787087360612.xml · nonDerivative · entry 2

OConnor Carey · CIK 0001559725 · SVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,741

SEC source: 0000030625-18-000006 · wf-form4_151787087360612.xml · nonDerivative · entry 1

OConnor Carey · CIK 0001559725 · SVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represented the right to receive one share of the issuer's common stock at vesting, plus shares equivalent in value to accumulated dividends.

SEC source: 0000030625-18-000003 · wf-form4_151735451633711.xml · nonDerivative · entry 2

CHANDY RUBY R · CIK 0001358419 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,574

F1 · kind: Relates to an inadvertent purchase by the Reporting Person's spouse's broker without the Reporting Person's knowledge or direction. Upon discovery of the purchase by the Reporting Person, the shares were immediately sold by the broker. There was no profit realized by the Reporting Person on the short-swing transaction.

SEC source: 0000030625-18-000003 · wf-form4_151735451633711.xml · nonDerivative · entry 1

CHANDY RUBY R · CIK 0001358419 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,604

F1 · kind: Relates to an inadvertent purchase by the Reporting Person's spouse's broker without the Reporting Person's knowledge or direction. Upon discovery of the purchase by the Reporting Person, the shares were immediately sold by the broker. There was no profit realized by the Reporting Person on the short-swing transaction.

SEC source: 0000030625-18-000001 · wf-form4_151493142742763.xml · derivative · entry 3

Pajonas Thomas L · CIK 0001290057 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,180

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 100% (plus dividends accrued on the underlying shares) based on meeting succession planning objectives in connection with Mr. Pajonas' retirement.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 100% (plus dividends accrued on the underlying shares) based on meeting succession planning objectives in connection with Mr. Pajonas' retirement.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 100% (plus dividends accrued on the underlying shares) based on meeting succession planning objectives in connection with Mr. Pajonas' retirement.

SEC source: 0000030625-18-000001 · wf-form4_151493142742763.xml · nonDerivative · entry 2

Pajonas Thomas L · CIK 0001290057 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,156

SEC source: 0000030625-18-000001 · wf-form4_151493142742763.xml · nonDerivative · entry 1

Pajonas Thomas L · CIK 0001290057 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 100% (plus dividends accrued on the underlying shares) based on meeting succession planning objectives in connection with Mr. Pajonas' retirement.

SEC source: 0000030625-17-000133 · wf-form4_151216955611153.xml · derivative · entry 1

Roberts David E Jr · CIK 0001363218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,792

Underlying: Common Stock · 814 shares

Expires not disclosed

F1 · security: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000132 · wf-form4_151216953484815.xml · derivative · entry 1

MILLS RICK J · CIK 0001238890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,969

Underlying: Common Stock · 676 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000131 · wf-form4_151216951228509.xml · derivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,120

Underlying: Common Stock · 811 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000127 · wf-form4_150773535213073.xml · derivative · entry 1

Eckert Lee · CIK 0001648834 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and is granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares cliff vest on the three-year anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and is granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares cliff vest on the three-year anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and is granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares cliff vest on the three-year anniversary of the grant.

SEC source: 0000030625-17-000123 · wf-form4_150524824860933.xml · derivative · entry 1

Wilson David J. · CIK 0001629079 · President, IPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares cliff vest on the three-year anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares cliff vest on the three-year anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares cliff vest on the three-year anniversary of the grant.

SEC source: 0000030625-17-000119 · wf-form4_150360669431533.xml · derivative · entry 1

MILLS RICK J · CIK 0001238890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,293

Underlying: Common Stock · 751 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000120 · wf-form4_150360671215722.xml · derivative · entry 1

Roberts David E Jr · CIK 0001363218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,978

Underlying: Common Stock · 827 shares

Expires not disclosed

F1 · security: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000118 · wf-form4_150360667781293.xml · derivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,309

Underlying: Common Stock · 902 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000108 · wf-form4_149869927888131.xml · derivative · entry 1

Roueche John E III · CIK 0001493988 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,240

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant and were granted to Mr. Roueche in recognition of his interim assignment as Chief Financial Officer

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant and were granted to Mr. Roueche in recognition of his interim assignment as Chief Financial Officer

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant and were granted to Mr. Roueche in recognition of his interim assignment as Chief Financial Officer

SEC source: 0000030625-17-000102 · wf-form4_149514864959123.xml · derivative · entry 1

Roberts David E Jr · CIK 0001363218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,151

Underlying: Common Stock · 2,574 shares

Expires not disclosed

F1 · security: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000101 · wf-form4_149514863110634.xml · derivative · entry 1

MILLS RICK J · CIK 0001238890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,542

Underlying: Common Stock · 2,574 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000100 · wf-form4_149514860946083.xml · derivative · entry 1

Harlan Joe E · CIK 0001304956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,681

Underlying: Common Stock · 2,574 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000099 · wf-form4_149514859214364.xml · nonDerivative · entry 1

FRIEDERY JOHN R · CIK 0001271363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574

F1 · shares: Represents the annual restricted stock grant for the director under the Flowserve Equity and Incentive Compensation Plan. The shares vest on May 18, 2018.

SEC source: 0000030625-17-000098 · wf-form4_149514857349246.xml · nonDerivative · entry 1

FIX ROGER L · CIK 0001163373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,218

F1 · shares: Represents the annual restricted stock grant for the director under the Flowserve Equity and Incentive Compensation Plan. The shares vest on May 18, 2018.

SEC source: 0000030625-17-000097 · wf-form4_149514855450278.xml · derivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,407

Underlying: Common Stock · 2,574 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000096 · wf-form4_149514853411501.xml · nonDerivative · entry 1

Darner Leif · CIK 0001584620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,218

F1 · shares: Represents the annual restricted stock grant for the director under the Flowserve Equity and Incentive Compensation Plan. The shares vest on May 18, 2018.

SEC source: 0000030625-17-000105 · wf-form4_149547766287583.xml · nonDerivative · entry 1

CHANDY RUBY R · CIK 0001358419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574

F1 · shares: Represents the annual restricted stock grant for the director under the Flowserve Equity and Incentive Compensation Plan. The shares vest on May 18, 2018.

SEC source: 0000030625-17-000095 · wf-form4_149505764448838.xml · derivative · entry 1

Stephens Dave · CIK 0001599285 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Common Stock · 210 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant

SEC source: 0000030625-17-000094 · wf-form4_149505762503429.xml · derivative · entry 1

Pajonas Thomas L · CIK 0001290057 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,651

Underlying: Common Stock · 996 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant

SEC source: 0000030625-17-000093 · wf-form4_149505760868307.xml · derivative · entry 1

Lenander John · CIK 0001696627 · President, FCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,564

Underlying: Common Stock · 191 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant

SEC source: 0000030625-17-000092 · wf-form4_149462484371264.xml · derivative · entry 1

Roberts David E Jr · CIK 0001363218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,577

Underlying: Common Stock · 642 shares

Expires not disclosed

F1 · security: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000091 · wf-form4_149462481302399.xml · derivative · entry 1

MILLS RICK J · CIK 0001238890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,968

Underlying: Common Stock · 583 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000090 · wf-form4_149462478866937.xml · derivative · entry 1

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,449

Underlying: Common Stock · 284 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000089 · wf-form4_149462476955818.xml · derivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,833

Underlying: Common Stock · 700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

SEC source: 0000030625-17-000088 · wf-form4_149427827212257.xml · derivative · entry 4

Rowe Robert Scott · CIK 0001608962 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,943

Underlying: Common Stock · 114,943 shares

Expires 2027-05-04

F3 · derivative.exercise_date: The options vest on April 1, 2020.

SEC source: 0000030625-17-000088 · wf-form4_149427827212257.xml · derivative · entry 3

Rowe Robert Scott · CIK 0001608962 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,310

Underlying: Common Stock · 56,310 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2017 and ending on December 31, 2019 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2017 and ending on December 31, 2019 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2017 and ending on December 31, 2019 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

SEC source: 0000030625-17-000088 · wf-form4_149427827212257.xml · derivative · entry 2

Rowe Robert Scott · CIK 0001608962 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,310

Underlying: Common Stock · 56,310 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably on April 1, 2018, April 1, 2019 and April 1, 2020.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably on April 1, 2018, April 1, 2019 and April 1, 2020.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably on April 1, 2018, April 1, 2019 and April 1, 2020.

SEC source: 0000030625-17-000079 · wf-form4_149134094024899.xml · nonDerivative · entry 1

BLINN MARK A · CIK 0001129149 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,078

SEC source: 0000030625-17-000077 · wf-form4_149090812085654.xml · derivative · entry 3

OConnor Carey · CIK 0001559725 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,080

Underlying: Common Stock ($1.25 par value per share) · 3,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016.

SEC source: 0000030625-17-000077 · wf-form4_149090812085654.xml · nonDerivative · entry 2

OConnor Carey · CIK 0001559725 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,740

SEC source: 0000030625-17-000077 · wf-form4_149090812085654.xml · nonDerivative · entry 1

OConnor Carey · CIK 0001559725 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016.

SEC source: 0000030625-17-000076 · wf-form4_149090810360728.xml · derivative · entry 3

Pajonas Thomas L · CIK 0001290057 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,180

Underlying: Common Stock · 15,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016.

SEC source: 0000030625-17-000076 · wf-form4_149090810360728.xml · nonDerivative · entry 2

Pajonas Thomas L · CIK 0001290057 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,920

SEC source: 0000030625-17-000076 · wf-form4_149090810360728.xml · nonDerivative · entry 1

Pajonas Thomas L · CIK 0001290057 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016.

SEC source: 0000030625-17-000075 · wf-form4_149090808611076.xml · derivative · entry 3

Jackson Kim · CIK 0001654774 · President, EPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,025

Underlying: Common Stock · 1,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016.