Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOWSERVE CORPFLS · Entity 3541 | Interim CFO | February 20, 2020 | February 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOWSERVE CORP
Report date February 20, 2020 · Filed February 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,042 |
Reported balance
After 2020-02-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-20 · Grant · Acquired 4,770 · Balance 15,042 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. 1,050 of the restricted stock units were a one-time award granted in connection with Mr. Roueche's service as the issuer's interim Chief Financial Officer from December 3, 2019 through February 23, 2020 and 3,720 were an annual award granted pursuant to the issuer's long-term incentive plan. The shares vest ratably over a three-year period on each annual anniversary of the grant. |
| Performance RightsSEC Table II · derivative / convertible security | Direct | 14,860 |
Reported balance
After 2020-02-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-20 · Grant · Acquired 3,720 · Balance 14,860 F2: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2020 and ending on December 31, 2022 which are: 1) the issuer's relative total shareholder return ("TSR") in comparison to the TSR averages of a predetermined compensation peer group over the performance cycle; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's ROIC improvement goals under its operating plan. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. 1,050 of the restricted stock units were a one-time award granted in connection with Mr. Roueche's service as the issuer's interim Chief Financial Officer from December 3, 2019 through February 23, 2020 and 3,720 were an annual award granted pursuant to the issuer's long-term incentive plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.
F2: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2020 and ending on December 31, 2022 which are: 1) the issuer's relative total shareholder return ("TSR") in comparison to the TSR averages of a predetermined compensation peer group over the performance cycle; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's ROIC improvement goals under its operating plan. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 24, 2020 21:56 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPerformance Rights · Derivative | 3,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000030625-20-000024 · wf-form4_158258136244479.xml · derivative · entry 2 Roueche John E III · CIK 0001493988 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,860 Underlying: Common Stock · 3,720 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2020 and ending on December 31, 2022 which are: 1) the issuer's relative total shareholder return ("TSR") in comparison to the TSR averages of a predetermined compensation peer group over the performance cycle; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's ROIC improvement goals under its operating plan. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2020 and ending on December 31, 2022 which are: 1) the issuer's relative total shareholder return ("TSR") in comparison to the TSR averages of a predetermined compensation peer group over the performance cycle; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's ROIC improvement goals under its operating plan. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2020 and ending on December 31, 2022 which are: 1) the issuer's relative total shareholder return ("TSR") in comparison to the TSR averages of a predetermined compensation peer group over the performance cycle; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's ROIC improvement goals under its operating plan. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:56 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantRestricted Stock Units · Derivative | 4,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000030625-20-000024 · wf-form4_158258136244479.xml · derivative · entry 1 Roueche John E III · CIK 0001493988 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,042 Underlying: Common Stock · 4,770 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. 1,050 of the restricted stock units were a one-time award granted in connection with Mr. Roueche's service as the issuer's interim Chief Financial Officer from December 3, 2019 through February 23, 2020 and 3,720 were an annual award granted pursuant to the issuer's long-term incentive plan. The shares vest ratably over a three-year period on each annual anniversary of the grant. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. 1,050 of the restricted stock units were a one-time award granted in connection with Mr. Roueche's service as the issuer's interim Chief Financial Officer from December 3, 2019 through February 23, 2020 and 3,720 were an annual award granted pursuant to the issuer's long-term incentive plan. The shares vest ratably over a three-year period on each annual anniversary of the grant. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. 1,050 of the restricted stock units were a one-time award granted in connection with Mr. Roueche's service as the issuer's interim Chief Financial Officer from December 3, 2019 through February 23, 2020 and 3,720 were an annual award granted pursuant to the issuer's long-term incentive plan. The shares vest ratably over a three-year period on each annual anniversary of the grant. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 22:14 UTC | FLOWSERVE CORP FLS · Entity 3541 | Exercise / conversionRestricted Stock Units · Derivative | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000030625-20-000003 · wf-form4_158085445044029.xml · derivative · entry 3 Roueche John E III · CIK 0001493988 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,272 Underlying: Common Stock · 1,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 22:14 UTC | FLOWSERVE CORP FLS · Entity 3541 | Tax withholdingCommon Stock | 335 | $46.68 | $15,637.80 |
DisclosureSEC source: 0000030625-20-000003 · wf-form4_158085445044029.xml · nonDerivative · entry 2 Roueche John E III · CIK 0001493988 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,383 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 22:14 UTC | FLOWSERVE CORP FLS · Entity 3541 | Exercise / conversionCommon Stock | 1,129 | $0.00 | $0.00 |
DisclosureSEC source: 0000030625-20-000003 · wf-form4_158085445044029.xml · nonDerivative · entry 1 Roueche John E III · CIK 0001493988 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant. Read SEC document |
| June 26, 2017 Filed Jun 29, 2017 01:21 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000030625-17-000108 · wf-form4_149869927888131.xml · derivative · entry 1 Roueche John E III · CIK 0001493988 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,240 Underlying: Common Stock · 2,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant and were granted to Mr. Roueche in recognition of his interim assignment as Chief Financial Officer F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant and were granted to Mr. Roueche in recognition of his interim assignment as Chief Financial Officer F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant and were granted to Mr. Roueche in recognition of his interim assignment as Chief Financial Officer Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 21:06 UTC | FLOWSERVE CORP FLS · Entity 3541 | Exercise / conversionPerformance Rights · Derivative | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000030625-17-000070 · wf-form4_149090798935198.xml · derivative · entry 3 Roueche John E III · CIK 0001493988 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,620 Underlying: Common Stock · 2,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016. F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016. F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 21:06 UTC | FLOWSERVE CORP FLS · Entity 3541 | Tax withholdingCommon Stock | 631 | $47.18 | $29,770.58 |
DisclosureSEC source: 0000030625-17-000070 · wf-form4_149090798935198.xml · nonDerivative · entry 2 Roueche John E III · CIK 0001493988 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,503 Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 21:06 UTC | FLOWSERVE CORP FLS · Entity 3541 | Exercise / conversionCommon Stock | 2,305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000030625-17-000070 · wf-form4_149090798935198.xml · nonDerivative · entry 1 Roueche John E III · CIK 0001493988 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 109% (plus dividends accrued on the underlying shares) based on: 1) the issuer's average return on net assets ("RONA") and 2) the issuer's growth in bookings as compared to GDP growth of countries in the Organisation for Economic Co-operation and Development during a three-year performance cycle beginning on January 1, 2014 and ending on December 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.