Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOW CHEMICAL CO /DE/DOW · Entity 97744 | Vice Chair-Chief Comm Officer | February 14, 2017 | February 16, 2017 |
| FLOWSERVE CORPFLS · Entity 3541 | Director | November 06, 2019 | November 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOW CHEMICAL CO /DE/
Report date February 14, 2017 · Filed February 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 181,627.471 |
Reported balance
After 2017-02-14 transaction · row 1
1 source rowRow 1 · 2017-02-14 · Tax withholding · Disposed 6,872 · Balance 181,627.471 F1: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. F2: Stock withheld on the delivery date to cover taxes for deferred stock granted on February 14, 2014, as previously reported. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 170.652 |
Reported balance
Holding disclosure · report date 2017-02-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 170.652 |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan ESOP | 1,980.687 |
Reported balance
Holding disclosure · report date 2017-02-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,980.687 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.
F2: Stock withheld on the delivery date to cover taxes for deferred stock granted on February 14, 2014, as previously reported.
FLOWSERVE CORP
Report date November 06, 2019 · Filed November 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 42,637 |
Reported balance
After 2019-11-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-11-06 · Grant · Acquired 582 · Balance 42,637 F1: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.
F2: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2019 Filed Nov 7, 2019 21:23 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 582 | $49.39 | $28,744.98 |
DisclosureSEC source: 0000030625-19-000075 · wf-form4_157316178371035.xml · derivative · entry 1 Harlan Joe E · CIK 0001304956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,637 Underlying: Common Stock · 582 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 20:12 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 638 | $45.05 | $28,741.90 |
DisclosureSEC source: 0000030625-19-000064 · wf-form4_156538155682334.xml · derivative · entry 1 Harlan Joe E · CIK 0001304956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,055 Underlying: Common Stock · 638 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| May 23, 2019 Filed May 24, 2019 20:23 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 2,568 | $48.69 | $125,035.92 |
DisclosureSEC source: 0000030625-19-000046 · wf-form4_155872939655882.xml · derivative · entry 1 Harlan Joe E · CIK 0001304956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,417 Underlying: Common Stock · 2,568 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| May 13, 2019 Filed May 15, 2019 20:33 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 604 | $47.62 | $28,762.48 |
DisclosureSEC source: 0000030625-19-000040 · wf-form4_155795239803488.xml · derivative · entry 1 Harlan Joe E · CIK 0001304956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,849 Underlying: Common Stock · 604 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 21:36 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 670 | $42.92 | $28,756.40 |
DisclosureSEC source: 0000030625-19-000026 · wf-form4_155208096545253.xml · derivative · entry 1 Harlan Joe E · CIK 0001304956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,245 Underlying: Common Stock · 670 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:41 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 2,894 | $43.19 | $124,991.86 |
DisclosureSEC source: 0000030625-18-000057 · wf-form4_152762646374692.xml · derivative · entry 1 Harlan Joe E · CIK 0001304956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,575 Underlying: Common Stock · 2,894 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| May 18, 2017 Filed May 18, 2017 23:03 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 2,574 | $48.56 | $124,993.44 |
DisclosureSEC source: 0000030625-17-000100 · wf-form4_149514860946083.xml · derivative · entry 1 Harlan Joe E · CIK 0001304956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,681 Underlying: Common Stock · 2,574 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:18 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Tax withholdingCommon | 6,872 | $61.72 | $424,139.84 |
DisclosureSEC source: 0001225208-17-003572 · doc4.xml · nonDerivative · entry 1 Harlan Joe E · CIK 0001304956 · Vice Chair-Chief Comm Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,627.471 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. F2 · shares: Stock withheld on the delivery date to cover taxes for deferred stock granted on February 14, 2014, as previously reported. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:13 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 70,640 | $0.00 Strike: $61.19 | $0.00 |
DisclosureSEC source: 0001225208-17-003207 · doc4.xml · derivative · entry 4 Harlan Joe E · CIK 0001304956 · Vice Chair-Chief Comm Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,640 Underlying: Common · 70,640 shares Expires 2027-02-10 F1 · security: Granted under The Dow Chemical Company 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2018. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:13 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | GrantCommon | 13,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003207 · doc4.xml · nonDerivative · entry 1 Harlan Joe E · CIK 0001304956 · Vice Chair-Chief Comm Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,499.471 F1 · security: Granted under The Dow Chemical Company 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F2 · shares: Deferred shares to be delivered in one installment on or about February 10, 2020 contingent upon continuation of employment. Read SEC document |
| November 08, 2016 Filed Nov 11, 2016 00:05 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 516 | $41.76 | $21,548.16 |
DisclosureSEC source: 0000030625-16-000192 · wf-form4_147882269969189.xml · derivative · entry 1 Harlan Joe E · CIK 0001304956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,107 Underlying: Common Stock · 516 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.