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Nasdaq · USD

FLL

FULL HOUSE RESORTS INC

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6970
SEC CIK
0000891482
Parsed reports
231

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 26, 2024 Filed Sep 30, 2024 21:58 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 652 $5.00 $3,260.98
Disclosure

SEC source: 0001415889-24-024099 · form4-09302024_090935.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.01, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 26, 2024 Filed Sep 30, 2024 21:58 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 652 $1.25 $815.00
Disclosure

SEC source: 0001415889-24-024099 · form4-09302024_090935.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,589,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
September 20, 2024 Filed Sep 23, 2024 22:02 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 207 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-023855 · form4-09232024_100908.xml · derivative · entry 9

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,074

Underlying: Common Stock · 207 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
September 20, 2024 Filed Sep 23, 2024 22:02 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 207 $5.00 $1,035.00
Disclosure

SEC source: 0001415889-24-023855 · form4-09232024_100908.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
September 20, 2024 Filed Sep 23, 2024 22:02 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 207 $1.25 $258.75
Disclosure

SEC source: 0001415889-24-023855 · form4-09232024_100908.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,589,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
September 19, 2024 Filed Sep 23, 2024 22:02 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,070 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-023855 · form4-09232024_100908.xml · derivative · entry 8

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,281

Underlying: Common Stock · 16,070 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 22:02 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 16,070 $5.07 $81,529.54
Disclosure

SEC source: 0001415889-24-023855 · form4-09232024_100908.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.145, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 22:02 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 16,070 $1.25 $20,087.50
Disclosure

SEC source: 0001415889-24-023855 · form4-09232024_100908.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,604,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
September 18, 2024 Filed Sep 18, 2024 22:55 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,676 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-023660 · form4-09182024_100923.xml · derivative · entry 12

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,351

Underlying: Common Stock · 8,676 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
September 18, 2024 Filed Sep 18, 2024 22:55 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 8,676 $5.09 $44,137.41
Disclosure

SEC source: 0001415889-24-023660 · form4-09182024_100923.xml · nonDerivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.19, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2024 Filed Sep 18, 2024 22:55 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 8,676 $1.25 $10,845.00
Disclosure

SEC source: 0001415889-24-023660 · form4-09182024_100923.xml · nonDerivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,597,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
September 17, 2024 Filed Sep 18, 2024 22:55 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,282 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-023660 · form4-09182024_100923.xml · derivative · entry 11

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 189,027

Underlying: Common Stock · 15,282 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
September 17, 2024 Filed Sep 18, 2024 22:55 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 15,282 $5.07 $77,542.40
Disclosure

SEC source: 0001415889-24-023660 · form4-09182024_100923.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.13, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2024 Filed Sep 18, 2024 22:55 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 15,282 $1.25 $19,102.50
Disclosure

SEC source: 0001415889-24-023660 · form4-09182024_100923.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,604,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
September 16, 2024 Filed Sep 18, 2024 22:55 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,737 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-023660 · form4-09182024_100923.xml · derivative · entry 10

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,309

Underlying: Common Stock · 11,737 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 22:55 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 11,737 $5.07 $59,501.90
Disclosure

SEC source: 0001415889-24-023660 · form4-09182024_100923.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.145, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 22:55 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 11,737 $1.25 $14,671.25
Disclosure

SEC source: 0001415889-24-023660 · form4-09182024_100923.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,600,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
September 13, 2024 Filed Sep 13, 2024 22:27 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,954 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-023394 · form4-09132024_100918.xml · derivative · entry 9

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 216,046

Underlying: Common Stock · 8,954 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of the stock options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024.

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
September 13, 2024 Filed Sep 13, 2024 22:27 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 8,954 $5.08 $45,460.35
Disclosure

SEC source: 0001415889-24-023394 · form4-09132024_100918.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F3 · kind: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation and the exercise price of the transactions reported on this Form 4.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.12, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 13, 2024 Filed Sep 13, 2024 22:27 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 8,954 $1.25 $11,192.50
Disclosure

SEC source: 0001415889-24-023394 · form4-09132024_100918.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,597,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of the stock options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 22:27 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 718,834 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-023394 · form4-09132024_100918.xml · derivative · entry 8

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 718,834 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of the stock options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024.

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 22:27 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 180,794 $4.97 $898,546.18
Disclosure

SEC source: 0001415889-24-023394 · form4-09132024_100918.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F2 · kind: Shares withheld to cover the exercise price of the stock options.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 22:27 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 718,834 $1.25 $898,542.50
Disclosure

SEC source: 0001415889-24-023394 · form4-09132024_100918.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,769,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of the stock options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:10 UTC
Ferrucci JohnCHIEF OPERATING OFFICER
SaleCommon Stock 8,328 $4.97 $41,406.82
Disclosure

SEC source: 0001415889-24-021852 · form4-08212024_060801.xml · nonDerivative · entry 1

Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.91 to $5.055, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2024 Filed Aug 16, 2024 21:55 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 5,897 $5.06 $29,812.87
Disclosure

SEC source: 0001415889-24-021500 · form4-08162024_090854.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050,840

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.09, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 22:31 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 24,512 $5.04 $123,417.92
Disclosure

SEC source: 0001415889-24-021398 · form4-08152024_100820.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,056,737

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.115, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 22:26 UTC
Ferrucci JohnCHIEF OPERATING OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,499 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001415889-24-021393 · form4-08152024_100816.xml · derivative · entry 3

Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,499 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 22:26 UTC
Ferrucci JohnCHIEF OPERATING OFFICER
SaleCommon Stock 18,499 $5.00 $92,491.30
Disclosure

SEC source: 0001415889-24-021393 · form4-08152024_100816.xml · nonDerivative · entry 2

Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,328

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.95 to $5.05, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 22:26 UTC
Ferrucci JohnCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 18,499 $1.51 $27,933.49
Disclosure

SEC source: 0001415889-24-021393 · form4-08152024_100816.xml · nonDerivative · entry 1

Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:31 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 35,000 $5.01 $175,227.50
Disclosure

SEC source: 0001415889-24-021398 · form4-08152024_100820.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,081,249

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.05, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 22:40 UTC
Green Eric JDirector
PurchaseCommon Stock 7,500 $5.14 $38,543.25
Disclosure

SEC source: 0001415889-24-021403 · form4-08152024_100826.xml · nonDerivative · entry 1

Green Eric J · CIK 0001817189 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,523

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.09 to $5.14, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 22:31 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 35,000 $5.02 $175,843.50
Disclosure

SEC source: 0001415889-24-021398 · form4-08152024_100820.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,116,249

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.07, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 12, 2024 Filed Jun 14, 2024 22:15 UTC
Ferrucci JohnCHIEF OPERATING OFFICER
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,501 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001415889-24-017018 · form4-06142024_100617.xml · derivative · entry 3

Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,499

Underlying: Common Stock · 20,000 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.

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June 12, 2024 Filed Jun 14, 2024 22:15 UTC
Ferrucci JohnCHIEF OPERATING OFFICER
SaleCommon Stock 1,501 $5.06 $7,599.56
Disclosure

SEC source: 0001415889-24-017018 · form4-06142024_100617.xml · nonDerivative · entry 2

Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,328

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.036 to $5.11, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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June 12, 2024 Filed Jun 14, 2024 22:15 UTC
Ferrucci JohnCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 1,501 $1.51 $2,266.51
Disclosure

SEC source: 0001415889-24-017018 · form4-06142024_100617.xml · nonDerivative · entry 1

Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 21:00 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001415889-24-016519 · form4-06122024_050605.xml · derivative · entry 4

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.

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June 11, 2024 Filed Jun 12, 2024 21:00 UTC
Guidroz ElaineSVP Secretary, General Counsel
SaleCommon Stock 9,000 $5.01 $45,045.00
Disclosure

SEC source: 0001415889-24-016519 · form4-06122024_050605.xml · nonDerivative · entry 2

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,341

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.2, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 21:00 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionCommon Stock 9,000 $1.51 $13,590.00
Disclosure

SEC source: 0001415889-24-016519 · form4-06122024_050605.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2024 Filed May 22, 2024 21:36 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
SaleCommon Stock 18,497 $5.06 $93,594.82
Disclosure

SEC source: 0001415889-24-014127 · form4-05222024_090522.xml · nonDerivative · entry 5

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,658

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.02 to $5.10, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

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May 20, 2024 Filed May 21, 2024 21:39 UTC
Guidroz ElaineSVP Secretary, General Counsel
GrantCommon Stock 4,645 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013999 · form4-05212024_090522.xml · nonDerivative · entry 5

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,341

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
May 20, 2024 Filed May 21, 2024 21:39 UTC
Guidroz ElaineSVP Secretary, General Counsel
GrantCommon Stock 4,939 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013999 · form4-05212024_090522.xml · nonDerivative · entry 4

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,696

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
May 20, 2024 Filed May 21, 2024 21:39 UTC
Guidroz ElaineSVP Secretary, General Counsel
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013999 · form4-05212024_090522.xml · nonDerivative · entry 3

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,757

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
May 20, 2024 Filed May 22, 2024 21:40 UTC
Ferrucci JohnCHIEF OPERATING OFFICER
GrantCommon Stock 4,505 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014129 · form4-05222024_090532.xml · nonDerivative · entry 1

Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,328

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
May 20, 2024 Filed May 22, 2024 21:36 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
SaleCommon Stock 9,503 $5.22 $49,605.66
Disclosure

SEC source: 0001415889-24-014127 · form4-05222024_090522.xml · nonDerivative · entry 4

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,155

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.22 to $5.23, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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May 20, 2024 Filed May 22, 2024 21:36 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
GrantCommon Stock 11,965 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014127 · form4-05222024_090522.xml · nonDerivative · entry 3

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,658

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
May 20, 2024 Filed May 22, 2024 21:36 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
GrantCommon Stock 13,118 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014127 · form4-05222024_090522.xml · nonDerivative · entry 2

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,693

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
May 20, 2024 Filed May 22, 2024 21:36 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
GrantCommon Stock 2,917 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014127 · form4-05222024_090522.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,575

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
May 17, 2024 Filed May 21, 2024 21:39 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,625 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001415889-24-013999 · form4-05212024_090522.xml · derivative · entry 7

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 4,625 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.

Read SEC document
May 17, 2024 Filed May 21, 2024 21:39 UTC
Guidroz ElaineSVP Secretary, General Counsel
SaleCommon Stock 4,625 $5.30 $24,512.50
Disclosure

SEC source: 0001415889-24-013999 · form4-05212024_090522.xml · nonDerivative · entry 2

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,757

Read SEC document
May 17, 2024 Filed May 21, 2024 21:39 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionCommon Stock 4,625 $1.51 $6,983.75
Disclosure

SEC source: 0001415889-24-013999 · form4-05212024_090522.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.