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Nasdaq · USD

FLL

FULL HOUSE RESORTS INC

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6970
SEC CIK
0000891482
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2026 Filed Mar 16, 2026 21:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,888 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001394884-26-000003 · form4-03162026_090317.xml · derivative · entry 3

Caracciolo Kathleen M · CIK 0001394884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,888 shares

Expires 2026-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 21:17 UTC Tax withholdingCommon Stock 3,694 $2.71 $10,010.74
Disclosure

SEC source: 0001394884-26-000003 · form4-03162026_090317.xml · nonDerivative · entry 2

Caracciolo Kathleen M · CIK 0001394884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,627

F1 · kind: Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options.

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March 12, 2026 Filed Mar 16, 2026 21:17 UTC Exercise / conversionCommon Stock 5,888 $1.70 $10,009.60
Disclosure

SEC source: 0001394884-26-000003 · form4-03162026_090317.xml · nonDerivative · entry 1

Caracciolo Kathleen M · CIK 0001394884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2025 Filed Aug 14, 2025 23:24 UTC
Green Eric JDirector
PurchaseCommon Stock 10,000 $3.54 $35,368.00
Disclosure

SEC source: 0001415889-25-022041 · form4-08142025_110853.xml · nonDerivative · entry 1

Green Eric J · CIK 0001817189 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,959

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.52 to $3.54, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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July 23, 2025 Filed Jul 24, 2025 21:00 UTC
LEE DANIEL RDirector · Chief Executive Officer
OtherCall Option (right to buy) · Derivative 184,200 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001415889-25-020249 · form4-07242025_090741.xml · derivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 184,200 shares

Expires 2026-06-13

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase.

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July 23, 2025 Filed Jul 24, 2025 21:00 UTC
LEE DANIEL RDirector · Chief Executive Officer
OtherPut Option (obligation to purchase) · Derivative 184,200 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001415889-25-020249 · form4-07242025_090741.xml · derivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 184,200 shares

Expires 2026-06-26

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase.

Read SEC document
July 23, 2025 Filed Jul 24, 2025 21:00 UTC
LEE DANIEL RDirector · Chief Executive Officer
OtherCommon Stock 184,200 $4.75 $874,950.00
Disclosure

SEC source: 0001415889-25-020249 · form4-07242025_090741.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,260,918

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:59 UTC
Fanger Lewis A.Director · President, CFO and Treasurer
GrantCommon Stock 10,371 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019783 · form4-07152025_080752.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,930

F1 · shares: This grant of 10,371 shares of restricted stock was approved by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2025 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on July 11, 2026, 2027 and 2028.

F2 · balance_after: Not included in this report is the grant of 10,371 shares of restricted stock approved by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts on July 11, 2026, 2027 and 2028, subject to the achievement of certain performance-based criteria in 2025, 2026 and 2027, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting.

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July 11, 2025 Filed Jul 15, 2025 20:58 UTC
Guidroz ElaineSVP Secretary, General Counsel
GrantCommon Stock 6,222 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019781 · form4-07152025_080743.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,662

F1 · shares: This grant of 6,222 shares of restricted stock was approved by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2025 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on July 11, 2026, 2027 and 2028.

F2 · balance_after: Not included in this report is the grant of 6,222 shares of restricted stock approved by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts on July 11, 2026, 2027 and 2028, subject to the achievement of certain performance-based criteria in 2025, 2026 and 2027, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting.

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June 14, 2025 Filed Jun 17, 2025 20:20 UTC
LEE DANIEL RDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 24,696 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001415889-25-017531 · form4-06172025_080630.xml · derivative · entry 7

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,696

Underlying: Common Stock · 24,696 shares

Expires 2035-06-14

F3 · derivative.exercise_price: This price was the closing price of the Company's common stock on June 13, 2025.

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on June 14, 2026.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:20 UTC
LEE DANIEL RDirector · Chief Executive Officer
SalePut Option (obligation to purchase) · Derivative 184,200 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001415889-25-017531 · form4-06172025_080630.xml · derivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,200

Underlying: Common Stock · 184,200 shares

Expires 2026-06-26

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also has the right to cause Mr. Lee to purchase the additional shares at that same price beginning on June 13, 2026 and for a period of ten business days thereafter. In addition, if the closing price of the Company's common stock as reported by NASDAQ is at a price per share of $4.75 or greater on any day prior to June 13, 2026, then Seller also has the right to cause Mr. Lee to purchase such additional shares for $4.75 per share on the next business day.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:20 UTC
LEE DANIEL RDirector · Chief Executive Officer
PurchaseCall Option (right to buy) · Derivative 184,200 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001415889-25-017531 · form4-06172025_080630.xml · derivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,200

Underlying: Common Stock · 184,200 shares

Expires 2026-06-13

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also has the right to cause Mr. Lee to purchase the additional shares at that same price beginning on June 13, 2026 and for a period of ten business days thereafter. In addition, if the closing price of the Company's common stock as reported by NASDAQ is at a price per share of $4.75 or greater on any day prior to June 13, 2026, then Seller also has the right to cause Mr. Lee to purchase such additional shares for $4.75 per share on the next business day.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:20 UTC
LEE DANIEL RDirector · Chief Executive Officer
PurchaseCommon Stock 184,200 $4.75 $874,950.00
Disclosure

SEC source: 0001415889-25-017531 · form4-06172025_080630.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By subtrust

Disclosed balance after: 317,145

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also has the right to cause Mr. Lee to purchase the additional shares at that same price beginning on June 13, 2026 and for a period of ten business days thereafter. In addition, if the closing price of the Company's common stock as reported by NASDAQ is at a price per share of $4.75 or greater on any day prior to June 13, 2026, then Seller also has the right to cause Mr. Lee to purchase such additional shares for $4.75 per share on the next business day.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:20 UTC
LEE DANIEL RDirector · Chief Executive Officer
PurchaseCommon Stock 92,100 $4.75 $437,475.00
Disclosure

SEC source: 0001415889-25-017531 · form4-06172025_080630.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076,718

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also has the right to cause Mr. Lee to purchase the additional shares at that same price beginning on June 13, 2026 and for a period of ten business days thereafter. In addition, if the closing price of the Company's common stock as reported by NASDAQ is at a price per share of $4.75 or greater on any day prior to June 13, 2026, then Seller also has the right to cause Mr. Lee to purchase such additional shares for $4.75 per share on the next business day.

F2 · balance_after: Not included in this report is the grant of 16,502 shares of restricted stock approved on June 14, 2025 by the compensation committee of the board of directors (the "Compensation Committee") of the Company pursuant to Mr. Lee's new employment agreement and under the Company's 2025 Equity Incentive Plan and pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts, subject to the achievement of certain performance-based criteria in 2025, 2026 and 2027, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting.

Read SEC document
May 19, 2025 Filed May 20, 2025 22:30 UTC GrantCommon Stock 20,436 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-013867 · form4-05202025_100523.xml · nonDerivative · entry 1

Shaunnessy Michael P · CIK 0001562808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,338

F1 · shares: Restricted shares vest on May 19, 2026.

Read SEC document
May 19, 2025 Filed May 20, 2025 22:29 UTC GrantCommon Stock 20,436 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-013863 · form4-05202025_100511.xml · nonDerivative · entry 1

Caracciolo Kathleen M · CIK 0001394884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,433

F1 · shares: Restricted shares vest on May 19, 2026.

Read SEC document
May 19, 2025 Filed May 20, 2025 22:27 UTC GrantCommon Stock 20,436 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-013861 · form4-05202025_100555.xml · nonDerivative · entry 1

Handler Lynn M · CIK 0001928963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,129

F1 · shares: Restricted shares vest on May 19, 2026.

Read SEC document
May 19, 2025 Filed May 20, 2025 22:26 UTC
Green Eric JDirector
GrantCommon Stock 20,436 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-013859 · form4-05202025_100540.xml · nonDerivative · entry 1

Green Eric J · CIK 0001817189 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,959

F1 · shares: Restricted shares vest on May 19, 2026.

Read SEC document
May 19, 2025 Filed May 20, 2025 22:25 UTC GrantCommon Stock 20,436 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-013857 · form4-05202025_100514.xml · nonDerivative · entry 1

Braunlich Carl G · CIK 0001330803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,440

F1 · shares: Restricted shares vest on May 19, 2026.

Read SEC document
May 19, 2025 Filed May 20, 2025 22:24 UTC
Guidroz ElaineSVP Secretary, General Counsel
GrantCommon Stock 28,099 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-013855 · form4-05202025_100506.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,440

F1 · shares: This grant of 28,099 shares of restricted stock was approved by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2025 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on May 19, 2026, 2027 and 2028.

F2 · balance_after: Not included in this report is the grant of 28,099 shares of restricted stock approved by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts on May 19, 2026, 2027 and 2028, subject to the achievement of certain performance-based criteria in 2025, 2026 and 2027, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting.

Read SEC document
May 19, 2025 Filed May 20, 2025 22:22 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
GrantCommon Stock 72,377 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-013853 · form4-05202025_100552.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,559

F1 · shares: This grant of 72,377 shares of restricted stock was approved by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2025 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on May 19, 2026, 2027 and 2028.

F2 · balance_after: Not included in this report is the grant of 72,377 shares of restricted stock approved by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts on May 19, 2026, 2027 and 2028, subject to the achievement of certain performance-based criteria in 2025, 2026 and 2027, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting.

Read SEC document
May 13, 2025 Filed May 13, 2025 23:37 UTC
Green Eric JDirector
PurchaseCommon Stock 25,000 $3.40 $85,027.50
Disclosure

SEC source: 0001415889-25-012827 · form4-05132025_110508.xml · nonDerivative · entry 1

Green Eric J · CIK 0001817189 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,523

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.38 to $3.42, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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March 31, 2025 Filed Apr 2, 2025 22:19 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
GrantEmployee Stock Option (right to buy) · Derivative 28,240 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001415889-25-009769 · form4-04022025_100422.xml · derivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,240

Underlying: Common Stock · 28,240 shares

Expires 2035-01-02

F2 · shares: On January 2, 2025, the compensation committee of the board of directors of Full House Resorts, Inc. (the "Company") approved an option grant to purchase a total of 97,267 shares at $4.62 per share. Of such total, 69,027 shares were reported on Mr. Lee's Form 4 filed on January 3, 2025. The option grant to purchase the remaining 28,240 shares at $4.62 per share was subject to stockholder approval of an increase to the number of available shares for issuance under the Company's 2015 Equity Incentive Plan (the "Plan") or the adoption of a successor plan thereto. Prior to such stockholder approval, a sufficient number of shares became available under the Plan due to employee departures from the Company. Therefore, as of the transaction date of this Form 4, there were a sufficient number of shares available under the Plan to grant the option to purchase the remaining 28,240 shares at $4.62 per share.

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2026.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 21:48 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 90,524 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001415889-25-002178 · form4-01282025_090103.xml · derivative · entry 2

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,524 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F2 · derivative.exercise_date: The stock option fully vested on January 30, 2019.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 21:48 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionCommon Stock 90,524 $1.37 $124,017.88
Disclosure

SEC source: 0001415889-25-002178 · form4-01282025_090103.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 345,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:33 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 104,992 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001415889-25-002167 · form4-01282025_090140.xml · derivative · entry 3

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,524

Underlying: Common Stock · 104,992 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F3 · derivative.exercise_date: The stock option fully vested on January 30, 2019.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:33 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
SaleCommon Stock 104,992 $4.62 $485,546.00
Disclosure

SEC source: 0001415889-25-002167 · form4-01282025_090140.xml · nonDerivative · entry 2

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,658

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.405 to $4.78, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:33 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionCommon Stock 104,992 $1.37 $143,839.04
Disclosure

SEC source: 0001415889-25-002167 · form4-01282025_090140.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 359,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

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January 21, 2025 Filed Jan 22, 2025 22:40 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,016 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001415889-25-001864 · form4-01222025_100145.xml · derivative · entry 6

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 195,516

Underlying: Common Stock · 1,016 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F4 · derivative.exercise_date: The stock option fully vested on January 30, 2019.

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January 21, 2025 Filed Jan 22, 2025 22:40 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
SaleCommon Stock 1,016 $5.01 $5,086.20
Disclosure

SEC source: 0001415889-25-001864 · form4-01222025_100145.xml · nonDerivative · entry 4

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,658

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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January 21, 2025 Filed Jan 22, 2025 22:40 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionCommon Stock 1,016 $1.37 $1,391.92
Disclosure

SEC source: 0001415889-25-001864 · form4-01222025_100145.xml · nonDerivative · entry 3

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 255,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

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January 17, 2025 Filed Jan 22, 2025 22:40 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,597 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001415889-25-001864 · form4-01222025_100145.xml · derivative · entry 5

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 196,532

Underlying: Common Stock · 7,597 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F4 · derivative.exercise_date: The stock option fully vested on January 30, 2019.

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January 17, 2025 Filed Jan 22, 2025 22:40 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
SaleCommon Stock 7,597 $5.00 $38,003.23
Disclosure

SEC source: 0001415889-25-001864 · form4-01222025_100145.xml · nonDerivative · entry 2

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,658

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.01, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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January 17, 2025 Filed Jan 22, 2025 22:40 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionCommon Stock 7,597 $1.37 $10,407.89
Disclosure

SEC source: 0001415889-25-001864 · form4-01222025_100145.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 262,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

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January 06, 2025 Filed Jan 8, 2025 23:05 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 200 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001415889-25-001151 · form4-01082025_110146.xml · derivative · entry 3

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,129

Underlying: Common Stock · 200 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F2 · derivative.exercise_date: The stock option fully vested on January 30, 2019.

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January 06, 2025 Filed Jan 8, 2025 23:05 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
SaleCommon Stock 200 $5.00 $1,000.00
Disclosure

SEC source: 0001415889-25-001151 · form4-01082025_110146.xml · nonDerivative · entry 2

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,658

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 23:05 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionCommon Stock 200 $1.37 $274.00
Disclosure

SEC source: 0001415889-25-001151 · form4-01082025_110146.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

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January 02, 2025 Filed Jan 4, 2025 00:26 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
GrantEmployee Stock Option (right to buy) · Derivative 69,027 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001415889-25-000662 · form4-01042025_120121.xml · derivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,027

Underlying: Common Stock · 69,027 shares

Expires 2035-01-02

F2 · shares: On January 2, 2025, the Compensation Committee approved an option grant to Mr. Lee pursuant to Mr. Lee's employment agreement to purchase a total of 97,267 shares at $4.62 per share. Of such option grant, 69,027 shares are reported above. The option grant to purchase the remaining 28,240 shares at $4.62 per share is subject to stockholder approval of an increase to the number of available shares for issuance under the 2015 Plan or the adoption of a successor plan thereto.

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2026.

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December 12, 2024 Filed Dec 13, 2024 22:40 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,900 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001415889-24-029353 · form4-12132024_051201.xml · derivative · entry 4

Caracciolo Kathleen M · CIK 0001394884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,888

Underlying: Common Stock · 1,900 shares

Expires 2026-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2024 Filed Dec 13, 2024 22:40 UTC SaleCommon Stock 7,000 $4.43 $31,010.00
Disclosure

SEC source: 0001415889-24-029353 · form4-12132024_051201.xml · nonDerivative · entry 3

Caracciolo Kathleen M · CIK 0001394884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,997

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December 12, 2024 Filed Dec 13, 2024 22:40 UTC SaleCommon Stock 1,900 $4.41 $8,379.00
Disclosure

SEC source: 0001415889-24-029353 · form4-12132024_051201.xml · nonDerivative · entry 2

Caracciolo Kathleen M · CIK 0001394884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,997

Read SEC document
December 12, 2024 Filed Dec 13, 2024 22:40 UTC Exercise / conversionCommon Stock 1,900 $1.70 $3,230.00
Disclosure

SEC source: 0001415889-24-029353 · form4-12132024_051201.xml · nonDerivative · entry 1

Caracciolo Kathleen M · CIK 0001394884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 23:08 UTC
Guidroz ElaineSVP Secretary, General Counsel
SaleCommon Stock 7,948 $4.54 $36,110.15
Disclosure

SEC source: 0001415889-24-029006 · form4-12112024_111252.xml · nonDerivative · entry 2

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,341

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.50 to $4.62, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 09, 2024 Filed Dec 11, 2024 23:08 UTC
Guidroz ElaineSVP Secretary, General Counsel
SaleCommon Stock 1,200 $4.58 $5,496.00
Disclosure

SEC source: 0001415889-24-029006 · form4-12112024_111252.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,289

Read SEC document
November 25, 2024 Filed Nov 25, 2024 23:39 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,856 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001415889-24-027665 · form4-11252024_111156.xml · derivative · entry 9

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,329

Underlying: Common Stock · 208,185 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F5 · derivative.exercise_date: The stock option fully vested on January 30, 2019.

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November 25, 2024 Filed Nov 25, 2024 23:39 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
SaleCommon Stock 3,856 $5.01 $19,306.99
Disclosure

SEC source: 0001415889-24-027665 · form4-11252024_111156.xml · nonDerivative · entry 6

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,658

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.04, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 25, 2024 Filed Nov 25, 2024 23:39 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionCommon Stock 3,856 $1.37 $5,282.72
Disclosure

SEC source: 0001415889-24-027665 · form4-11252024_111156.xml · nonDerivative · entry 5

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 258,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 22:51 UTC
Guidroz ElaineSVP Secretary, General Counsel
SaleCommon Stock 852 $5.05 $4,302.60
Disclosure

SEC source: 0001415889-24-027896 · form4-11272024_101114.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,489

Read SEC document
November 22, 2024 Filed Nov 25, 2024 23:39 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,077 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001415889-24-027665 · form4-11252024_111156.xml · derivative · entry 8

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 208,185

Underlying: Common Stock · 212,262 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F5 · derivative.exercise_date: The stock option fully vested on January 30, 2019.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 23:39 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
SaleCommon Stock 4,077 $5.02 $20,471.02
Disclosure

SEC source: 0001415889-24-027665 · form4-11252024_111156.xml · nonDerivative · entry 4

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,658

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.085, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.