Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2026 Filed Mar 16, 2026 21:17 UTC |
Caracciolo Kathleen MDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,888 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001394884-26-000003 · form4-03162026_090317.xml · derivative · entry 3 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,888 shares Expires 2026-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 21:17 UTC |
Caracciolo Kathleen MDirector
|
Tax withholdingCommon Stock | 3,694 | $2.71 | $10,010.74 |
DisclosureSEC source: 0001394884-26-000003 · form4-03162026_090317.xml · nonDerivative · entry 2 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,627 F1 · kind: Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 21:17 UTC |
Caracciolo Kathleen MDirector
|
Exercise / conversionCommon Stock | 5,888 | $1.70 | $10,009.60 |
DisclosureSEC source: 0001394884-26-000003 · form4-03162026_090317.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 23:24 UTC |
Green Eric JDirector
|
PurchaseCommon Stock | 10,000 | $3.54 | $35,368.00 |
DisclosureSEC source: 0001415889-25-022041 · form4-08142025_110853.xml · nonDerivative · entry 1 Green Eric J · CIK 0001817189 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,959 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.52 to $3.54, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| July 23, 2025 Filed Jul 24, 2025 21:00 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
OtherCall Option (right to buy) · Derivative | 184,200 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001415889-25-020249 · form4-07242025_090741.xml · derivative · entry 6 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 184,200 shares Expires 2026-06-13 F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase. Read SEC document |
| July 23, 2025 Filed Jul 24, 2025 21:00 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
OtherPut Option (obligation to purchase) · Derivative | 184,200 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001415889-25-020249 · form4-07242025_090741.xml · derivative · entry 5 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 184,200 shares Expires 2026-06-26 F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase. Read SEC document |
| July 23, 2025 Filed Jul 24, 2025 21:00 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
OtherCommon Stock | 184,200 | $4.75 | $874,950.00 |
DisclosureSEC source: 0001415889-25-020249 · form4-07242025_090741.xml · nonDerivative · entry 1 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,260,918 F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase. Read SEC document |
| July 11, 2025 Filed Jul 15, 2025 20:59 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
GrantCommon Stock | 10,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-019783 · form4-07152025_080752.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 427,930 F1 · shares: This grant of 10,371 shares of restricted stock was approved by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2025 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on July 11, 2026, 2027 and 2028. F2 · balance_after: Not included in this report is the grant of 10,371 shares of restricted stock approved by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts on July 11, 2026, 2027 and 2028, subject to the achievement of certain performance-based criteria in 2025, 2026 and 2027, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| July 11, 2025 Filed Jul 15, 2025 20:58 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
GrantCommon Stock | 6,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-019781 · form4-07152025_080743.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,662 F1 · shares: This grant of 6,222 shares of restricted stock was approved by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2025 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on July 11, 2026, 2027 and 2028. F2 · balance_after: Not included in this report is the grant of 6,222 shares of restricted stock approved by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts on July 11, 2026, 2027 and 2028, subject to the achievement of certain performance-based criteria in 2025, 2026 and 2027, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| June 14, 2025 Filed Jun 17, 2025 20:20 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 24,696 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0001415889-25-017531 · form4-06172025_080630.xml · derivative · entry 7 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,696 Underlying: Common Stock · 24,696 shares Expires 2035-06-14 F3 · derivative.exercise_price: This price was the closing price of the Company's common stock on June 13, 2025. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on June 14, 2026. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 20:20 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
SalePut Option (obligation to purchase) · Derivative | 184,200 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001415889-25-017531 · form4-06172025_080630.xml · derivative · entry 6 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,200 Underlying: Common Stock · 184,200 shares Expires 2026-06-26 F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also has the right to cause Mr. Lee to purchase the additional shares at that same price beginning on June 13, 2026 and for a period of ten business days thereafter. In addition, if the closing price of the Company's common stock as reported by NASDAQ is at a price per share of $4.75 or greater on any day prior to June 13, 2026, then Seller also has the right to cause Mr. Lee to purchase such additional shares for $4.75 per share on the next business day. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 20:20 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
PurchaseCall Option (right to buy) · Derivative | 184,200 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001415889-25-017531 · form4-06172025_080630.xml · derivative · entry 5 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,200 Underlying: Common Stock · 184,200 shares Expires 2026-06-13 F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also has the right to cause Mr. Lee to purchase the additional shares at that same price beginning on June 13, 2026 and for a period of ten business days thereafter. In addition, if the closing price of the Company's common stock as reported by NASDAQ is at a price per share of $4.75 or greater on any day prior to June 13, 2026, then Seller also has the right to cause Mr. Lee to purchase such additional shares for $4.75 per share on the next business day. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 20:20 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
PurchaseCommon Stock | 184,200 | $4.75 | $874,950.00 |
DisclosureSEC source: 0001415889-25-017531 · form4-06172025_080630.xml · nonDerivative · entry 2 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By subtrust Disclosed balance after: 317,145 F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also has the right to cause Mr. Lee to purchase the additional shares at that same price beginning on June 13, 2026 and for a period of ten business days thereafter. In addition, if the closing price of the Company's common stock as reported by NASDAQ is at a price per share of $4.75 or greater on any day prior to June 13, 2026, then Seller also has the right to cause Mr. Lee to purchase such additional shares for $4.75 per share on the next business day. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 20:20 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
PurchaseCommon Stock | 92,100 | $4.75 | $437,475.00 |
DisclosureSEC source: 0001415889-25-017531 · form4-06172025_080630.xml · nonDerivative · entry 1 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,076,718 F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also has the right to cause Mr. Lee to purchase the additional shares at that same price beginning on June 13, 2026 and for a period of ten business days thereafter. In addition, if the closing price of the Company's common stock as reported by NASDAQ is at a price per share of $4.75 or greater on any day prior to June 13, 2026, then Seller also has the right to cause Mr. Lee to purchase such additional shares for $4.75 per share on the next business day. F2 · balance_after: Not included in this report is the grant of 16,502 shares of restricted stock approved on June 14, 2025 by the compensation committee of the board of directors (the "Compensation Committee") of the Company pursuant to Mr. Lee's new employment agreement and under the Company's 2025 Equity Incentive Plan and pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts, subject to the achievement of certain performance-based criteria in 2025, 2026 and 2027, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| May 19, 2025 Filed May 20, 2025 22:30 UTC |
Shaunnessy Michael PDirector
|
GrantCommon Stock | 20,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-013867 · form4-05202025_100523.xml · nonDerivative · entry 1 Shaunnessy Michael P · CIK 0001562808 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,338 F1 · shares: Restricted shares vest on May 19, 2026. Read SEC document |
| May 19, 2025 Filed May 20, 2025 22:29 UTC |
Caracciolo Kathleen MDirector
|
GrantCommon Stock | 20,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-013863 · form4-05202025_100511.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,433 F1 · shares: Restricted shares vest on May 19, 2026. Read SEC document |
| May 19, 2025 Filed May 20, 2025 22:27 UTC |
Handler Lynn MDirector
|
GrantCommon Stock | 20,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-013861 · form4-05202025_100555.xml · nonDerivative · entry 1 Handler Lynn M · CIK 0001928963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,129 F1 · shares: Restricted shares vest on May 19, 2026. Read SEC document |
| May 19, 2025 Filed May 20, 2025 22:26 UTC |
Green Eric JDirector
|
GrantCommon Stock | 20,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-013859 · form4-05202025_100540.xml · nonDerivative · entry 1 Green Eric J · CIK 0001817189 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,959 F1 · shares: Restricted shares vest on May 19, 2026. Read SEC document |
| May 19, 2025 Filed May 20, 2025 22:25 UTC |
Braunlich Carl GDirector
|
GrantCommon Stock | 20,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-013857 · form4-05202025_100514.xml · nonDerivative · entry 1 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,440 F1 · shares: Restricted shares vest on May 19, 2026. Read SEC document |
| May 19, 2025 Filed May 20, 2025 22:24 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
GrantCommon Stock | 28,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-013855 · form4-05202025_100506.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,440 F1 · shares: This grant of 28,099 shares of restricted stock was approved by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2025 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on May 19, 2026, 2027 and 2028. F2 · balance_after: Not included in this report is the grant of 28,099 shares of restricted stock approved by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts on May 19, 2026, 2027 and 2028, subject to the achievement of certain performance-based criteria in 2025, 2026 and 2027, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| May 19, 2025 Filed May 20, 2025 22:22 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
GrantCommon Stock | 72,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-013853 · form4-05202025_100552.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 417,559 F1 · shares: This grant of 72,377 shares of restricted stock was approved by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2025 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on May 19, 2026, 2027 and 2028. F2 · balance_after: Not included in this report is the grant of 72,377 shares of restricted stock approved by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts on May 19, 2026, 2027 and 2028, subject to the achievement of certain performance-based criteria in 2025, 2026 and 2027, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| May 13, 2025 Filed May 13, 2025 23:37 UTC |
Green Eric JDirector
|
PurchaseCommon Stock | 25,000 | $3.40 | $85,027.50 |
DisclosureSEC source: 0001415889-25-012827 · form4-05132025_110508.xml · nonDerivative · entry 1 Green Eric J · CIK 0001817189 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,523 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.38 to $3.42, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 22:19 UTC |
LEE DANIEL RDirector · PRESIDENT & CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 28,240 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001415889-25-009769 · form4-04022025_100422.xml · derivative · entry 5 LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,240 Underlying: Common Stock · 28,240 shares Expires 2035-01-02 F2 · shares: On January 2, 2025, the compensation committee of the board of directors of Full House Resorts, Inc. (the "Company") approved an option grant to purchase a total of 97,267 shares at $4.62 per share. Of such total, 69,027 shares were reported on Mr. Lee's Form 4 filed on January 3, 2025. The option grant to purchase the remaining 28,240 shares at $4.62 per share was subject to stockholder approval of an increase to the number of available shares for issuance under the Company's 2015 Equity Incentive Plan (the "Plan") or the adoption of a successor plan thereto. Prior to such stockholder approval, a sufficient number of shares became available under the Plan due to employee departures from the Company. Therefore, as of the transaction date of this Form 4, there were a sufficient number of shares available under the Plan to grant the option to purchase the remaining 28,240 shares at $4.62 per share. F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2026. Read SEC document |
| January 27, 2025 Filed Jan 28, 2025 21:48 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 90,524 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001415889-25-002178 · form4-01282025_090103.xml · derivative · entry 2 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,524 shares Expires 2025-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. F2 · derivative.exercise_date: The stock option fully vested on January 30, 2019. Read SEC document |
| January 27, 2025 Filed Jan 28, 2025 21:48 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionCommon Stock | 90,524 | $1.37 | $124,017.88 |
DisclosureSEC source: 0001415889-25-002178 · form4-01282025_090103.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 345,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:33 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 104,992 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001415889-25-002167 · form4-01282025_090140.xml · derivative · entry 3 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 90,524 Underlying: Common Stock · 104,992 shares Expires 2025-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. F3 · derivative.exercise_date: The stock option fully vested on January 30, 2019. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:33 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
SaleCommon Stock | 104,992 | $4.62 | $485,546.00 |
DisclosureSEC source: 0001415889-25-002167 · form4-01282025_090140.xml · nonDerivative · entry 2 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 254,658 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.405 to $4.78, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:33 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionCommon Stock | 104,992 | $1.37 | $143,839.04 |
DisclosureSEC source: 0001415889-25-002167 · form4-01282025_090140.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 359,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. Read SEC document |
| January 21, 2025 Filed Jan 22, 2025 22:40 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,016 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001415889-25-001864 · form4-01222025_100145.xml · derivative · entry 6 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 195,516 Underlying: Common Stock · 1,016 shares Expires 2025-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. F4 · derivative.exercise_date: The stock option fully vested on January 30, 2019. Read SEC document |
| January 21, 2025 Filed Jan 22, 2025 22:40 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
SaleCommon Stock | 1,016 | $5.01 | $5,086.20 |
DisclosureSEC source: 0001415889-25-001864 · form4-01222025_100145.xml · nonDerivative · entry 4 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 254,658 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 21, 2025 Filed Jan 22, 2025 22:40 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionCommon Stock | 1,016 | $1.37 | $1,391.92 |
DisclosureSEC source: 0001415889-25-001864 · form4-01222025_100145.xml · nonDerivative · entry 3 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 255,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. Read SEC document |
| January 17, 2025 Filed Jan 22, 2025 22:40 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,597 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001415889-25-001864 · form4-01222025_100145.xml · derivative · entry 5 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 196,532 Underlying: Common Stock · 7,597 shares Expires 2025-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. F4 · derivative.exercise_date: The stock option fully vested on January 30, 2019. Read SEC document |
| January 17, 2025 Filed Jan 22, 2025 22:40 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
SaleCommon Stock | 7,597 | $5.00 | $38,003.23 |
DisclosureSEC source: 0001415889-25-001864 · form4-01222025_100145.xml · nonDerivative · entry 2 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 254,658 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.01, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 17, 2025 Filed Jan 22, 2025 22:40 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionCommon Stock | 7,597 | $1.37 | $10,407.89 |
DisclosureSEC source: 0001415889-25-001864 · form4-01222025_100145.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 262,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. Read SEC document |
| January 06, 2025 Filed Jan 8, 2025 23:05 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001415889-25-001151 · form4-01082025_110146.xml · derivative · entry 3 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 204,129 Underlying: Common Stock · 200 shares Expires 2025-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. F2 · derivative.exercise_date: The stock option fully vested on January 30, 2019. Read SEC document |
| January 06, 2025 Filed Jan 8, 2025 23:05 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
SaleCommon Stock | 200 | $5.00 | $1,000.00 |
DisclosureSEC source: 0001415889-25-001151 · form4-01082025_110146.xml · nonDerivative · entry 2 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 254,658 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. Read SEC document |
| January 06, 2025 Filed Jan 8, 2025 23:05 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionCommon Stock | 200 | $1.37 | $274.00 |
DisclosureSEC source: 0001415889-25-001151 · form4-01082025_110146.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 254,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. Read SEC document |
| January 02, 2025 Filed Jan 4, 2025 00:26 UTC |
LEE DANIEL RDirector · PRESIDENT & CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 69,027 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001415889-25-000662 · form4-01042025_120121.xml · derivative · entry 5 LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,027 Underlying: Common Stock · 69,027 shares Expires 2035-01-02 F2 · shares: On January 2, 2025, the Compensation Committee approved an option grant to Mr. Lee pursuant to Mr. Lee's employment agreement to purchase a total of 97,267 shares at $4.62 per share. Of such option grant, 69,027 shares are reported above. The option grant to purchase the remaining 28,240 shares at $4.62 per share is subject to stockholder approval of an increase to the number of available shares for issuance under the 2015 Plan or the adoption of a successor plan thereto. F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2026. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:40 UTC |
Caracciolo Kathleen MDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,900 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001415889-24-029353 · form4-12132024_051201.xml · derivative · entry 4 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,888 Underlying: Common Stock · 1,900 shares Expires 2026-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:40 UTC |
Caracciolo Kathleen MDirector
|
SaleCommon Stock | 7,000 | $4.43 | $31,010.00 |
DisclosureSEC source: 0001415889-24-029353 · form4-12132024_051201.xml · nonDerivative · entry 3 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,997 Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:40 UTC |
Caracciolo Kathleen MDirector
|
SaleCommon Stock | 1,900 | $4.41 | $8,379.00 |
DisclosureSEC source: 0001415889-24-029353 · form4-12132024_051201.xml · nonDerivative · entry 2 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,997 Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:40 UTC |
Caracciolo Kathleen MDirector
|
Exercise / conversionCommon Stock | 1,900 | $1.70 | $3,230.00 |
DisclosureSEC source: 0001415889-24-029353 · form4-12132024_051201.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 23:08 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
SaleCommon Stock | 7,948 | $4.54 | $36,110.15 |
DisclosureSEC source: 0001415889-24-029006 · form4-12112024_111252.xml · nonDerivative · entry 2 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,341 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.50 to $4.62, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 23:08 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
SaleCommon Stock | 1,200 | $4.58 | $5,496.00 |
DisclosureSEC source: 0001415889-24-029006 · form4-12112024_111252.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,289 Read SEC document |
| November 25, 2024 Filed Nov 25, 2024 23:39 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,856 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001415889-24-027665 · form4-11252024_111156.xml · derivative · entry 9 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 204,329 Underlying: Common Stock · 208,185 shares Expires 2025-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. F5 · derivative.exercise_date: The stock option fully vested on January 30, 2019. Read SEC document |
| November 25, 2024 Filed Nov 25, 2024 23:39 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
SaleCommon Stock | 3,856 | $5.01 | $19,306.99 |
DisclosureSEC source: 0001415889-24-027665 · form4-11252024_111156.xml · nonDerivative · entry 6 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 254,658 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.04, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 25, 2024 Filed Nov 25, 2024 23:39 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionCommon Stock | 3,856 | $1.37 | $5,282.72 |
DisclosureSEC source: 0001415889-24-027665 · form4-11252024_111156.xml · nonDerivative · entry 5 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 258,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:51 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
SaleCommon Stock | 852 | $5.05 | $4,302.60 |
DisclosureSEC source: 0001415889-24-027896 · form4-11272024_101114.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,489 Read SEC document |
| November 22, 2024 Filed Nov 25, 2024 23:39 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,077 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001415889-24-027665 · form4-11252024_111156.xml · derivative · entry 8 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 208,185 Underlying: Common Stock · 212,262 shares Expires 2025-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. F5 · derivative.exercise_date: The stock option fully vested on January 30, 2019. Read SEC document |
| November 22, 2024 Filed Nov 25, 2024 23:39 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
SaleCommon Stock | 4,077 | $5.02 | $20,471.02 |
DisclosureSEC source: 0001415889-24-027665 · form4-11252024_111156.xml · nonDerivative · entry 4 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 254,658 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.085, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.