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FLEX

FLEX LTD.

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3085
SEC CIK
0000866374
Parsed reports
573

Last 12 months

Inside the activity.

0 purchase rows · 151 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202602
Feb 202600
Mar 202601
Apr 202600
May 2026047
Jun 2026087
Jul 202600
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2019 Filed Jun 13, 2019 23:17 UTC
OFFER DAVID SCOTTEVP, General Counsel
GrantOrdinary Shares 91,146 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036947 · doc4.xml · nonDerivative · entry 1

OFFER DAVID SCOTT · CIK 0001504430 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,482

F1 · shares: Consists of 91,146 unvested restricted share units ("RSUs"), which will vest in four equal annual installments beginning on June 11, 2020.

F2 · balance_after: Includes the following: (1) 90,000 unvested RSUs, which will vest in two equal installments beginning on November 30, 2019; (2) 50,000 unvested RSUs, which will vest on November 30, 2019; (3) 40,162 unvested RSUs, which will vest in three equal installments beginning on June 29, 2019; (4) 52,376 unvested RSUs, which will vest in four equal installments beginning on June 19, 2019; (5) 91,146 unvested RSUs, which will vest in four equal installments beginning on June 11, 2020; (6) 59,453 unvested RSUs, which will vest upon achievement of performance conditions; and (7) 242,718 unvested RSUs, which will vest on March 5, 2021.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 23:16 UTC
Advaithi RevathiDirector · Chief Executive Officer
GrantOrdinary Shares 390,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036945 · doc4.xml · nonDerivative · entry 1

Advaithi Revathi · CIK 0001649101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,937

F1 · shares: Consists of 390,625 unvested restricted share units ("RSUs"), which will vest in four equal annual installments beginning on June 11, 2020.

F2 · balance_after: Includes the following: (1) 195,312 unvested RSUs, which will vest in three equal installments beginning on February 11, 2020; and (2) 390,625 unvested RSUs, which will vest in four equal installments beginning on June 11, 2020.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 22:54 UTC
Humphries PaulGroup President
GrantOrdinary Shares 113,747 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036938 · doc4.xml · nonDerivative · entry 2

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,339

F3 · shares: Consists of 113,747 unvested RSUs, which will vest in four equal annual installments beginning on June 11, 2020.

F4 · balance_after: Includes the following: (1) 47,719 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2019; (2) 58,966 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (3) 76,899 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; (4) 113,747 unvested RSUs, which will vest in four equal annual installments beginning on June 11, 2020; (5) 59,453 unvested RSUs, which will vest upon achievement of performance conditions; and (6) 242,718 unvested RSUs, which will vest on March 5, 2021.

F5 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 22:54 UTC
Humphries PaulGroup President
SaleOrdinary Shares 12,616 $9.61 $121,209.48
Disclosure

SEC source: 0001209191-19-036938 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,592

F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs").

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $9.49 to $9.77. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 22:53 UTC GrantOrdinary Shares 41,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036936 · doc4.xml · nonDerivative · entry 1

CAPELLAS MICHAEL D · CIK 0001068045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,326

F1 · shares: On June 11, 2019, in recognition of the Reporting Person's substantial assistance to the Company's management with the Chief Executive Officer transition and onboarding, the Reporting Person was awarded a total of 41,854 restricted share units ("RSUs"), which will vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting.

F2 · balance_after: Includes 107,246 unvested RSUs which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 22:58 UTC
Tan Lay KoonDirector
GrantOrdinary Shares 3,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024828 · doc4.xml · nonDerivative · entry 2

Tan Lay Koon · CIK 0001543262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,286

F2 · shares: On April 15, 2019, the Reporting Person was awarded a total of 3,388 RSUs in connection with tax equalization settlements for 2017 and 2018. The award vested immediately upon grant.

F3 · balance_after: Includes 13,868 unvested RSUs which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 22:58 UTC
Tan Lay KoonDirector
GrantOrdinary Shares 2,331 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024828 · doc4.xml · nonDerivative · entry 1

Tan Lay Koon · CIK 0001543262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,898

F1 · shares: On April 15, 2019, the Reporting Person was awarded a total of 2,331 Restricted Share Units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 1/1/2019 to 3/31/2019. The award vested immediately upon grant.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 22:52 UTC GrantOrdinary Shares 3,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024823 · doc4.xml · nonDerivative · entry 1

CAPELLAS MICHAEL D · CIK 0001068045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,472

F1 · shares: On April 15, 2019, the Reporting Person was awarded a total of 3,619 Restricted Share Units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 1/1/2019 to 3/31/2019. The award vested immediately upon grant.

F2 · balance_after: Includes 65,392 unvested RSUs which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 22:54 UTC
Li JenniferDirector
GrantOrdinary Shares 1,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024825 · doc4.xml · nonDerivative · entry 1

Li Jennifer · CIK 0001491837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,232

F1 · shares: On April 15, 2019, the Reporting Person was awarded a total of 1,166 Restricted Share Units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 1/1/2019 to 3/31/2019. The award vested immediately upon grant.

F2 · balance_after: Includes 13,868 unvested RSUs which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:30 UTC
Britt DouglasPresident
GrantOrdinary Shares 388,349 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017930 · doc4.xml · nonDerivative · entry 1

Britt Douglas · CIK 0001330988 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,807

F1 · shares: Consists of 388,349 unvested restricted share units ("RSUs"), which will vest in full on March 5, 2021.

F2 · balance_after: Includes the following: (1) 20,661 unvested RSUs, which will vest on June 10, 2019; (2) 39,002 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2019; (3) 50,490 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (4) 76,899 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; (5) 59,453 unvested RSUs, which will vest upon achievement of performance conditions; and (6) 388,349 unvested RSUs, which will vest on March 5, 2021.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:29 UTC
OFFER DAVID SCOTTEVP, General Counsel
GrantOrdinary Shares 242,718 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017929 · doc4.xml · nonDerivative · entry 1

OFFER DAVID SCOTT · CIK 0001504430 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,336

F1 · shares: Consists of 242,718 unvested restricted share units ("RSUs"), which will vest in full on March 5, 2021.

F2 · balance_after: Includes the following: (1) 90,000 unvested RSUs, which will vest in two equal installments beginning on November 30, 2019; (2) 50,000 unvested RSUs, which will vest on November 30, 2019; (3) 40,162 unvested RSUs, which will vest in three equal installments beginning on June 29, 2019; (4) 52,376 unvested RSUs, which will vest in four equal installments beginning on June 19, 2019; (5) 59,453 unvested RSUs, which will vest upon achievement of performance conditions; and (6) 242,718 unvested RSUs, which will vest on March 5, 2021.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:26 UTC
Humphries PaulGroup President
GrantOrdinary Shares 242,718 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017928 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,208

F1 · shares: Consists of 242,718 unvested restricted share units ("RSUs"), which will vest in full on March 5, 2021.

F2 · balance_after: Includes the following: (1) 25,279 unvested RSUs, which will vest on June 10, 2019; (2) 47,719 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2019; (3) 58,966 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (4) 76,899 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; (5) 59,453 unvested RSUs, which will vest upon achievement of performance conditions; and (6) 242,718 unvested RSUs, which will vest on March 5, 2021.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:25 UTC
Barbier FrancoisGroup President
GrantOrdinary Shares 242,718 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017927 · doc4.xml · nonDerivative · entry 1

Barbier Francois · CIK 0001478384 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,596

F1 · shares: Consists of 242,718 unvested restricted share units ("RSUs"), which will vest in full on March 5, 2021.

F2 · balance_after: Includes the following: (1) 25,279 unvested RSUs, which will vest on June 10, 2019; (2) 46,909 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2019; (3) 58,338 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (4) 76,899 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; (5) 59,453 unvested RSUs, which will vest upon achievement of performance conditions; and (6) 242,718 unvested RSUs, which will vest on March 5, 2021.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 02:23 UTC
Collier ChristopherChief Financial Officer
GrantOrdinary Shares 242,718 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017926 · doc4.xml · nonDerivative · entry 1

Collier Christopher · CIK 0001394153 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,061

F1 · shares: Consists of 242,718 unvested restricted share units ("RSUs"), which will vest in full on March 5, 2021.

F2 · balance_after: Includes the following: (1) 25,827 unvested RSUs, which will vest on June 10, 2019; (2) 48,428 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2019; (3) 63,112 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (4) 82,306 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; (5) 59,453 unvested RSUs, which will vest upon achievement of performance conditions; and (6) 242,718 unvested RSUs, which will vest on March 5, 2021.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:51 UTC
Advaithi RevathiDirector · Chief Executive Officer
GrantOrdinary Shares 195,312 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010243 · doc4.xml · nonDerivative · entry 1

Advaithi Revathi · CIK 0001649101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,312

F1 · shares: Consists of 195,312 unvested restricted share units ("RSUs"), which will vest in three installments on February 11, 2020, February 11, 2021 and February 11, 2022.

F2 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 01:01 UTC
Tan Lay KoonDirector
SaleOrdinary Shares 672 $7.91 $5,317.13
Disclosure

SEC source: 0001209191-19-004423 · doc4.xml · nonDerivative · entry 3

Tan Lay Koon · CIK 0001543262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,567

F2 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

F3 · price: Price reflects weighted average sales price; actual sales prices ranged from $7.80 to $7.98. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F4 · balance_after: Includes 13,868 unvested RSUs which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 00:59 UTC
Li JenniferDirector
SaleOrdinary Shares 76 $7.91 $601.31
Disclosure

SEC source: 0001209191-19-004418 · doc4.xml · nonDerivative · entry 3

Li Jennifer · CIK 0001491837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,066

F2 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

F3 · price: Price reflects weighted average sales price; actual sales prices ranged from $7.84 to $7.965. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F4 · balance_after: Includes 13,868 unvested RSUs which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 01:01 UTC
Tan Lay KoonDirector
GrantOrdinary Shares 473 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004423 · doc4.xml · nonDerivative · entry 2

Tan Lay Koon · CIK 0001543262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,239

F1 · shares: On January 15, 2019, the Reporting Person was awarded a total of 3,310 Restricted Share Units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The awards were granted for the quarterly period from 10/1/2018 to 12/31/2018. The awards vested immediately upon grant.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 01:01 UTC
Tan Lay KoonDirector
GrantOrdinary Shares 2,837 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004423 · doc4.xml · nonDerivative · entry 1

Tan Lay Koon · CIK 0001543262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,766

F1 · shares: On January 15, 2019, the Reporting Person was awarded a total of 3,310 Restricted Share Units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The awards were granted for the quarterly period from 10/1/2018 to 12/31/2018. The awards vested immediately upon grant.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 00:57 UTC GrantOrdinary Shares 5,138 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004413 · doc4.xml · nonDerivative · entry 1

CAPELLAS MICHAEL D · CIK 0001068045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,853

F1 · shares: On January 15, 2019, the Reporting Person was awarded a total of 5,138 Restricted Share Units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 10/1/2018 to 12/31/2018. The award vested immediately upon grant.

F2 · balance_after: Includes 65,392 unvested RSUs which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 00:59 UTC
Li JenniferDirector
GrantOrdinary Shares 236 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004418 · doc4.xml · nonDerivative · entry 2

Li Jennifer · CIK 0001491837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,142

F1 · shares: On Janaury 15, 2019, the Reporting Person was awarded a total of 1,655 Restricted Share Units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The awards were granted for the quarterly period from 10/1/2018 to 12/31/2018. The awards vested immediately upon grant.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 00:59 UTC
Li JenniferDirector
GrantOrdinary Shares 1,419 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004418 · doc4.xml · nonDerivative · entry 1

Li Jennifer · CIK 0001491837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,906

F1 · shares: On Janaury 15, 2019, the Reporting Person was awarded a total of 1,655 Restricted Share Units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The awards were granted for the quarterly period from 10/1/2018 to 12/31/2018. The awards vested immediately upon grant.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 02:31 UTC
Collier ChristopherChief Financial Officer
GrantOrdinary Shares 59,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062144 · doc4.xml · nonDerivative · entry 1

Collier Christopher · CIK 0001394153 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,343

F1 · shares: Consists of 59,453 Restricted Share Units ("RSUs") which will vest subject to the Reporting Person's continued employment through the applicable measurement date and upon achievement of performance conditions as follows: (i) 50% of the RSUs will vest if the closing trading price of the ordinary shares exceeds $12.00 (the "Hurdle Price") for any 20 consecutive trading days during the period between the first and second anniversaries of the date of grant, and (ii) 50% of the RSUs will vest if the closing trading price of the ordinary shares exceeds the Hurdle Price for any 20 consecutive trading days during the period between the second and third anniversaries of the date of grant; provided that if the RSUs do not vest under (i), 100% of the RSUs will vest if the conditions in (ii) are satisfied.

F2 · balance_after: Includes the following: (1) 25,827 unvested RSUs, which will vest on June 10, 2019; (2) 48,428 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2019; (3) 63,112 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (4) 82,306 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; and (5) 59,453 unvested RSUs, which will vest as provided in footnote 1 above.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 02:34 UTC
OFFER DAVID SCOTTEVP, General Counsel
GrantOrdinary Shares 59,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062145 · doc4.xml · nonDerivative · entry 1

OFFER DAVID SCOTT · CIK 0001504430 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,618

F1 · shares: Consists of 59,453 Restricted Share Units ("RSUs") which will vest subject to the Reporting Person's continued employment through the applicable measurement date and upon achievement of performance conditions as follows: (i) 50% of the RSUs will vest if the closing trading price of the ordinary shares exceeds $12.00 (the "Hurdle Price") for any 20 consecutive trading days during the period between the first and second anniversaries of the date of grant, and (ii) 50% of the RSUs will vest if the closing trading price of the ordinary shares exceeds the Hurdle Price for any 20 consecutive trading days during the period between the second and third anniversaries of the date of grant; provided that if the RSUs do not vest under (i), 100% of the RSUs will vest if the conditions in (ii) are satisfied.

F2 · balance_after: Includes the following: (1) 90,000 unvested RSUs, which will vest in two equal installments beginning on November 30, 2019; (2) 50,000 unvested RSUs, which will vest on November 30, 2019; (3) 40,162 unvested RSUs, which will vest in three equal installments beginning on June 29, 2019; (4) 52,376 unvested RSUs, which will vest in four equal installments beginning on June 19, 2019; and (5) 59,453 unvested RSUs, which will vest as provided in footnote 1 above.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 02:35 UTC
Barbier FrancoisGroup President
GrantOrdinary Shares 59,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062146 · doc4.xml · nonDerivative · entry 1

Barbier Francois · CIK 0001478384 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,878

F1 · shares: Consists of 59,453 Restricted Share Units ("RSUs") which will vest subject to the Reporting Person's continued employment through the applicable measurement date and upon achievement of performance conditions as follows: (i) 50% of the RSUs will vest if the closing trading price of the ordinary shares exceeds $12.00 (the "Hurdle Price") for any 20 consecutive trading days during the period between the first and second anniversaries of the date of grant, and (ii) 50% of the RSUs will vest if the closing trading price of the ordinary shares exceeds the Hurdle Price for any 20 consecutive trading days during the period between the second and third anniversaries of the date of grant; provided that if the RSUs do not vest under (i), 100% of the RSUs will vest if the conditions in (ii) are satisfied.

F2 · balance_after: Includes the following: (1) 25,279 unvested RSUs, which will vest on June 10, 2019; (2) 46,909 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2019; (3) 58,338 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (4) 76,899 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; and (5) 59,453 unvested RSUs, which will vest as provided in footnote 1 above.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 02:29 UTC
Humphries PaulGroup President
GrantOrdinary Shares 59,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062143 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,490

F1 · shares: Consists of 59,453 Restricted Share Units ("RSUs") which will vest subject to the Reporting Person's continued employment through the applicable measurement date and upon achievement of performance conditions as follows: (i) 50% of the RSUs will vest if the closing trading price of the ordinary shares exceeds $12.00 (the "Hurdle Price") for any 20 consecutive trading days during the period between the first and second anniversaries of the date of grant, and (ii) 50% of the RSUs will vest if the closing trading price of the ordinary shares exceeds the Hurdle Price for any 20 consecutive trading days during the period between the second and third anniversaries of the date of grant; provided that if the RSUs do not vest under (i), 100% of the RSUs will vest if the conditions in (ii) are satisfied.

F2 · balance_after: Includes the following: (1) 25,279 unvested RSUs, which will vest on June 10, 2019; (2) 47,719 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2019; (3) 58,966 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (4) 76,899 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; and (5) 59,453 unvested RSUs, which will vest as provided in footnote 1 above.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 02:22 UTC
Britt DouglasPresident
GrantOrdinary Shares 59,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062140 · doc4.xml · nonDerivative · entry 1

Britt Douglas · CIK 0001330988 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,458

F1 · shares: Consists of 59,453 Restricted Share Units ("RSUs") which will vest subject to the Reporting Person's continued employment through the applicable measurement date and upon achievement of performance conditions as follows: (i) 50% of the RSUs will vest if the closing trading price of the ordinary shares exceeds $12.00 (the "Hurdle Price") for any 20 consecutive trading days during the period between the first and second anniversaries of the date of grant, and (ii) 50% of the RSUs will vest if the closing trading price of the ordinary shares exceeds the Hurdle Price for any 20 consecutive trading days during the period between the second and third anniversaries of the date of grant; provided that if the RSUs do not vest under (i), 100% of the RSUs will vest if the conditions in (ii) are satisfied.

F2 · balance_after: Includes the following: (1) 20,661 unvested RSUs, which will vest on June 10, 2019; (2) 39,002 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2019; (3) 50,490 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (4) 76,899 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; and (5) 59,453 unvested RSUs, which will vest as provided in footnote 1 above.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 02:20 UTC GrantOrdinary Shares 47,776 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062139 · doc4.xml · nonDerivative · entry 1

CAPELLAS MICHAEL D · CIK 0001068045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,715

F1 · shares: On December 7, 2018, in recognition of the Reporting Person's substantial assistance to the Company's management with the Chief Executive Officer transition, the Reporting Person was awarded a total of 47,776 Restricted Share Units ("RSUs"), which will vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting.

F2 · balance_after: Includes 17,616 unvested RSUs which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
December 04, 2018 Filed Dec 5, 2018 02:16 UTC PurchaseOrdinary Shares 11,500 $8.49 $97,631.55
Disclosure

SEC source: 0001209191-18-061097 · doc4.xml · nonDerivative · entry 1

ONETTO MARC A · CIK 0001244320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 76,929

F1 · price: Price reflects weighted average purchase price; actual purchase prices ranged from $8.465 to $8.50. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · ownership.nature: Shares held by MARC & SALLY ONETTO TTEES MARC & SALLY ONETTO LIVING TR DTD 6/7/99 of which Reporting Person and his spouse are co-trustees and co-beneficiaries.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:21 UTC GrantOrdinary Shares 17,557 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058941 · doc4.xml · nonDerivative · entry 1

Greenthal Jill A · CIK 0001353671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,557

F1 · shares: On November 14, 2018, the Reporting Person was awarded a total of 17,557 restricted share units (RSUs) pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2018" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on July 5, 2018. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting.

F2 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:19 UTC GrantOrdinary Shares 17,557 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058939 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,557

F1 · shares: On November 14, 2018, the Reporting Person was awarded a total of 17,557 restricted share units (RSUs) pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2018" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on July 5, 2018. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting.

F2 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
October 30, 2018 Filed Nov 2, 2018 01:00 UTC
OFFER DAVID SCOTTEVP, General Counsel
PurchaseOrdinary Shares 27,027 $7.48 $202,272.77
Disclosure

SEC source: 0001209191-18-056845 · doc4.xml · nonDerivative · entry 1

OFFER DAVID SCOTT · CIK 0001504430 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,165

F1 · kind: Consistent with Section 16(b) of the Securities Exchange Act of 1934, the Reporting Person has remitted $43,043.36 to the Company in connection with the transactions reported on this Form 4.

F2 · price: Price reflects weighted average purchase price; actual purchase prices ranged from $7.47 to $7.50. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes the following: (1) 135,000 unvested Restricted Share Units, which will vest in three equal installments beginning on November 30, 2018; (2) 50,000 unvested Restricted Stock Units, which will vest on November 30, 2019; (3) 40,162 unvested Restricted Stock Units, which will vest in three equal installments beginning on June 29, 2019; and (4) 52,376 unvested Restricted Stock Units, which will vest in four equal installments beginning on June 19, 2019.

F4 · balance_after: Each unvested Restricted Stock Unit represents a contingent right to receive one unrestricted, fully transferable share for each vested Restricted Stock Unit which has not previously forfeited.

Read SEC document
October 17, 2018 Filed Oct 17, 2018 22:44 UTC
Li JenniferDirector
SaleOrdinary Shares 48 $12.36 $593.28
Disclosure

SEC source: 0001209191-18-055429 · doc4.xml · nonDerivative · entry 3

Li Jennifer · CIK 0001491837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,487

F2 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units (RSUs).

F3 · balance_after: Includes 13,868 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
October 17, 2018 Filed Oct 17, 2018 22:43 UTC
Tan Lay KoonDirector
SaleOrdinary Shares 430 $12.36 $5,314.80
Disclosure

SEC source: 0001209191-18-055427 · doc4.xml · nonDerivative · entry 3

Tan Lay Koon · CIK 0001543262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,929

F2 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units (RSUs).

F3 · balance_after: Includes 13,868 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 22:44 UTC
Li JenniferDirector
GrantOrdinary Shares 157 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055429 · doc4.xml · nonDerivative · entry 2

Li Jennifer · CIK 0001491837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,535

F1 · shares: On October 15, 2018, the Reporting Person was awarded an aggregate total of 1,098 restricted share units (RSUs) pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The awards were granted for the quarterly period from 7/1/2018 to 9/30/2018. The awards vested immediately upon grant.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 22:44 UTC
Li JenniferDirector
GrantOrdinary Shares 941 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055429 · doc4.xml · nonDerivative · entry 1

Li Jennifer · CIK 0001491837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,378

F1 · shares: On October 15, 2018, the Reporting Person was awarded an aggregate total of 1,098 restricted share units (RSUs) pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The awards were granted for the quarterly period from 7/1/2018 to 9/30/2018. The awards vested immediately upon grant.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 22:43 UTC
Tan Lay KoonDirector
GrantOrdinary Shares 313 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055427 · doc4.xml · nonDerivative · entry 2

Tan Lay Koon · CIK 0001543262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,359

F1 · shares: On October 15, 2018, the Reporting Person was awarded an aggregate total of 2,196 restricted share units (RSUs) pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The awards were granted for the quarterly period from 7/1/2018 to 9/30/2018. The awards vested immediately upon grant.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 22:43 UTC
Tan Lay KoonDirector
GrantOrdinary Shares 1,883 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055427 · doc4.xml · nonDerivative · entry 1

Tan Lay Koon · CIK 0001543262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,046

F1 · shares: On October 15, 2018, the Reporting Person was awarded an aggregate total of 2,196 restricted share units (RSUs) pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The awards were granted for the quarterly period from 7/1/2018 to 9/30/2018. The awards vested immediately upon grant.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 22:42 UTC GrantOrdinary Shares 3,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055426 · doc4.xml · nonDerivative · entry 1

CAPELLAS MICHAEL D · CIK 0001068045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,939

F1 · shares: On October 15, 2018, the Reporting Person was awarded a total of 3,410 restricted share units (RSUs) pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 7/1/2018 to 9/30/2018. The award vested immediately upon grant.

F2 · balance_after: Includes 17,616 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
September 04, 2018 Filed Jan 21, 2020 21:19 UTC
Britt DouglasPresident
SaleOrdinary Shares 681 $13.65 $9,295.65
Disclosure

SEC source: 0001209191-20-004259 · doc4.xml · nonDerivative · entry 2

Britt Douglas · CIK 0001330988 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,862

F2 · kind: The sale reported in this Form 4 represents shares sold by spouse of Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 16, 2018 Filed Aug 18, 2018 00:25 UTC GrantOrdinary Shares 13,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047546 · doc4.xml · nonDerivative · entry 3

ONETTO MARC A · CIK 0001244320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,868

F2 · shares: On August 16, 2018, the Reporting Person was awarded a total of 13,868 restricted share units (RSUs) pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2018" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on July 5, 2018. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting.

F3 · balance_after: Includes 13,868 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
August 16, 2018 Filed Aug 18, 2018 00:25 UTC GiftOrdinary Shares 11,504 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047546 · doc4.xml · nonDerivative · entry 2

ONETTO MARC A · CIK 0001244320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 65,429

F1 · ownership.nature: Shares held by MARC & SALLY ONETTO TTEES MARC & SALLY ONETTO LIVING TR DTD 6/7/99 of which Reporting Person and his spouse are co-trustees and co-beneficiaries.

Read SEC document
August 16, 2018 Filed Aug 18, 2018 00:25 UTC GiftOrdinary Shares 11,504 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047546 · doc4.xml · nonDerivative · entry 1

ONETTO MARC A · CIK 0001244320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 16, 2018 Filed Aug 18, 2018 00:24 UTC GrantOrdinary Shares 13,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047545 · doc4.xml · nonDerivative · entry 1

WATKINS WILLIAM D · CIK 0001233433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,598

F1 · shares: On August 16, 2018, the Reporting Person was awarded a total of 13,868 restricted share units (RSUs) pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2018" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on July 5, 2018. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting.

F2 · balance_after: Includes 13,868 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

F3 · ownership.direct: These shares are held by the Denise P. Watkins u/a/d 01-0701994 William D. Watkins Trustee of Watkins Family Trust, of which the Reporting Person and his spouse are co-trustees and co-beneficiaries.

Read SEC document
August 16, 2018 Filed Aug 18, 2018 00:22 UTC
SHIH WILLY CDirector
GrantOrdinary Shares 13,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047544 · doc4.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,670

F1 · shares: On August 16, 2018, the Reporting Person was awarded a total of 13,868 restricted share units (RSUs) pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2018" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on July 5, 2018. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting.

F2 · balance_after: Includes 13,868 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

F3 · ownership.direct: The shares are held by the Willy C. Shih Revocable Trust.

Read SEC document
August 16, 2018 Filed Aug 18, 2018 00:21 UTC GrantOrdinary Shares 13,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047542 · doc4.xml · nonDerivative · entry 1

ZIMMERMAN LAWRENCE A · CIK 0001210726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,344

F1 · shares: On August 16, 2018, the Reporting Person was awarded a total of 13,868 restricted share units (RSUs) pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2018" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on July 5, 2018. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting.

F2 · balance_after: Includes 13,868 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
August 16, 2018 Filed Aug 18, 2018 00:20 UTC
Tan Lay KoonDirector
GrantOrdinary Shares 13,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047541 · doc4.xml · nonDerivative · entry 2

Tan Lay Koon · CIK 0001543262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,163

F3 · shares: On August 16, 2018, the Reporting Person was awarded a total of 13,868 restricted share units (RSUs) pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2018" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on July 5, 2018. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting.

F4 · balance_after: Includes 13,868 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
August 16, 2018 Filed Aug 18, 2018 00:20 UTC
Tan Lay KoonDirector
SaleOrdinary Shares 2,298 $13.46 $30,939.81
Disclosure

SEC source: 0001209191-18-047541 · doc4.xml · nonDerivative · entry 1

Tan Lay Koon · CIK 0001543262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,295

F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units (RSUs).

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $13.45 to $13.4807. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 16, 2018 Filed Aug 18, 2018 00:18 UTC
Li JenniferDirector
GrantOrdinary Shares 13,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047540 · doc4.xml · nonDerivative · entry 2

Li Jennifer · CIK 0001491837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,437

F3 · shares: On August 16, 2018, the Reporting Person was awarded a total of 13,868 restricted share units (RSUs) pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2018" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on July 5, 2018. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting.

F4 · balance_after: Includes 13,868 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
August 16, 2018 Filed Aug 18, 2018 00:18 UTC
Li JenniferDirector
SaleOrdinary Shares 352 $13.46 $4,739.26
Disclosure

SEC source: 0001209191-18-047540 · doc4.xml · nonDerivative · entry 1

Li Jennifer · CIK 0001491837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569

F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units (RSUs).

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $13.45 to $13.4807. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.