Humphries Paul

SEC source: 0001562180-25-004179 · primarydocument.xml · derivative · entry 2

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-25-004179 · primarydocument.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-004351 · primarydocument.xml · derivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,338

Underlying: Common Stock · 37,338 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-24-004244 · primarydocument.xml · derivative · entry 2

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-24-004244 · primarydocument.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-004412 · primarydocument.xml · derivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,207

Underlying: Common Stock · 33,207 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-23-003790 · primarydocument.xml · derivative · entry 2

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-23-003790 · primarydocument.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-004485 · primarydocument.xml · derivative · entry 2

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,303

Underlying: Common Stock · 15,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-22-004485 · primarydocument.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-003606 · primarydocument.xml · derivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,880

Underlying: Common Stock · 30,303 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-21-004473 · primarydocument.xml · derivative · entry 2

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,577

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-21-004473 · primarydocument.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-003773 · primarydocument.xml · derivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,577

Underlying: Common Stock · 15,577 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001209191-20-039843 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,257

F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs").

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $10.115 to $10.2807. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes the following: (1) 242,718 unvested RSUs, which will vest on March 5, 2021; (2) 100,550 unvested RSUs, which will vest in three equal annual installments beginning on June 3, 2021; (3) 85,311 unvested RSUs, which will vest in three equal annual installments beginning on June 11, 2021; (4) 38,450 unvested RSUs, which will vest in two equal annual installments beginning on June 19, 2021; (5) 19,656 unvested RSUs, which will vest on June 29, 2021; and (6) 29,727 unvested RSUs, which will vest upon achievement of stock price performance conditions.

F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

SEC source: 0001562180-20-004632 · primarydocument.xml · derivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001209191-20-038644 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,033

F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs").

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $10.375 to $10.57. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes the following: (1) 39,311 unvested RSUs, which will vest in two equal annual installments beginning on June 29, 2020; (2) 38,450 unvested RSUs, which will vest in two equal annual installments beginning on June 19, 2021; (3) 85,311 unvested RSUs, which will vest in three equal annual installments beginning on June 11, 2021; (4) 29,727 unvested RSUs, which will vest upon achievement of stock price performance conditions; (5) 242,718 unvested RSUs, which will vest on March 5, 2021; and (6) 100,550 unvested RSUs, which will vest in three equal annual installments beginning on June 3, 2021.

F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

SEC source: 0001209191-20-037088 · doc4.xml · nonDerivative · entry 2

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,680

F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs").

F3 · price: Price reflects weighted average sales price; actual sales prices ranged from $10.74 to $10.945. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F4 · balance_after: Includes the following: (1) 39,311 unvested RSUs, which will vest in two equal annual installments beginning on June 29, 2020; (2) 57,675 unvested RSUs, which will vest in three equal annual installments beginning on June 19, 2020; (3) 85,311 unvested RSUs, which will vest in three equal annual installments beginning on June 11, 2021; (4) 29,727 unvested RSUs, which will vest upon achievement of stock price performance conditions; (5) 242,718 unvested RSUs, which will vest on March 5, 2021; and (6) 100,550 unvested RSUs, which will vest in three equal annual installments beginning on June 3, 2021.

F5 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

SEC source: 0001209191-20-037088 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,982

F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs").

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $10.265 to $10.66. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-034859 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,588

F1 · shares: Consists of 100,550 unvested restricted share units ("RSUs"), which will vest in three equal annual installments beginning on June 3, 2021.

F2 · balance_after: Includes the following: (1) 23,860 unvested RSUs, which will vest on June 14, 2020; (2) 39,311 unvested RSUs, which will vest in two equal annual installments beginning on June 29, 2020; (3) 57,675 unvested RSUs, which will vest in three equal annual installments beginning on June 19, 2020; (4) 113,747 unvested RSUs, which will vest in four equal annual installments beginning on June 11, 2020; (5) 29,727 unvested RSUs, which will vest upon achievement of stock price performance conditions; (6) 242,718 unvested RSUs, which will vest on March 5, 2021; and (7) 100,550 unvested RSUs, which will vest in three equal annual installments beginning on June 3, 2021.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

SEC source: 0001562180-20-003124 · primarydocument.xml · derivative · entry 2

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,779 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units were granted on April 23, 2019 and vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units were granted on April 23, 2019 and vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-20-003124 · primarydocument.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-004256 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,975

F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs").

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $13.315 to $13.46. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes the following: (1) 23,860 unvested RSUs, which will vest on June 14, 2020; (2) 39,311 unvested RSUs, which will vest in two equal annual installments beginning on June 29, 2020; (3) 57,675 unvested RSUs, which will vest in three equal annual installments beginning on June 19, 2020; (4) 113,747 unvested RSUs, which will vest in four equal annual installments beginning on June 11, 2020; (5) 29,727 unvested RSUs, which will vest upon achievement of stock price performance conditions; and (6) 242,718 unvested RSUs, which will vest on March 5, 2021.

F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

SEC source: 0001209191-19-041185 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905,143

F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs").

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $9.46 to $9.74. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes the following: (1) 23,860 unvested RSUs, which will vest on June 14, 2020; (2) 39,311 unvested RSUs, which will vest in two equal annual installments beginning on June 29, 2020; (3) 57,675 unvested RSUs, which will vest in three equal annual installments beginning on June 19, 2020; (4) 113,747 unvested RSUs, which will vest in four equal annual installments beginning on June 11, 2020; (5) 59,453 unvested RSUs, which will vest upon achievement of performance conditions; and (6) 242,718 unvested RSUs, which will vest on March 5, 2021.

F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

SEC source: 0001209191-19-038828 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915,054

F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs").

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $9.46 to $9.67. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes the following: (1) 23,860 unvested RSUs, which will vest on June 14, 2020; (2) 58,966 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (3) 57,675 unvested RSUs, which will vest in three equal annual installments beginning on June 19, 2020; (4) 113,747 unvested RSUs, which will vest in four equal annual installments beginning on June 11, 2020; (5) 59,453 unvested RSUs, which will vest upon achievement of performance conditions; and (6) 242,718 unvested RSUs, which will vest on March 5, 2021.

F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

SEC source: 0001209191-19-037817 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,396

F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs").

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $8.90 to $9.04. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes the following: (1) 23,860 unvested RSUs, which will vest on June 14, 2020; (2) 58,966 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (3) 76,899 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; (4) 113,747 unvested RSUs, which will vest in four equal annual installments beginning on June 11, 2020; (5) 59,453 unvested RSUs, which will vest upon achievement of performance conditions; and (6) 242,718 unvested RSUs, which will vest on March 5, 2021.

F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

SEC source: 0001209191-19-036938 · doc4.xml · nonDerivative · entry 2

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,339

F3 · shares: Consists of 113,747 unvested RSUs, which will vest in four equal annual installments beginning on June 11, 2020.

F4 · balance_after: Includes the following: (1) 47,719 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2019; (2) 58,966 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (3) 76,899 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; (4) 113,747 unvested RSUs, which will vest in four equal annual installments beginning on June 11, 2020; (5) 59,453 unvested RSUs, which will vest upon achievement of performance conditions; and (6) 242,718 unvested RSUs, which will vest on March 5, 2021.

F5 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

SEC source: 0001209191-19-036938 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,592

F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs").

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $9.49 to $9.77. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001562180-19-002345 · primarydocument.xml · derivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,779

Underlying: Common Stock · 16,779 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-19-002319 · primarydocument.xml · derivative · entry 2

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units were granted on April 19, 2018 and vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units were granted on April 19, 2018 and vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-19-002319 · primarydocument.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-017928 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,208

F1 · shares: Consists of 242,718 unvested restricted share units ("RSUs"), which will vest in full on March 5, 2021.

F2 · balance_after: Includes the following: (1) 25,279 unvested RSUs, which will vest on June 10, 2019; (2) 47,719 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2019; (3) 58,966 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (4) 76,899 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; (5) 59,453 unvested RSUs, which will vest upon achievement of performance conditions; and (6) 242,718 unvested RSUs, which will vest on March 5, 2021.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

SEC source: 0001209191-18-062143 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,490

F1 · shares: Consists of 59,453 Restricted Share Units ("RSUs") which will vest subject to the Reporting Person's continued employment through the applicable measurement date and upon achievement of performance conditions as follows: (i) 50% of the RSUs will vest if the closing trading price of the ordinary shares exceeds $12.00 (the "Hurdle Price") for any 20 consecutive trading days during the period between the first and second anniversaries of the date of grant, and (ii) 50% of the RSUs will vest if the closing trading price of the ordinary shares exceeds the Hurdle Price for any 20 consecutive trading days during the period between the second and third anniversaries of the date of grant; provided that if the RSUs do not vest under (i), 100% of the RSUs will vest if the conditions in (ii) are satisfied.

F2 · balance_after: Includes the following: (1) 25,279 unvested RSUs, which will vest on June 10, 2019; (2) 47,719 unvested RSUs, which will vest in two equal annual installments beginning on June 14, 2019; (3) 58,966 unvested RSUs, which will vest in three equal annual installments beginning on June 29, 2019; (4) 76,899 unvested RSUs, which will vest in four equal annual installments beginning on June 19, 2019; and (5) 59,453 unvested RSUs, which will vest as provided in footnote 1 above.

F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited.

SEC source: 0001562180-18-003424 · primarydocument.xml · derivative · entry 2

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,873

Underlying: Common Stock · 1,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units were granted on July 26, 2017 and vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units were granted on July 26, 2017 and vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-18-003424 · primarydocument.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-041337 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,037

F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company incident to vesting of restricted stock share award.

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $13.68 to $13.90. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes the following: (1) 25,279 unvested Restricted Stock Units, which will vest on June 10, 2019; (2) 47,719 unvested Restricted Stock Units, which will vest in two equal annual installments beginning on June 14, 2019; (3) 58,966 unvested Restricted Stock Units, which will vest in three equal annual installments beginning on June 29, 2019; and (4) 76,899 unvested Restricted Stock Units, which will vest in four equal annual installments beginning on June 19, 2019.

F4 · balance_after: Each unvested Restricted Stock Unit represents a contingent right to receive one unrestricted, fully transferable share for each vested Restricted Stock Unit which has not previously forfeited.

SEC source: 0001209191-18-040106 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,001

F1 · kind: Includes disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company incident to vesting of restricted stock share award.

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $14.185 to $14.46. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes the following: (1) 25,279 unvested Restricted Stock Units, which will vest on June 10, 2019; (2) 47,719 unvested Restricted Stock Units, which will vest in two equal annual installments beginning on June 14, 2019; (3) 78,621 unvested Restricted Stock Units, which will vest in four equal annual installments beginning on June 29, 2018; and (4) 76,899 unvested Restricted Stock Units, which will vest in four equal annual installments beginning on June 19, 2019.

F4 · balance_after: Each unvested Restricted Stock Unit represents a contingent right to receive one unrestricted, fully transferable share for each vested Restricted Stock Unit which has not previously forfeited.

SEC source: 0001209191-18-039079 · doc4.xml · nonDerivative · entry 3

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,533

F3 · kind: Includes disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company incident to vesting of restricted stock share award.

F4 · price: Price reflects weighted average sales price; actual sales prices ranged from $14.255 to $14.55. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F5 · balance_after: Includes the following: (1) 27,532 unvested Restricted Stock Units, which will vest on June 26, 2018; (2) 25,279 unvested Restricted Stock Units, which will vest on June 10, 2019; (3) 47,719 unvested Restricted Stock Units, which will vest in two equal annual installments beginning on June 14, 2019; (4) 78,621 unvested Restricted Stock Units, which will vest in four equal annual installments beginning on June 29, 2018; and (5) 76,899 unvested Restricted Stock Units, which will vest in four equal annual installments beginning on June 19, 2019.

F6 · balance_after: Each unvested Restricted Stock Unit represents a contingent right to receive one unrestricted, fully transferable share for each vested Restricted Stock Unit which has not previously forfeited.

SEC source: 0001209191-18-039079 · doc4.xml · nonDerivative · entry 2

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,228

F2 · shares: Consists of 76,899 unvested Restricted Stock Units, which will vest in four equal annual installments beginning on June 19, 2019.

SEC source: 0001209191-18-039079 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,329

F1 · shares: On 6/10/2015, the Reporting Person was awarded a number of performance-based restricted stock units (RSUs), within a preset range, with the actual number contingent upon the achievement of a certain performance criterion. If the performance criterion is achieved, the RSUs granted vest on the next business day following the third anniversary of the date of grant, subject to applicable taxes upon delivery.

SEC source: 0001562180-18-001983 · primarydocument.xml · derivative · entry 2

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,102

Underlying: Common Stock · 3,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units were granted on April 25, 2017 and vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units were granted on April 25, 2017 and vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-18-001983 · primarydocument.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-18-001920 · primarydocument.xml · derivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,132

Underlying: Common Stock · 6,873 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001562180-17-002882 · primarydocument.xml · derivative · entry 1

Humphries Paul · CIK 0001516150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,260

Underlying: Common Stock · 1,229 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date.

SEC source: 0001209191-17-043747 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · President, HRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,772

F1 · kind: Includes disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company incident to vesting of restricted stock share award.

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $16.075 to $16.4375. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes the following: (1) 27,532 unvested Restricted Stock Units, which will vest on June 26, 2018; (2) 50,558 unvested Restricted Stock Units, which will vest in two equal annual installments beginning on June 10, 2018; (3) 71,578 unvested Restricted Stock Units, which will vest in three equal annual installments beginning on June 14, 2018; and (4) 78,621 unvested Restricted Stock Units, which will vest in four equal annual installments beginning on June 29, 2018.

F4 · balance_after: Each unvested Restricted Stock Unit represents a contingent right to receive one unrestricted, fully transferable share for each vested Restricted Stock Unit which has not previously forfeited.

SEC source: 0001209191-17-042419 · doc4.xml · nonDerivative · entry 3

Humphries Paul · CIK 0001516150 · President, HRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,898

F4 · shares: Consists of 78,621 unvested Restricted Stock Units, which will vest in four equal annual installments beginning on June 29, 2018.

F5 · balance_after: Includes the following: (1) 27,532 unvested Restricted Stock Units, which will vest on June 26, 2018; (2) 50,558 unvested Restricted Stock Units, which will vest in two equal annual installments beginning on June 10, 2018; (3) 71,578 unvested Restricted Stock Units, which will vest in three equal annual installments beginning on June 14, 2018; and (4) 78,621 unvested Restricted Stock Units, which will vest in four equal annual installments beginning on June 29, 2018.

F6 · balance_after: Each unvested Restricted Stock Unit represents a contingent right to receive one unrestricted, fully transferable share for each vested Restricted Stock Unit which has not previously forfeited.

SEC source: 0001209191-17-042419 · doc4.xml · nonDerivative · entry 2

Humphries Paul · CIK 0001516150 · President, HRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,277

F3 · shares: On 6/26/2014, the Reporting Person was awarded a number of performance-based restricted stock units (RSUs), within a preset range, with the actual number contingent upon the achievement of a certain performance criterion. If the performance criterion is achieved, the RSUs granted vest on the next business day following the third anniversary of the date of grant, subject to applicable taxes upon delivery.

SEC source: 0001209191-17-042419 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · President, HRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,151

F1 · kind: Includes disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company incident to vesting of restricted stock share award.

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $16.575 to $17.01. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-17-040657 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · President, HRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,682

F1 · kind: Includes disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company incident to vesting of restricted stock share award.

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $15.93 to $16.57. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes the following: (1) 55,063 unvested Restricted Stock Units, which will vest in two equal annual installments beginning on June 26, 2017; (2) 50,558 unvested Restricted Stock Units, which will vest in two equal annual installments beginning on June 10, 2018; and (3) 71,578 unvested Restricted Stock Units, which will vest in three equal annual installments beginning on June 14, 2018.

F4 · balance_after: Each unvested Restricted Stock Unit represents a contingent right to receive one unrestricted, fully transferable share for each vested Restricted Stock Unit which has not previously forfeited.

SEC source: 0001209191-17-039950 · doc4.xml · nonDerivative · entry 1

Humphries Paul · CIK 0001516150 · President, HRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,541

F1 · kind: Includes disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company incident to vesting of restricted stock share award.

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $16.46 to $16.75. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes the following: (1) 55,063 unvested Restricted Stock Units, which will vest in two equal annual installments beginning on June 26, 2017; (2) 50,558 unvested Restricted Stock Units, which will vest in two equal annual installments beginning on June 10, 2018; and (3) 95,437 unvested Restricted Stock Units, which will vest in four equal annual installments beginning on June 14, 2017.

F4 · balance_after: Each unvested Restricted Stock Unit represents a contingent right to receive one unrestricted, fully transferable share for each vested Restricted Stock Unit which has not previously forfeited.