SHIH WILLY C

SEC source: 0000950103-26-012668 · ownership.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,698

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs shall vest on the one-year anniversary of the date of grant (or, if earlier, on the business day immediately preceding the next annual meeting of Company shareholders), subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs shall vest on the one-year anniversary of the date of grant (or, if earlier, on the business day immediately preceding the next annual meeting of Company shareholders), subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

SEC source: 0000950103-25-010522 · dp233249_4-shih.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,956

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 100% as of the last business day preceding the date of the Issuer's next scheduled annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date and acceleration in certain circumstances.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 100% as of the last business day preceding the date of the Issuer's next scheduled annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date and acceleration in certain circumstances.

SEC source: 0000950103-24-012461 · dp216938_4-shih.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,264

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 100% as of the last business day preceding the date of the Issuer's next scheduled annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date and acceleration in certain circumstances.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 100% as of the last business day preceding the date of the Issuer's next scheduled annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date and acceleration in certain circumstances.

SEC source: 0000950103-24-000320 · dp204866_4-shih.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,541

F1 · shares: On January 2, 2024, Flex Ltd. ("Flex") completed a distribution of all of the shares of common stock of Yuma, Inc. ("Yuma Shares") to Flex shareholders on a pro rata basis based on the number of ordinary shares of Flex (each, a "Flex Share") held by each Flex shareholder (the "Distribution") as of December 29, 2023, pursuant to that certain Agreement and Plan of Merger by and among Nextracker Inc. ("Nextracker"), Flex, Yuma, Inc. and Yuma Acquisition Corp. ("Merger Sub"), dated as of February 7, 2023 (the "Merger Agreement").

F2 · shares: Upon the consummation of the Distribution, on January 2, 2024, Flex completed the merger of Yuma Inc. with and into Merger Sub, with Yuma surviving the merger as a wholly owned subsidiary of Nextracker (the "Merger"). Pursuant to the Merger Agreement, as a result of the Merger, each Yuma Share that was issued and outstanding as of immediately prior to the closing of the Merger automatically converted into the right to receive a number of shares of Class A common stock, par value $0.0001 of Nextracker ("Nextracker Class A Common Stock") based on an exchange ratio of 0.174185 (the "Exchange Ratio").

F3 · shares: This amount reflects the number of shares of Nextracker Class A Common Stock issued by Nextracker to the Reporting Person in connection with the Merger in respect of the number of Yuma Shares held by the Reporting Person after giving effect to the Distribution.

F1 · price: On January 2, 2024, Flex Ltd. ("Flex") completed a distribution of all of the shares of common stock of Yuma, Inc. ("Yuma Shares") to Flex shareholders on a pro rata basis based on the number of ordinary shares of Flex (each, a "Flex Share") held by each Flex shareholder (the "Distribution") as of December 29, 2023, pursuant to that certain Agreement and Plan of Merger by and among Nextracker Inc. ("Nextracker"), Flex, Yuma, Inc. and Yuma Acquisition Corp. ("Merger Sub"), dated as of February 7, 2023 (the "Merger Agreement").

F2 · price: Upon the consummation of the Distribution, on January 2, 2024, Flex completed the merger of Yuma Inc. with and into Merger Sub, with Yuma surviving the merger as a wholly owned subsidiary of Nextracker (the "Merger"). Pursuant to the Merger Agreement, as a result of the Merger, each Yuma Share that was issued and outstanding as of immediately prior to the closing of the Merger automatically converted into the right to receive a number of shares of Class A common stock, par value $0.0001 of Nextracker ("Nextracker Class A Common Stock") based on an exchange ratio of 0.174185 (the "Exchange Ratio").

SEC source: 0000950103-23-013973 · dp200429_4-shih.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,410

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 100% as of the last business day preceding the date of the Issuer's next scheduled annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date and acceleration in certain circumstances.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock"). The RSUs vest 100% as of the last business day preceding the date of the Issuer's next scheduled annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date and acceleration in certain circumstances.

SEC source: 0000950103-23-013852 · dp200309_4-shih.xml · derivative · entry 2

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

SEC source: 0000950103-23-013852 · dp200309_4-shih.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock ("Common Stock"), on a one-for-one basis.

SEC source: 0000950103-23-005688 · dp192139_4-shih.xml · derivative · entry 2

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0000950103-23-005688 · dp192139_4-shih.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

F1 · price: Reflects the settlement and conversion of vested restricted stock units ("RSUs"), which were previously granted to the Reporting Person on January 24, 2023, into shares of the Issuer's common stock, on a one-for-one basis.

SEC source: 0001209191-21-050289 · doc4.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,475

F1 · shares: On August 4, 2021, the Reporting Person was awarded a total of 10,475 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Management Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2021 Non-Management Directors' Compensation" beginning on page 32 of the Issuer's Proxy Statement filed with the SEC on June 25, 2021. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2022 annual general meeting.

F2 · balance_after: Consists of 10,475 unvested RSUs which vest in full on the date immediately prior to the date of Issuer's 2022 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001209191-20-045808 · doc4.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,866

F1 · shares: On August 7, 2020, the Reporting Person was awarded a total of 15,866 restricted share units ("RSUs") pursuant to the terms of the annual equity award to non-employee directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2020 Non-Management Directors' Compensation" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on June 26, 2020. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting.

F2 · balance_after: Consists of 15,866 unvested RSUs which vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001209191-19-047036 · doc4.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,281

F1 · shares: On August 20, 2019, the Reporting Person was awarded a total of 18,611 restricted share units ("RSUs") pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2019" beginning on page 40 of the Issuer's Proxy Statement filed with the SEC on July 9, 2019. The award shall vest in full on the date immediately prior to the date of Issuer's 2020 annual general meeting.

F2 · balance_after: Includes 18,611 unvested RSUs which vest in full on the date immediately prior to the date of Issuer's 2020 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

F3 · ownership.direct: The shares are held by the Willy C. Shih Revocable Trust.

SEC source: 0001209191-18-047544 · doc4.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,670

F1 · shares: On August 16, 2018, the Reporting Person was awarded a total of 13,868 restricted share units (RSUs) pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2018" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on July 5, 2018. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting.

F2 · balance_after: Includes 13,868 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

F3 · ownership.direct: The shares are held by the Willy C. Shih Revocable Trust.

SEC source: 0001209191-18-007053 · doc4.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,802

F1 · price: Price reflects weighted average sales price; actual sales prices ranged from $17.85 to $18.02. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Includes 11,504 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2018 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001209191-17-049492 · doc4.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,399

F1 · shares: On August 16, 2017, the Reporting Person was awarded a total of 11,504 restricted share units (RSUs) pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2017" beginning on page 16 of the Issuer's Proxy Statement filed with the SEC on July 5, 2017. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2018 annual general meeting.

F2 · balance_after: Includes 11,504 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2018 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001209191-17-047718 · doc4.xml · derivative · entry 3

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 25,000 shares

Expires 2018-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The award was fully vested on January 10, 2012.

SEC source: 0001209191-17-047718 · doc4.xml · nonDerivative · entry 2

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,895

F1 · price: Price reflects weighted average sales price; actual sales prices ranged from $15.93 to $16.165. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Includes 13,597 unvested restricted share units (RSUs) which vest in full on the date immediately prior to the date of Issuer's 2017 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

SEC source: 0001209191-17-047718 · doc4.xml · nonDerivative · entry 1

SHIH WILLY C · CIK 0001191547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.