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Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2017 Filed Mar 14, 2017 00:59 UTC
Gavin KevinChief Marketing Officer
SaleCommon Stock 3,461 $16.26 $56,275.86
Disclosure

SEC source: 0001288847-17-000056 · wf-form4_148945312776646.xml · nonDerivative · entry 1

Gavin Kevin · CIK 0001677742 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,308

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.26 to $16.27, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 09, 2017 Filed Mar 14, 2017 00:50 UTC SaleCommon Stock 30,000 $16.42 $492,600.00
Disclosure

SEC source: 0001288847-17-000050 · wf-form4_148945261584444.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,173

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.40 to $16.52, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 07, 2017 Filed Mar 7, 2017 23:02 UTC
Burkland MichaelDirector · CEO, President and Chairman
Exercise / conversionStock Option (right to buy) · Derivative 625,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001288847-17-000045 · wf-form4_148892772229795.xml · derivative · entry 4

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,496

Underlying: Common Stock · 625,000 shares

Expires 2018-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Original option grant was for 1,981,496 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 24, 2008, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

Read SEC document
March 07, 2017 Filed Mar 7, 2017 23:02 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 625,000 $15.80 $9,875,000.00
Disclosure

SEC source: 0001288847-17-000045 · wf-form4_148892772229795.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,253

F1 · shares: Mr. Burkland exercised and sold 625,000 shares under an expiring 10 year option that was granted in May 2008, and which prior to this exercise, covered a total of 769,496 shares. Mr. Burkland's use of proceeds includes payment of the exercise price and satisfaction of required withholding taxes incurred in connection with the option exercise. Following this transaction, Mr. Burkland holds a total of 2,643,236 vested and unvested shares, RSUs and options.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.80 to $16.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 07, 2017 Filed Mar 7, 2017 23:02 UTC
Burkland MichaelDirector · CEO, President and Chairman
Exercise / conversionCommon Stock 625,000 $0.12 $75,000.00
Disclosure

SEC source: 0001288847-17-000045 · wf-form4_148892772229795.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 19:22 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 9,062 $16.36 $148,254.32
Disclosure

SEC source: 0001288847-17-000047 · wf-form4_148901893084588.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,230

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.22 to $16.48, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:22 UTC
Passi GauravEVP, Product Management
GrantEmployee Stock Option (right to buy) · Derivative 68,549 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-17-000032 · wf-form4_148824851610187.xml · derivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,549

Underlying: Common Stock · 68,549 shares

Expires 2027-02-23

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:22 UTC
Passi GauravEVP, Product Management
GrantCommon Stock 33,230 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000032 · wf-form4_148824851610187.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,499

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:24 UTC
WELCH SCOTTEVP, Cloud Operations
GrantEmployee Stock Option (right to buy) · Derivative 49,507 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-17-000034 · wf-form4_148824866430125.xml · derivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,507

Underlying: Common Stock · 49,507 shares

Expires 2027-02-23

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:24 UTC
WELCH SCOTTEVP, Cloud Operations
GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000034 · wf-form4_148824866430125.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,292

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:19 UTC
Gavin KevinChief Marketing Officer
GrantEmployee Stock Option (right to buy) · Derivative 22,215 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-17-000030 · wf-form4_148824837538981.xml · derivative · entry 2

Gavin Kevin · CIK 0001677742 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,215

Underlying: Common Stock · 22,215 shares

Expires 2027-02-23

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:19 UTC
Gavin KevinChief Marketing Officer
GrantCommon Stock 10,769 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000030 · wf-form4_148824837538981.xml · nonDerivative · entry 1

Gavin Kevin · CIK 0001677742 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,769

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:27 UTC
ZWARENSTEIN BARRYChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 55,029 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-17-000036 · wf-form4_148824883405224.xml · derivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,029

Underlying: Common Stock · 55,029 shares

Expires 2027-02-23

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:27 UTC
ZWARENSTEIN BARRYChief Financial Officer
GrantCommon Stock 26,676 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000036 · wf-form4_148824883405224.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,072

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:15 UTC GrantEmployee Stock Option (right to buy) · Derivative 55,537 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-17-000028 · wf-form4_148824809998955.xml · derivative · entry 2

Burkland Daniel P. · CIK 0001604052 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,537

Underlying: Common Stock · 55,537 shares

Expires 2027-02-23

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:15 UTC GrantCommon Stock 26,923 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000028 · wf-form4_148824809998955.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,542

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:12 UTC
Burkland MichaelDirector · CEO, President and Chairman
GrantEmployee Stock Option (right to buy) · Derivative 181,020 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-17-000026 · wf-form4_148824796002500.xml · derivative · entry 3

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,020

Underlying: Common Stock · 181,020 shares

Expires 2027-02-23

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:12 UTC
Burkland MichaelDirector · CEO, President and Chairman
GrantCommon Stock 87,753 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000026 · wf-form4_148824796002500.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,253

Read SEC document
February 22, 2017 Filed Feb 24, 2017 17:05 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 26,644 $16.45 $438,293.80
Disclosure

SEC source: 0001288847-17-000022 · wf-form4_148797388677880.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,269

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.35 to $16.61, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 20:38 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 3,902 $16.55 $64,578.10
Disclosure

SEC source: 0001288847-17-000020 · wf-form4_148781388435412.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,292

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.49 to $16.65, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:47 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 24,000 $16.64 $399,360.00
Disclosure

SEC source: 0001288847-17-000018 · wf-form4_148736803420431.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · The Burkland Family Revocable Trust

Disclosed balance after: 29,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $16.91, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:15 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 8,000 $15.51 $124,080.00
Disclosure

SEC source: 0001288847-17-000008 · wf-form4_148616014408248.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 29,924

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.33 to $15.77, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:25 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 24,000 $16.15 $387,600.00
Disclosure

SEC source: 0001288847-17-000006 · wf-form4_148486473504849.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · The Burkland Family Revocable Trust

Disclosed balance after: 53,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.86 to $16.82, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 20:08 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-17-000004 · wf-form4_148409690678356.xml · derivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,459

Underlying: Common Stock · 5,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Original option grant was for 47,000 shares. Option began vesting with respect to 1/48 of the shares subject to the option one month after November 5, 2014, and with respect to the remaining shares subject to the option, vests in 47 equal monthly installments thereafter.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 20:08 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 5,000 $15.00 $75,000.00
Disclosure

SEC source: 0001288847-17-000004 · wf-form4_148409690678356.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,913

Read SEC document
January 09, 2017 Filed Jan 10, 2017 20:08 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 5,000 $4.25 $21,250.00
Disclosure

SEC source: 0001288847-17-000004 · wf-form4_148409690678356.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:30 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 8,000 $14.17 $113,360.00
Disclosure

SEC source: 0001288847-17-000002 · wf-form4_148365184319881.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 37,924

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.02 to $14.44, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 19:18 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,818 $4.25 Strike: $4.25 $16,226.50
Disclosure

SEC source: 0001288847-16-000167 · wf-form4_148227950266398.xml · derivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,459

Underlying: Common Stock · 3,818 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Original option grant was for 47,000 shares. Option began vesting with respect to 1/48 of the shares subject to the option one month after November 5, 2014, and with respect to the remaining shares subject to the option, vests in 47 equal monthly installments thereafter.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 19:18 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 11,738 $14.00 $164,332.00
Disclosure

SEC source: 0001288847-16-000167 · wf-form4_148227950266398.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,913

Read SEC document
December 19, 2016 Filed Dec 20, 2016 19:18 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 3,818 $4.25 $16,226.50
Disclosure

SEC source: 0001288847-16-000167 · wf-form4_148227950266398.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 00:23 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 3,700 $14.02 $51,874.00
Disclosure

SEC source: 0001288847-16-000168 · wf-form4_148227980669309.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · The Burkland Family Revocable Trust

Disclosed balance after: 77,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.03, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:15 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 20,300 $13.57 $275,471.00
Disclosure

SEC source: 0001288847-16-000162 · wf-form4_148192652803103.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · The Burkland Family Revocable Trust

Disclosed balance after: 81,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.31 to $14.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 20:52 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,723 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-16-000164 · wf-form4_148219874769831.xml · derivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,277

Underlying: Common Stock · 12,723 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Original option grant was for 47,000 shares. Option began vesting with respect to 1/48 of the shares subject to the option one month after November 5, 2014, and with respect to the remaining shares subject to the option, vests in 47 equal monthly installments thereafter.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 20:52 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 15,723 $13.65 $214,618.95
Disclosure

SEC source: 0001288847-16-000164 · wf-form4_148219874769831.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,833

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.33 to $14.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 20:52 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 12,723 $4.25 $54,072.75
Disclosure

SEC source: 0001288847-16-000164 · wf-form4_148219874769831.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 6, 2016 20:27 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 4,385 $13.93 $61,083.05
Disclosure

SEC source: 0001288847-16-000158 · wf-form4_148107402019504.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,920

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.67 to $14.08, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 20:29 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 115 $14.36 $1,651.40
Disclosure

SEC source: 0001288847-16-000160 · wf-form4_148107417763142.xml · nonDerivative · entry 4

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,833

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units.

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December 05, 2016 Filed Dec 6, 2016 20:29 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 579 $14.32 $8,291.28
Disclosure

SEC source: 0001288847-16-000160 · wf-form4_148107417763142.xml · nonDerivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,948

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.31 to $14.32, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 05, 2016 Filed Dec 6, 2016 20:29 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 1,853 $14.31 $26,516.43
Disclosure

SEC source: 0001288847-16-000160 · wf-form4_148107417763142.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,527

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.30 to $14.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 05, 2016 Filed Dec 6, 2016 20:29 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 838 $14.34 $12,016.92
Disclosure

SEC source: 0001288847-16-000160 · wf-form4_148107417763142.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,380

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.34 to $14.35, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 05, 2016 Filed Dec 6, 2016 20:27 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,048 $14.28 $14,965.44
Disclosure

SEC source: 0001288847-16-000158 · wf-form4_148107402019504.xml · nonDerivative · entry 5

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,194

F4 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.27 to $14.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 05, 2016 Filed Dec 6, 2016 20:27 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 3,226 $14.26 $46,002.76
Disclosure

SEC source: 0001288847-16-000158 · wf-form4_148107402019504.xml · nonDerivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,242

F4 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.25 to $14.27, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 05, 2016 Filed Dec 6, 2016 20:27 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,452 $14.26 $20,705.52
Disclosure

SEC source: 0001288847-16-000158 · wf-form4_148107402019504.xml · nonDerivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,468

F4 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.26 to $14.27, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 05, 2016 Filed Dec 6, 2016 20:27 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 2,813 $14.29 $40,197.77
Disclosure

SEC source: 0001288847-16-000158 · wf-form4_148107402019504.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,305

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.12 to $14.40, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 05, 2016 Filed Dec 7, 2016 01:24 UTC SaleCommon Stock 1,626 $14.26 $23,186.76
Disclosure

SEC source: 0001288847-16-000156 · wf-form4_148107388619998.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,619

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.26 to $14.27, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 05, 2016 Filed Dec 7, 2016 01:24 UTC SaleCommon Stock 945 $14.26 $13,475.70
Disclosure

SEC source: 0001288847-16-000156 · wf-form4_148107388619998.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,245

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units.

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December 01, 2016 Filed Dec 2, 2016 21:38 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 8,000 $15.02 $120,160.00
Disclosure

SEC source: 0001288847-16-000154 · wf-form4_148071469203489.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 45,924

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.63 to $15.84, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 29, 2016 Filed Nov 30, 2016 21:45 UTC
Das JayendraDirector
SaleCommon Stock 500,000 $15.40 $7,700,000.00
Disclosure

SEC source: 0001288847-16-000152 · wf-form4_148054230194818.xml · nonDerivative · entry 1

Das Jayendra · CIK 0001604190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,011,286

F1 · ownership.nature: These shares are held by Sapphire Ventures Fund I, LP ("Sapphire"). Sapphire Ventures (GPE) I, L.L.C. is the general partner of Sapphire. Mr. Das is a managing member of Sapphire Ventures (GPE) I, LLC. Mr. Das disclaims beneficial ownership of all shares held by Sapphire except to the extent of his pecuniary interest therein.

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November 16, 2016 Filed Nov 18, 2016 16:07 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 2,039 $15.25 $31,094.75
Disclosure

SEC source: 0001288847-16-000150 · wf-form4_147950321906553.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,118

F3 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units.

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November 16, 2016 Filed Nov 18, 2016 16:07 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 5,767 $15.09 $87,024.03
Disclosure

SEC source: 0001288847-16-000150 · wf-form4_147950321906553.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,157

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.98 to $15.31, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.